| Date Filed | Type | Description |
| 03/06/2013 |
EFFECT
| Form EFFECT - Notice of Effectiveness |
| 02/25/2013 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)] |
| 02/19/2013 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 02/19/2013 |
8-K
| Quarterly results |
| 02/19/2013 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 02/15/2013 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities |
| 02/13/2013 |
SC 13G
| VANGUARD GROUP INC reports a 5.2% stake in KBW Inc |
| 02/12/2013 |
SC 13G/A
| DEPRINCE RACE & ZOLLO INC reports a 0% stake in KBW, Inc. |
| 02/12/2013 |
8-K
| Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits |
| 02/08/2013 |
SC 13G/A
| BlackRock Inc. reports a 5.7% stake in KBW INC. |
| 02/07/2013 |
SC 13G/A
| PRICE T ROWE ASSOCIATES INC reports a 8.5% stake in KBW INC |
| 01/30/2013 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 01/11/2013 |
SC 13G/A
| JPMORGAN CHASE & CO reports a 0.9% stake in KBW, Inc. |
| 01/07/2013 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition: |
| 01/04/2013 |
8-K
| Other Events, Financial Statements and Exhibits |
| 01/04/2013 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 12/21/2012 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 12/14/2012 |
8-K
| Form 8-K - Current report |
| 12/14/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 12/03/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/29/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/29/2012 |
8-K
| Other Events, Financial Statements and Exhibits |
| 11/13/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/09/2012 |
10-Q
| Quarterly Report for the period ended September 30, 2012 |
| 11/09/2012 |
8-K
| Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of...|
Docs:
|
"Agreement and Plan of Merger dated November 5, 2012, between KBW, Inc. and Stifel Financial Corp. (the schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K)",
"Waiver Agreement between KBW, Inc. and Thomas Michaud",
"Waiver Agreement between KBW, Inc. and Andrew Senchak",
"Waiver Agreement between KBW, Inc. and John Duffy",
"Terms Agreement between KBW, Inc., Stifel Financial Corp. and Robert Giambrone",
"Terms Agreement between KBW, Inc., Stifel Financial Corp. and Mitchell Kleinman",
"Form of Restricted Stock Award Agreement for Transition Stock Grant to Mr. Michaud",
"Form of Restricted Stock Award Agreement for Transition Stock Grants to Messrs. Senchak and Duffy",
"Form of Restricted Stock Award Agreement for Retention Stock Grant to Mr. Michaud" |
|
| 11/09/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/08/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/05/2012 |
8-K
| Quarterly results |
| 11/05/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/05/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/05/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/05/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 08/08/2012 |
10-Q
| Quarterly Report for the period ended June 30, 2012 |
| 08/02/2012 |
8-K
| Quarterly results |
|