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BALL GEORGE L Create: Alert

All | News | Filings
Date FiledTypeDescription
06/06/2019 4/A BALL GEORGE L (Executive Co-Chairman) has filed a Form 4 on Tectonic Financial, Inc.
Txns: Granted 104,229 shares @ $0
Bought 500 preferred shares @ $10, valued at $5k
05/15/2019 4 BALL GEORGE L (Executive Co-Chairman) has filed a Form 4 on Tectonic Financial, Inc.
Txns: Granted 104,229 shares @ $0
Bought 2,500 preferred shares @ $10, valued at $25k
05/13/2019 3 BALL GEORGE L (Director) has filed a Form 3 on Tectonic Financial, Inc.
09/20/2012 4 Form 4 - Statement of changes in beneficial ownership of securities
03/21/2012 4 BALL GEORGE L (CEO) has filed a Form 4 on EDELMAN FINANCIAL GROUP INC.
Txns: Exercised 17,244 shares @ $6.93, valued at $119.5k
Granted 68,975 restricted stock units @ $0
Exercised 17,244 restricted stock units @ $0
03/12/2012 4 BALL GEORGE L (CEO) has filed a Form 4 on EDELMAN FINANCIAL GROUP INC.
Txns: Exercised 16,512 restricted stock units @ $6.22, valued at $102.7k
04/04/2011 4/A BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Granted 16,515 shares @ $6.98, valued at $115.3k
Paid exercise price by delivering 5,776 shares @ $6.98, valued at $40.3k
Granted 66,046 restricted stock units @ $0
Exercised 16,515 restricted stock units @ $0
04/04/2011 4/A BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Granted 16,515 shares @ $6.98, valued at $115.3k
Paid exercise price by delivering 5,776 shares @ $6.98, valued at $40.3k
04/01/2011 4/A BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Bought 25,000 shares @ $7.02, valued at $175.5k
03/23/2011 4/A Form 4 - Statement of changes in beneficial ownership of securities [amend]
03/23/2011 4/A BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Bought 25,000 shares @ $7.02, valued at $175.5k
Bought 25,000 shares @ $7.02, valued at $175.5k
03/23/2011 4/A BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Granted 65,976 shares @ $6.98, valued at $460.5k
03/23/2011 4 BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Bought 5,000 shares @ $7.02, valued at $35.1k
03/21/2011 4 BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Granted 65,976 shares @ $6.98, valued at $460.5k
12/13/2010 4 BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Gifted 7,000 shares @ $0
08/24/2010 4 LIFE SCIENCES OPPORTUNITIES FUND II LP (10% Owner) has filed a Form 4 on IGI LABORATORIES, INC
Txns: Converted 2,382,167 shares @ $0
Converted 13,310,657 shares @ $0
Converted 153 convertible preferred @ $0
Converted 854 convertible preferred @ $0
04/13/2010 4 LIFE SCIENCES OPPORTUNITIES FUND II LP (10% Owner) has filed a Form 4 on IGI LABORATORIES, INC
Txns: Bought 573 convertible preferred @ $0
Bought 102 convertible preferred @ $0
03/29/2010 4 Form 4 - Statement of changes in beneficial ownership of securities
03/03/2010 4 BALL GEORGE L (CEO) has filed a Form 4 on SANDERS MORRIS HARRIS GROUP INC
Txns: Granted 10,000 shares @ $5.18, valued at $51.8k
12/21/2009 4 Form 4 - Statement of changes in beneficial ownership of securities
03/16/2004 5 Form 5 -- Annual statement of changes in beneficial ownership of securities

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