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All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
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Quarterly results
Appointed director
CC transcript
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KBW, INC. (KBW)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 03/06/2013 |
EFFECT
| Form EFFECT - Notice of Effectiveness |
| 02/25/2013 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)] |
| 02/19/2013 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 02/19/2013 |
8-K
| Quarterly results |
| 02/19/2013 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 02/15/2013 |
4
| Kleinman Mitchell B (General Counsel) has filed a Form 4 on KBW, INC.|
Txns:
| Disposed/sold 158,472 shares
@ $0 |
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| 02/15/2013 |
4
| Giambrone Robert (CFO) has filed a Form 4 on KBW, INC.|
Txns:
| Disposed/sold 120,310 shares
@ $0
Disposed/sold 8,987 restricted stock units
@ $0 |
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| 02/15/2013 |
4
| Senchak Andrew M (Director, Chairman) has filed a Form 4 on KBW, INC.|
Txns:
| Granted 304,878 shares
@ $0
Disposed/sold 197,769 shares
@ $0
Disposed/sold 425,862 shares
@ $0 |
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| 02/15/2013 |
4
| Michaud Thomas B. (Dir., CEO, Pres. And V. Chair) has filed a Form 4 on KBW, INC.|
Txns:
| Granted 304,878 shares
@ $0
Disposed/sold 14,493 shares
@ $0
Disposed/sold 483,816 shares
@ $0 |
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| 02/15/2013 |
4
| Duffy John G (Director, Vice Chairman) has filed a Form 4 on KBW, INC.|
Txns:
| Granted 304,878 shares
@ $0
Disposed/sold 3,097 shares
@ $0
Disposed/sold 421,375 shares
@ $0 |
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| 02/15/2013 |
4
| ZIMMERMAN MICHAEL J (Director) has filed a Form 4 on KBW, INC.|
Txns:
| Disposed/sold 13,330 shares
@ $0 |
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| 02/15/2013 |
4
| HEALY DANIEL M (Director) has filed a Form 4 on KBW, INC.|
Txns:
| Disposed/sold 41,556 shares
@ $0 |
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| 02/15/2013 |
4
| SCHMIDT JAMES K (Director) has filed a Form 4 on KBW, INC.|
Txns:
| Disposed/sold 16,314 shares
@ $0 |
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| 02/15/2013 |
4
| CONDRON CHRISTOPHER M (Director) has filed a Form 4 on KBW, INC.|
Txns:
| Disposed/sold 27,306 shares
@ $0 |
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| 02/15/2013 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities |
| 02/13/2013 |
SC 13G
| VANGUARD GROUP INC reports a 5.2% stake in KBW Inc |
| 02/12/2013 |
SC 13G/A
| DEPRINCE RACE & ZOLLO INC reports a 0% stake in KBW, Inc. |
| 02/12/2013 |
8-K
| Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits |
| 02/08/2013 |
SC 13G/A
| BlackRock Inc. reports a 5.7% stake in KBW INC. |
| 02/07/2013 |
SC 13G/A
| PRICE T ROWE ASSOCIATES INC reports a 8.5% stake in KBW INC |
| 01/30/2013 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 01/11/2013 |
SC 13G/A
| JPMORGAN CHASE & CO reports a 0.9% stake in KBW, Inc. |
| 01/07/2013 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition: |
| 01/04/2013 |
8-K
| Other Events, Financial Statements and Exhibits |
| 01/04/2013 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 01/02/2013 |
4
| Kleinman Mitchell B (General Counsel) has filed a Form 4 on KBW, INC. |
| 01/02/2013 |
4
| Giambrone Robert (CFO) has filed a Form 4 on KBW, INC. |
| 12/21/2012 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 12/19/2012 |
4
| Kleinman Mitchell B (General Counsel) has filed a Form 4 on KBW, INC. |
| 12/19/2012 |
4
| Michaud Thomas B. (Dir., CEO, Pres., and V. Chair) has filed a Form 4 on KBW, INC. |
| 12/14/2012 |
8-K
| Form 8-K - Current report |
| 12/14/2012 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 12/06/2012 |
4
| Duffy John G (Director, Vice Chairman) has filed a Form 4 on KBW, INC. |
| 12/06/2012 |
4
| Michaud Thomas B. (Dir., CEO, Pres. and V. Chair) has filed a Form 4 on KBW, INC. |
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