Date Filed | Type | Description |
09/26/2012 |
8-K
| Quarterly results |
08/24/2012 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
08/08/2012 |
8-K
| Other Events |
07/27/2012 |
8-K
| Form 8-K - Current report |
07/20/2012 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
07/05/2012 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
06/11/2012 |
8-K
| Financial Statements and Exhibits |
06/06/2012 |
8-K
| Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits |
06/01/2012 |
8-K
| Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Cost Associated with Exit or Disp... |
05/22/2012 |
8-K
| Submission of Matters to a Vote of Security Holders |
05/21/2012 |
8-K
| Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement |
05/16/2012 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
05/07/2012 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
04/26/2012 |
8-K
| Entry into a Material Definitive Agreement, Material Impairments, Financial Statements and Exhibits |
03/14/2012 |
8-K
| Other Events, Financial Statements and Exhibits |
03/13/2012 |
8-K
| Quarterly results |
02/10/2012 |
8-K
| Resignation/termination of a director
Docs:
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"Page 1 of 2 Penson Financial Services, Inc. is a member of FINRA, New York Stock Exchange, NYSE Arca Exchange, NYSE Amex Equities, NYSE Amex Options, BATS Exchange, Direct Edge Exchanges , Chicago Board Options Exchange, Chicago Stock Exchange, International Securities Exchange, NASDAQ OMX BX, NASDAQ OMX PHLX, NASDAQ Stock Market, NASDAQ LIFFE, LLC, National Stock Exchange, Options Clearing Corp., Fixed Income Clearing Corp., MSRB, National Securities Clearing Corp., DTC, Euroclear, and SIPC. Penson Financial Services, Inc. is also a registered Futures Commission Merchant and clearing member at the Chicago Mercantile Exchange, Chicago Board of Trade, New York Mercantile Exchange, Comex, Kansas City Board of Trade, Minneapolis Grain Exchange, NYSE Liffe US, NYSE Euronext LIFFE, ONEChicago, ..." |
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02/03/2012 |
8-K
| Form 8-K - Current report |
12/16/2011 |
8-K
| Form 8-K - Current report |
12/09/2011 |
8-K
| Entry into a Material Definitive Agreement |
11/30/2011 |
8-K
| Form 8-K - Current report |
11/28/2011 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits |
11/08/2011 |
8-K
| Form 8-K - Current report |
10/13/2011 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits |
09/01/2011 |
8-K
| Other Events, Financial Statements and Exhibits |
08/04/2011 |
8-K
| Quarterly results |
07/15/2011 |
8-K
| Form 8-K - Current report |
05/12/2011 |
8-K
| Form 8-K - Current report |
05/05/2011 |
8-K
| Form 8-K - Current report |
02/10/2011 |
8-K
| Form 8-K - Current report |
11/03/2010 |
8-K
| Form 8-K - Current report |
11/01/2010 |
8-K
| Form 8-K - Current report |
08/20/2010 |
8-K
| Form 8-K - Current report |
07/22/2010 |
8-K
| Form 8-K - Current report |
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