| Date Filed | Type | Description |
| 11/14/2013 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
| 08/14/2013 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 05/15/2013 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 01/15/2013 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 10/05/2012 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 07/30/2012 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 05/15/2012 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 02/14/2012 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 01/04/2012 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 11/14/2011 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 08/15/2011 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 05/16/2011 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 02/14/2011 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 02/14/2011 |
SC 13G
| FLAMEL TECHNOLOGIES SA reports a 12.8% stake in Flamel Technologies S.A. |
| 11/15/2010 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 08/16/2010 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 05/17/2010 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 04/05/2010 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 04/05/2010 |
SC 13G/A
| ULURU INC. reports a 9.8% stake in ULURU, Inc. |
| 04/02/2010 |
4
| OSS CAPITAL MANAGEMENT (10% Owner) has filed a Form 4 on ULURU INC. |
| 02/22/2010 |
SC 13D/A
| OSS CAPITAL MANAGEMENT reports a 23.8% stake in Flamel Technologies S.A. |
| 02/16/2010 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 02/16/2010 |
SC 13G/A
| SMART BALANCE, INC. reports a 0% stake in SMART BALANCE, INC. |
| 02/16/2010 |
SC 13G/A
| OSS CAPITAL MANAGEMENT reports a 3.6% stake in MEDIVATION, INC. |
| 11/16/2009 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 08/14/2009 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 05/15/2009 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 04/08/2009 |
SC 13G/A
| Form SC 13G/A -- Statement of acquisition of beneficial ownership by individuals [amend] |
| 03/06/2009 |
4
| OSS CAPITAL MANAGEMENT (10% Owner) has filed a Form 4 on NOVEN PHARMACEUTICALS INC |
| 03/04/2009 |
4
| OSS CAPITAL MANAGEMENT (10% Owner) has filed a Form 4 on NOVEN PHARMACEUTICALS INC |
| 02/23/2009 |
4
| OSS CAPITAL MANAGEMENT (10% Owner) has filed a Form 4 on NOVEN PHARMACEUTICALS INC |
| 02/19/2009 |
4
| OSS CAPITAL MANAGEMENT (10% Owner) has filed a Form 4 on NOVEN PHARMACEUTICALS INC |
| 02/17/2009 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
| 02/17/2009 |
SC 13G/A
| Form SC 13G/A -- Statement of acquisition of beneficial ownership by individuals [amend] |
|