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XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/03/2023 3 Roessler Randi Jean (Chief Compliance Officer) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/20/2021 3 Eagle Point Credit Management LLC (10% Owner) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
04/16/2020 3 Gleason Sean Michael (Sub-Adviser Inv Comm Member) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
03/09/2020 3 Form 3 - Initial statement of beneficial ownership of securities:
03/06/2020 3 Form 3 - Initial statement of beneficial ownership of securities:
12/09/2019 3 McCulloch Benjamin (Secretary & CLO) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
01/17/2018 3 Lee Sungho Matthew (Sub-Adviser Inv Comm Member) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
01/17/2018 3 Law Lauren Kristen (Sub-Adviser Inv Comm Member) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/29/2017 3 XA Investments LLC (Investment Adviser) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/28/2017 3 Uhl Theodore (Fund CCO) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/28/2017 3 Brombach Theodore J (President & CEO) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/28/2017 3 Flynn Kimberly Ann (Vice President) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 Mohr Gretchen Mae (Sub-Adviser Inv Comm Member) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 Nechamkin Michael Bennett (Sub-Adviser Inv Comm Member) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 Basmadjian Lauren Michelle (Portfolio Manager) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 Gordon Andrew David (Sub-Adviser Inv Comm Member) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 Octagon Credit Investors, LLC (Sub-Adviser) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 Form 3 - Initial statement of beneficial ownership of securities:
09/27/2017 3 Spence John Yogi (CFO & Treasurer) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 McGarrity John P (Chief Legal & Secretary) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 Dingens Gregory (Trustee) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 Cupps Danielle (Trustee) has filed a Form 3 on XAI Octagon Floating Rate & Alternative Income Term Trust
09/27/2017 3 Form 3 - Initial statement of beneficial ownership of securities:

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