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Dune Acquisition Corp Create: Alert

All | News | Filings
Date FiledTypeDescription
08/23/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "First Amendment to Unit Purchase Agreement, by and among Dune Acquisition Corporation, Global Gas Holdings LLC, Global Hydrogen Energy LLC and the unitholders of Global Hydrogen Energy LLC"
07/20/2023 8-K Quarterly results
07/14/2023 8-K Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review &nbsp...
06/29/2023 8-K Submission of Matters to a Vote of Security Holders  Interactive Data
05/19/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "Carter Glatt to be Chairman Nominee of Global Hydrogen Energy LLC’ s Post-Closing Board"
05/15/2023 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Regulation FD Disclosure, Financial Stat...
Docs: "UNIT PURCHASE AGREEMENT by and among DUNE ACQUISITION CORPORATION, GLOBAL GAS HOLDINGS LLC,",
"RECITALS",
"SPONSOR AGREEMENT This SPONSOR AGREEMENT , dated as of May 14, 2023, is made by and among Dune Acquisition Holdings LLC, a Delaware limited liability company , Global Gas Holdings LLC, a Delaware limited liability company and a direct, wholly owned subsidiary of SPAC , Dune Acquisition Corporation, a Delaware corporation , and Global Hydrogen Energy LLC, a Delaware limited liability company . Sponsor, Holdings, SPAC and the Company shall be referred to herein from time to time collectively as the “ Parties .” Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to such terms in the Purchase Agreement. RECITALS",
"LOCKUP AGREEMENT This LOCKUP AGREEMENT dated as of May 14, 2023, is entered into by and among Dune Acquisition Corporation, a Delaware corporation , Dune Acquisition Holdings LLC, a Delaware limited liability company , and each of the parties identified on the signature pages hereto and the other Persons who enter into a joinder to this Agreement substantially in the form of Exhibit A hereto pursuant to Section 2.2 in order to become a “Seller Party” for purposes of this Agreement . Company, Sponsor and the Seller Parties shall be referred to herein from time to time collectively as the “ Parties .” RECITALS",
"Global Hydrogen Energy LLC to Become a Publicly Traded Company Through a Business Combination With Dune Acquisition Corporation"
02/07/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Dune Acquisition Corporation Appoints Cecil White III to the Board of Directors"
01/27/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
01/13/2023 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing  Interact...
12/30/2022 8-K Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits...
Docs: "SETTLEMENT AGREEMENT AND RELEASE, DATED AS OF DECEMBER 28, 2022"
07/15/2022 8-K Quarterly results
06/17/2022 8-K Quarterly results
06/14/2022 8-K Quarterly results
05/03/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Dune Acquisition Corporation’ s Board of Directors Changes Recommendation to AGAINST Business Combination with TradeZero NEW YORK, May 3, 2022– Dune Acquisition Corporation , a special purpose acquisition company, today announced that, after careful consideration and consultation with its management and outside legal advisors, its board of directors : ● has unanimously determined that the previously announced business combination transaction with TradeZero Holding Corp. is not advisable or fair to, or in the best interest of, Dune and its stockholders; and ● unanimously recommends that Dune’ s stockholders vote “AGAINST” the Business Combination when a vote occurs. Dune continues to work with TradeZero under the terms of Dune’ s Agreement and Plan of Merger with TradeZero and o..."
04/18/2022 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "PRESSRELEASE, DATED APRIL 15, 2022"
02/22/2022 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "TRADEZERO ANNOUNCES REGULATORY APPROVAL FOR RETAIL EQUITY AND OPTIONS TRADING IN CANADA Brooklyn, New York and Oakville, Ontario, February 22, 2022 – TradeZero Holding Corp. , which operates broker-dealer subsidiaries that provide next-generation online trading platforms for active retail traders, announced that TradeZero’ s Canadian subsidiary, TradeZero Securities Canada ULC , was admitted as a dealer-member of the Investment Industry Regulatory Organization of Canada and is approved to offer equity and options trading on US markets to retail traders in Canada. TradeZero’ s Canadian broker dealer is headquartered in Oakville, Ontario. “We are very excited to introduce the TradeZero platform and offer our exceptional trading experience to retail traders in Canada. Launching in Canada mark..."
01/26/2022 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "First Amendment to Agreement and Plan of Merger, by and among the Dune Acquisition Corporation, Dune Merger Sub, Inc., Dune Merger Sub II, LLC and TradeZero Holding Corp"
12/21/2021 8-K Quarterly results
12/17/2021 8-K Quarterly results
12/01/2021 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "TradeZero Appoints Andrew Koslow as General Counsel Brooklyn, NY, December 1, 2021 -- TradeZero Holding Corp. and its broker-dealer subsidiaries, which provide next-generation online trading platforms for active retail traders, today announced the appointment of Andrew Koslow as General Counsel. The appointment is part of TradeZero’ s plans to expand its C-suite, as it transitions to a public company. As previously announced, TradeZero signed a definitive agreement on October 12, 2021 with Dune Acquisition Corporation , a special purpose acquisition corporation, which would result in TradeZero becoming a publicly traded company under the name “TradeZero Global Inc.” Mr. Koslow’ s professional experience is focused on securities law and regulation as it relates to publicly traded companies,..."
11/23/2021 8-K Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review &nbsp...
11/18/2021 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "TradeZero Named Best Broker for Short Selling for 2nd Straight Year at Benzinga Global Fintech Awards Brooklyn, NY, November 18, 2021 – TradeZero Holding Corp. and its broker-dealer subsidiaries, which provide next-generation online trading platforms for active retail traders, was named Best Broker for Short Selling for the second year in a row at the 2021 Benzinga Global Fintech Awards. Five brokers were nominated, including some of the biggest names in online trading. The award follows TradeZero signing a definitive agreement on October 12, 2021 with Dune Acquisition Corporation , a special purpose acquisition corporation, which would result in TradeZero becoming a publicly traded company under the name “TradeZero Global Inc.” “We are grateful to Benzinga and those who voted for us,” sai..."
11/15/2021 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "TradeZero Appoints Joshua Choi as Chief Financial Officer"
11/09/2021 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "TradeZero, a Next-Generation, Active Trading Platform, and Dune Acquisition Corporation to Participate at Needham’ s 2nd Annual Virtual Tech Week on November 16, 2021"
10/12/2021 8-K Quarterly results
08/18/2021 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
06/08/2021 8-K Quarterly results
05/28/2021 8-K Quarterly results
02/16/2021 8-K Quarterly results
12/30/2020 8-K Other Events, Financial Statements and Exhibits
Docs: "Audited Balance Sheet as of December 22, 2020"
12/22/2020 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Departure of Directors or Certain Office...
Docs: "Underwriting Agreement, by and among the Company and Cantor Fitzgerald & Co., as representative of the several underwriters",
"Amended and Restated Certificate of Incorporation",
"Warrant Agreement, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent",
"Letter Agreement, by and among the Company, its executive officers, its directors and Dune Acquisition Holdings LLC",
"Investment Management Trust Agreement, by and between the Company and Continental Stock Transfer & Trust Company, as trustee",
"Registration Rights Agreement, by and between the Company and Dune Acquisition Holdings LLC",
"Private Placement Warrants Purchase Agreement, by and between the Company and Dune Acquisition Holdings LLC",
"Administrative Services Agreement, by and between the Company and Dune Acquisition Holdings",
"Carter Glatt Chief Executive Officer Dune Acquisition Corporation",
"Carter Glatt Chief Executive Officer Dune Acquisition Corporation"

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