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Vivo Capital IX, LLC Create: Alert

All | News | Filings
Date FiledTypeDescription
08/10/2023 4 Vivo Capital IX, LLC (10% Owner) has filed a Form 4 on IO Biotech, Inc.
Txns: Bought 3,157,894 shares @ $1.9, valued at $6M
Bought 3,157,894 warrants @ $2.47, valued at $7.8M
07/01/2022 4 Vivo Opportunity, LLC (10% Owner) has filed a Form 4 on Sierra Oncology, Inc.
Txns: Disposed/sold 161,712 shares @ $55, valued at $8.9M
Disposed/sold 2,735,853 shares @ $55, valued at $150.5M
Disposed/sold 431,947 shares @ $55, valued at $23.8M
Disposed/sold 324,740 options to buy @ $13.2, valued at $4.3M
Disposed/sold 1,455,384 options to buy @ $13.2, valued at $19.2M
Disposed/sold 75,749 options to buy @ $13.2, valued at $999.9k
05/04/2022 4 Vivo Capital IX, LLC (10% Owner) has filed a Form 4 on Tarsus Pharmaceuticals, Inc.
Txns: Sold 41,800 shares @ $15.19, valued at $634.9k
Sold 451,418 shares @ $13.25, valued at $6M
Sold 19,738 shares @ $12.67, valued at $250.1k
01/31/2022 4 Vivo Opportunity, LLC (10% Owner) has filed a Form 4 on Sierra Oncology, Inc.
Txns: Bought 800,000 shares @ $27, valued at $21.6M
01/28/2022 4 Vivo Opportunity, LLC (10% Owner) has filed a Form 4 on Sierra Oncology, Inc.
Txns: Exercised (in-or-at-the-money) 75,749 options to buy @ $13.2, valued at $999.9k
Exercised (in-or-at-the-money) 1,455,384 options to buy @ $13.2, valued at $19.2M
Exercised (in-or-at-the-money) 324,740 options to buy @ $13.2, valued at $4.3M
11/12/2021 4 Vivo Capital IX, LLC (10% Owner) has filed a Form 4 on IO Biotech, Inc.
Txns: Converted 2,365,545 shares @ $0
Bought 650,000 shares @ $14, valued at $9.1M
Converted 188,168 preferred shares @ $0
06/25/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/25/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/16/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
03/25/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/20/2020 4 Vivo Capital IX, LLC (10% Owner) has filed a Form 4 on Tarsus Pharmaceuticals, Inc.
Txns: Converted 2,780,754 shares @ $0
Converted 214,281 shares @ $0
Bought 250,000 shares @ $16, valued at $4M
Converted 2,780,754 preferred shares @ $0
Converted 214,281 preferred shares @ $0
07/21/2020 4 Vivo Capital IX, LLC (10% Owner) has filed a Form 4 on ALX ONCOLOGY HOLDINGS INC
Txns: Bought 789,474 shares @ $19, valued at $15M
Converted 3,245,048 shares @ $0
Bought 185,526 shares @ $19, valued at $3.5M
Converted 3,158,851 convertible preferred @ $0
01/31/2020 4 Vivo Opportunity, LLC (10% Owner) has filed a Form 4 on Sierra Oncology, Inc.
Txns: Converted 75,759 shares @ $0
Converted 1,455,576 shares @ $0
Converted 324,783 shares @ $0
Converted 1,000 options to buy @ $0
Converted 19,213 options to buy @ $0
Converted 4,287 options to buy @ $0

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