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Sternberg David A Create: Alert

All | News | Filings
Date FiledTypeDescription
05/16/2022 5 Form 5 - Annual statement of changes in beneficial ownership of securities:
01/04/2022 4 Sternberg David A (CEO OF FORMER ADVISER) has filed a Form 4 on FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND
Txns: Acquired 16 shares @ $27.89, valued at $446.2
Acquired 57 shares @ $27.48, valued at $1.6k
Sold 1,935 shares @ $27.64, valued at $53.5k
Acquired shares @ $27.91, valued at $4.2
Acquired shares @ $27.58, valued at $13
11/12/2021 4 Sternberg David A (FORMER CEO OF ADVISER) has filed a Form 4 on FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND
Txns: Acquired 15 shares @ $27.19, valued at $407.9
Acquired 16 shares @ $27.49, valued at $439.8
Acquired 16 shares @ $27.78, valued at $444.5
Acquired 16 shares @ $27.86, valued at $445.8
Bought 4,584 shares @ $27.9, valued at $127.9k
Bought 4,497 shares @ $27.9, valued at $125.5k
Acquired shares @ $27.57, valued at $4.1
Acquired shares @ $27.95, valued at $4.2
Acquired shares @ $28.01, valued at $4.5
08/04/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/04/2021 4/A Form 4/A - Statement of changes in beneficial ownership of securities: [Amend]
05/24/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/14/2021 5 Form 5 - Annual statement of changes in beneficial ownership of securities:
01/05/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/28/2020 4 Sternberg David A (CEO OF ADVISER) has filed a Form 4 on Relative Value Fund
Txns: Acquired 13 shares @ $23.92, valued at $311
Acquired 13 shares @ $24.37, valued at $316.8
Bought 4,036 shares @ $24.78, valued at $100k
10/28/2020 4/A Sternberg David A (CEO OF ADVISER) has filed a Form 4 on Relative Value Fund
Txns: Acquired 3,173 shares @ $23.75, valued at $75.4k
Acquired 13 shares @ $23.66, valued at $307.6
07/09/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/08/2020 5 Sternberg David A (CEO of adviser) has filed a Form 5 on Relative Value Fund
04/04/2019 5 Sternberg David A (CEO of adviser) has filed a Form 5 on Relative Value Fund
04/04/2019 3/A Sternberg David A (CEO of adviser) has filed a Form 3/A on Relative Value Fund
03/28/2019 3 Sternberg David A (CEO of adviser) has filed a Form 3 on Vivaldi Opportunities Fund
03/28/2019 5 Sternberg David A (CEO of adviser) has filed a Form 5 on Relative Value Fund
03/28/2019 3 Sternberg David A (CEO of adviser) has filed a Form 3 on Relative Value Fund
03/28/2019 3 Sternberg David A (CEO of adviser) has filed a Form 3 on INFINITY CORE ALTERNATIVE FUND

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