Date Filed | Type | Description |
08/15/2023 |
8-K
| Other Events, Financial Statements and Exhibits |
08/15/2023 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
08/14/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
07/18/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
05/26/2023 |
8-K
| Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits |
05/25/2023 |
8-K
| Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Other Events, Financial State... |
05/12/2023 |
8-K
| Other Events, Financial Statements and Exhibits |
05/10/2023 |
10-Q
| Quarterly Report for the period ended March 31, 2023 |
04/24/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
03/29/2023 |
8-K
| Quarterly results |
03/28/2023 |
10-K
| Annual Report for the period ended December 31, 2022 |
02/14/2023 |
SC 13G/A
| Radoff Bradley Louis reports a 10% stake in Equus Total Return, Inc. |
01/18/2023 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
11/15/2022 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
11/14/2022 |
8-K
| Quarterly results |
11/10/2022 |
10-Q
| Quarterly Report for the period ended September 30, 2022 |
11/04/2022 |
8-K
| Quarterly results |
11/03/2022 |
DEF 14C
| Form DEF 14C - Other definitive information statements: |
10/07/2022 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
08/15/2022 |
8-K
| Quarterly results |
08/15/2022 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
08/12/2022 |
10-Q
| Quarterly Report for the period ended June 30, 2022 |
07/11/2022 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
06/13/2022 |
8-K
| Quarterly results |
05/12/2022 |
8-K
| Quarterly results |
05/12/2022 |
10-Q
| Quarterly Report for the period ended March 31, 2022 |
04/29/2022 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
04/14/2022 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
04/04/2022 |
8-K
| Other Events, Financial Statements and Exhibits |
03/30/2022 |
10-K
| Annual Report for the period ended December 31, 2021 |
02/14/2022 |
SC 13G/A
| Radoff Bradley Louis reports a 6.8% stake in Equus Total Return, Inc. |
01/18/2022 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
12/01/2021 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
11/17/2021 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
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