| Date Filed | Type | Description |
| 10/02/2023 |
4
| CALHOUN DAVID L (Director) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 136 options to buy
@ $275.46, valued at
$37.5k
|
|
| 10/02/2023 |
4
| SCHWAB SUSAN C (Director) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 136 options to buy
@ $275.46, valued at
$37.5k
|
|
| 09/27/2023 |
4
| Johnson Denise C (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 34 options to buy
@ $269.52, valued at
$9.2k
|
|
| 09/27/2023 |
4
| Creed Joseph E (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 29 options to buy
@ $269.52, valued at
$7.8k
|
|
| 08/10/2023 |
4
| Johnson Cheryl H (Chief Human Resources Officer) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Sold 16,894 shares
@ $286.27, valued at
$4.8M
Sold 1,400 shares
@ $287.06, valued at
$401.9k
Exercised 18,294 options to buy
@ $151.12, valued at
$2.8M
|
|
| 08/09/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/09/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 08/08/2023 |
4
| MacLennan David (Director) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 450 shares
@ $277.21, valued at
$124.7k
|
|
| 08/07/2023 |
4
| Umpleby III Donald J (CEO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Gifted 2,613 shares
@ $0
Gifted 2,501 shares
@ $0
Gifted 5,114 shares
@ $0 |
|
| 08/04/2023 |
4
| Johnson Denise C (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Sold 7,892 shares
@ $0
Sold 10,120 shares
@ $0
Sold 16,610 shares
@ $0
Sold 2,300 shares
@ $0
Sold 4,112 shares
@ $0
Sold 714 shares
@ $0
Exercised 18,012 options to buy
@ $138.35, valued at
$2.5M
Exercised 23,736 options to buy
@ $127.6, valued at
$3M
|
|
| 08/04/2023 |
4
| DICKINSON DANIEL M (Director) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Disposed of 9,982 options to buy
@ $284.5, valued at
$2.8M
|
|
| 08/04/2023 |
4
| Creed Joseph E (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Sold 3,037 shares
@ $284.84, valued at
$865.1k
Paid exercise price by delivering 3,449 shares
@ $284.78, valued at
$982.2k
Sold 4,249 shares
@ $285.55, valued at
$1.2M
Exercised 7,698 options to buy
@ $127.6, valued at
$982.3k
|
|
| 08/04/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/03/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/03/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/03/2023 |
4
| BONFIELD ANDREW R J (CFO) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Paid exercise price by delivering 26,264 shares
@ $289.99, valued at
$7.6M
Paid exercise price by delivering 11,419 shares
@ $289.99, valued at
$3.3M
Exercised 30,786 options to buy
@ $219.76, valued at
$6.8M
Exercised 14,187 options to buy
@ $196.7, valued at
$2.8M
|
|
| 08/02/2023 |
4
| De Lange Bob (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Sold 20,000 shares
@ $275, valued at
$5.5M
Exercised 20,000 options to buy
@ $95.66, valued at
$1.9M
|
|
| 08/02/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 08/01/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/01/2023 |
8-K
| Quarterly results |
| 07/28/2023 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 07/28/2023 |
4
| Johnson Denise C (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 36 options to buy
@ $258.32, valued at
$9.3k
|
|
| 07/28/2023 |
4
| Creed Joseph E (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 30 options to buy
@ $258.32, valued at
$7.7k
|
|
| 07/19/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/18/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 07/03/2023 |
4
| CALHOUN DAVID L (Director) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 153 options to buy
@ $245.41, valued at
$37.5k
|
|
| 07/03/2023 |
4
| SCHWAB SUSAN C (Director) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 153 options to buy
@ $245.41, valued at
$37.5k
|
|
| 06/09/2023 |
4
| Long Suzette M (CLO/General Counsel) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Paid exercise price by delivering 15,415 shares
@ $231.32, valued at
$3.6M
Exercised 20,529 options to buy
@ $127.6, valued at
$2.6M
|
|
| 05/31/2023 |
4
| Johnson Denise C (Group President) has filed a Form 4 on CATERPILLAR INC|
Txns:
| Granted 25 options to buy
@ $211.8, valued at
$5.3k
|
|
| 05/26/2023 |
SD
| Form SD - Specialized disclosure report: |
| 05/24/2023 |
PX14A6G
| Form PX14A6G - Notice of exempt solicitation submitted by non-management: |
| 05/09/2023 |
PX14A6G
| Form PX14A6G - Notice of exempt solicitation submitted by non-management: |
| 05/03/2023 |
10-Q
| Quarterly Report for the period ended March 31, 2023 |
| 04/27/2023 |
8-K
| Quarterly results |
|