| Date Filed | Type | Description |
| 10/03/2023 |
3
| Roessler Randi Jean (Chief Compliance Officer) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust |
| 07/26/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/23/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/15/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/15/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/14/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/14/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/09/2022 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 11/09/2022 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 11/09/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/09/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/09/2022 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 11/09/2022 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities: [Amend] |
| 11/04/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/04/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/23/2022 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 1,000 shares
@ $6.24, valued at
$6.2k
Bought 2,000 shares
@ $6.23, valued at
$12.5k
|
|
| 09/02/2022 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 1,000 shares
@ $6.97, valued at
$7k
Bought 1,000 shares
@ $7, valued at
$7k
|
|
| 08/22/2022 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 1,000 shares
@ $7.154, valued at
$7.2k
Bought 1,000 shares
@ $7.16, valued at
$7.2k
|
|
| 04/11/2022 |
4
| McCulloch Benjamin (Secretary & CLO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 472 shares
@ $8.47, valued at
$4k
|
|
| 12/20/2021 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 135 shares
@ $8.54, valued at
$1.2k
Bought 3,865 shares
@ $8.53, valued at
$33k
|
|
| 12/09/2021 |
4
| McGarrity John P (Officer of XAI) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 11,100 shares
@ $9.1, valued at
$101k
|
|
| 09/20/2021 |
3
| Eagle Point Credit Management LLC (10% Owner) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust |
| 07/27/2021 |
4
| McCulloch Benjamin (Secretary & CLO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 100 shares of beneficial interest
@ $8.6663, valued at
$866.6
Bought 188 shares of beneficial interest
@ $8.665, valued at
$1.6k
|
|
| 07/22/2021 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 29,500 shares of beneficial interest
@ $8.5, valued at
$250.8k
|
|
| 07/21/2021 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 127 shares of beneficial interest
@ $8.4946, valued at
$1.1k
Bought 600 shares of beneficial interest
@ $8.495, valued at
$5.1k
Bought 1,500 shares of beneficial interest
@ $8.5, valued at
$12.8k
Bought 2,873 shares of beneficial interest
@ $8.5, valued at
$24.4k
Bought 4,400 shares of beneficial interest
@ $8.5, valued at
$37.4k
Bought 500 shares of beneficial interest
@ $8.5, valued at
$4.3k
|
|
| 04/16/2020 |
3
| Gleason Sean Michael (Sub-Adviser Inv Comm Member) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust |
| 03/25/2020 |
4
| FRANKLIN PHILIP G (Trustee) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 10,000 shares of beneficial interest
@ $4.038, valued at
$40.4k
|
|
| 03/23/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/18/2020 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 1,000 shares of beneficial interest
@ $4.52, valued at
$4.5k
Bought 1,000 shares of beneficial interest
@ $4.48, valued at
$4.5k
|
|
| 03/16/2020 |
4
| McGarrity John P (Chief Legal & Secretary) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 2,520 shares of beneficial interest
@ $5.5374, valued at
$14k
|
|
| 03/16/2020 |
4
| Spence John Yogi (Adviser Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 3,000 shares of beneficial interest
@ $5.69, valued at
$17.1k
|
|
| 03/13/2020 |
4/A
| Spence John Yogi (Advisor Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 500 shares of beneficial interest
@ $6, valued at
$3k
Bought 400 shares of beneficial interest
@ $5.95, valued at
$2.4k
Bought 400 shares of beneficial interest
@ $5.9, valued at
$2.4k
Bought 500 shares of beneficial interest
@ $5.85, valued at
$2.9k
|
|
| 03/12/2020 |
4
| Spence John Yogi (Advisor Personnel) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 500 shares of beneficial interest
@ $6, valued at
$3k
Bought 400 shares of beneficial interest
@ $5.95, valued at
$2.4k
Bought 400 shares of beneficial interest
@ $5.9, valued at
$2.4k
Bought 500 shares of beneficial interest
@ $5.8, valued at
$2.9k
|
|
| 03/10/2020 |
4
| Jones Scott C (Trustee) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 225 shares of beneficial interest
@ $6.815, valued at
$1.5k
|
|
|