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LEGG MASON, INC. (LM) Create: Alert

All | News | Filings
Date FiledTypeDescription
07/31/2020 8-K Quarterly results
07/27/2020 8-K Quarterly results
07/17/2020 8-K Quarterly results
05/15/2020 8-K Quarterly results
05/06/2020 8-K Quarterly results
05/01/2020 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Retention Incentive Payment. Provided that you remain continuously employed with Legg Mason through the Closing Date, and comply with the covenants described in section 3 below, Legg Mason will pay you a one-time cash payment equal to the greater of fifty percent of total compensation or seventy-five percent of base salary , pro-rated for the period from February 18, 2020 until the Closing Date . The Retention Incentive will be paid to you no later than Franklin’s first regularly scheduled payroll date immediately following the Closing Date. During the Retention Period, you agree to reasonably cooperate during the Transaction process including continuing to satisfactorily perform your assigned job duties consistent with your position and all applicable workplace policies, and reasonably co...",
"Retention Incentive Payment. Provided that you remain continuously employed with Legg Mason through the Closing Date, and comply with the covenants described in section 3 below, Legg Mason will pay you a one-time cash payment equal to the greater of fifty percent of total compensation or seventy-five percent of base salary , pro-rated for the period from February 18, 2020 until the Closing Date . The Retention Incentive will be paid to you no later than Franklin’s first regularly scheduled payroll date immediately following the Closing Date. During the Retention Period, you agree to reasonably cooperate during the Transaction process including continuing to satisfactorily perform your assigned job duties consistent with your position and all applicable workplace policies, and reasonably co...",
"Retention Incentive Payment. Provided that you: remain continuously employed with Legg Mason through the Closing Date; comply with the terms of this Letter Agreement; and continue to comply with the terms of your Service Agreement dated April 1, 2013 , Legg Mason will pay you a one-time cash payment equal to the greater of: fifty percent of your total compensation : or seventy-five percent of your base salary , in the case of each of clauses and , pro-rated for the period from February 18, 2020 until the Closing Date . The Retention Incentive will be paid to you no later than Franklin’s first regularly scheduled payroll date immediately following the Closing Date. During the Retention Period, you agree to reasonably cooperate with the Transaction process including continuing to satisfactor...",
"NON-COMPETITION AGREEMENT This NON-COMPETITION AGREEMENT is made and entered into as of this [ ] day of [ ] 2020, by and between Legg Mason, Inc., a Maryland corporation and Joseph A. Sullivan . This Agreement is contingent upon, and effective as of, the consummation of the transactions contemplated by the Agreement and Plan of Merger among Franklin Resources, Inc., Alpha Sub, Inc. and the Company dated as of February 17, 2020 . In the event that the Merger Agreement is terminated pursuant to its terms, this Agreement shall be of no further force or effect. Section 1. Consideration for Agreement. As consideration for Executive entering into this Agreement, the Company intends to provide Executive with a “Retention Incentive” pursuant to the terms of a Retention Letter Agreement entered int..."
04/29/2020 8-K Investor presentation
Docs: "LEGG MASON REPORTS RESULTS FOR FOURTH FISCAL QUARTER AND FISCAL YEAR-ENDED 2020",
"EARNINGS PRESENTATION",
"LEGG MASON REPORTS RESULTS FOR FOURTH FISCAL QUARTER AND FISCAL YEAR-ENDED 2020 --"
02/18/2020 8-K Quarterly results
02/18/2020 8-K Quarterly results
01/29/2020 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "LEGG MASON REPORTS RESULTS FOR THIRD FISCAL QUARTER",
"LEGG MASON REPORTS RESULTS FOR THIRD FISCAL QUARTER --"
10/30/2019 8-K Quarterly results
08/01/2019 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "LEGG MASON REPORTS RESULTS FOR FIRST FISCAL QUARTER",
"LEGG MASON REPORTS RESULTS FOR FIRST FISCAL QUARTER --"
08/01/2019 8-K Submission of Matters to a Vote of Security Holders
07/11/2019 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Description and related reconciliation of Net Income (Loss) Attributable to Legg Mason, Inc. to Adjusted Net Income and Reconciliation of Net Income (Loss) Per Diluted Share Attributable to Legg Mason, Inc. Shareholders to Adjusted Earnings Per Diluted Share",
"Description and related reconciliation of Net Income (Loss) Attributable to Legg Mason, Inc. to Adjusted Net Income and Reconciliation of Net Income (Loss) Per Diluted Share Attributable to Legg Mason, Inc. Shareholders to Adjusted Earnings Per Diluted Share"
05/21/2019 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "LEGG MASON APPOINTS NELSON PELTZ AND ED GARDEN OF TRIAN PARTNERS TO BOARD OF DIRECTORS"
05/17/2019 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
05/13/2019 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "Media: Alan Magleby Mary Athridge 410-454-5246 212-805-6035 [email protected] [email protected] LEGG MASON REPORTS RESULTS FOR FOURTH FISCAL QUARTER AND FISCAL YEAR-ENDED 2019",
"LEGG MASON REPORTS RESULTS FOR FOURTH FISCAL QUARTER AND FISCAL YEAR-ENDED 2019 --"
02/12/2019 8-K Quarterly results
02/04/2019 8-K Quarterly results
10/24/2018 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "LEGG MASON REPORTS RESULTS FOR SECOND FISCAL QUARTER -- Net Income of $72.8 Million, or $0.82 per Diluted Share -- Assets Under Management of $755.4 Billion -- Long-term Net Outflows of $1.0 Billion",
"LEGG MASON REPORTS RESULTS FOR SECOND FISCAL QUARTER --"
08/01/2018 8-K Submission of Matters to a Vote of Security Holders
07/25/2018 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "LEGG MASON REPORTS RESULTS FOR FIRST FISCAL QUARTER -- First Quarter Net Income of $66.1 Million, or $0.75 per Diluted Share • Includes Regulatory Charge of $4.0 Million, or $0.04 per Diluted Share -- Assets Under Management of $744.6 Billion -- Long-term Net Outflows of $0.9 Billion for the Quarter",
"LEGG MASON REPORTS RESULTS FOR FIRST FISCAL QUARTER --"
06/15/2018 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Legg Mason, Inc. Amended and Restated Bylaws"
04/25/2018 8-K Quarterly results
02/26/2018 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Legg Mason, Inc. Amended and Restated Bylaws"
01/24/2018 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits
Docs: "LEGG MASON REPORTS RESULTS FOR THIRD FISCAL QUARTER",
"LEGG MASON REPORTS RESULTS FOR THIRD FISCAL QUARTER --"
01/09/2018 8-K Regulation FD Disclosure
12/26/2017 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Share Repurchase Agreement",
"LEGG MASON ANNOUNCES REPURCHASE AGREEMENT WITH SHANDA ASSET MANAGEMENT"
11/28/2017 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "LEGG MASON APPOINTS MICHELLE GOLDBERG AND ALISON QUIRK TO ITS BOARD OF DIRECTORS"
10/25/2017 8-K Quarterly results
10/13/2017 8-K Quarterly results
07/28/2017 8-K Form 8-K - Current report:
07/26/2017 8-K Form 8-K - Current report:
07/10/2017 8-K Form 8-K - Current report:
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