| Date Filed | Type | Description |
| 01/04/2022 |
4
| Sternberg David A (CEO OF FORMER ADVISER) has filed a Form 4 on FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND|
Txns:
| Acquired 16 shares
@ $27.89, valued at
$446.2
Acquired 57 shares
@ $27.48, valued at
$1.6k
Sold 1,935 shares
@ $27.64, valued at
$53.5k
Acquired shares
@ $27.91, valued at
$4.2
Acquired shares
@ $27.58, valued at
$13 |
|
| 11/12/2021 |
4
| Sternberg David A (FORMER CEO OF ADVISER) has filed a Form 4 on FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND|
Txns:
| Acquired 15 shares
@ $27.19, valued at
$407.9
Acquired 16 shares
@ $27.49, valued at
$439.8
Acquired 16 shares
@ $27.78, valued at
$444.5
Acquired 16 shares
@ $27.86, valued at
$445.8
Bought 4,584 shares
@ $27.9, valued at
$127.9k
Bought 4,497 shares
@ $27.9, valued at
$125.5k
Acquired shares
@ $27.57, valued at
$4.1
Acquired shares
@ $27.95, valued at
$4.2
Acquired shares
@ $28.01, valued at
$4.5 |
|
| 10/01/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 08/04/2021 |
4
| CHAD EISENBERG (Treasurer) has filed a Form 4 on Relative Value Fund|
Txns:
| Bought 37 shares
@ $27.29, valued at
$999.9 |
|
| 08/04/2021 |
4
| Golden Randal L (CFO OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Bought 37 shares
@ $27.29, valued at
$999.9 |
|
| 08/04/2021 |
4
| PECK MICHAEL D (President) has filed a Form 4 on Relative Value Fund|
Txns:
| Bought 37 shares
@ $27.29, valued at
$999.9 |
|
| 08/04/2021 |
4
| Vivaldi Holdings LLC (100% OWNER OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Bought 37 shares
@ $27.29, valued at
$999.9 |
|
| 08/04/2021 |
4
| Sternberg David A (CEO OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 15 shares
@ $27.06, valued at
$405.9
Acquired 17 shares
@ $27.25, valued at
$463.3
Bought 37 shares
@ $27.29, valued at
$999.9 |
|
| 08/04/2021 |
4/A
| Sternberg David A (CEO OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 13 shares
@ $26.6, valued at
$345.8
Acquired 13 shares
@ $26.62, valued at
$346.1
Bought 302 shares
@ $26.74, valued at
$8.1k
Bought 190 shares
@ $26.74, valued at
$5.1k
|
|
| 05/24/2021 |
4
| Sternberg David A (CEO OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Bought 302 shares
@ $26.74, valued at
$8.1k
Bought 190 shares
@ $26.74, valued at
$5.1k
|
|
| 01/05/2021 |
4
| Sternberg David A (CEO OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 14 shares
@ $24.79, valued at
$347.1
Sold 3,226 shares
@ $25.55, valued at
$82.4k
Acquired 17 shares
@ $24.79, valued at
$421.4
Acquired 17 shares
@ $24.83, valued at
$422.1
Acquired 13 shares
@ $25.28, valued at
$328.6
Acquired 50 shares
@ $25.1, valued at
$1.3k
|
|
| 01/05/2021 |
4
| Golden Randal L (CFO OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 13 shares
@ $23.92, valued at
$311
Acquired 13 shares
@ $24.37, valued at
$316.8
Acquired 14 shares
@ $24.79, valued at
$347.1
Sold 3,226 shares
@ $25.55, valued at
$82.4k
|
|
| 01/05/2021 |
4
| PECK MICHAEL D (President) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 13 shares
@ $23.92, valued at
$311
Acquired 13 shares
@ $24.37, valued at
$316.8
Acquired 14 shares
@ $24.79, valued at
$347.1
Sold 3,226 shares
@ $25.55, valued at
$82.4k
|
|
| 01/05/2021 |
4
| CHAD EISENBERG (Treasurer) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 13 shares
@ $23.92, valued at
$311
Acquired 13 shares
@ $24.37, valued at
$316.8
Acquired 14 shares
@ $24.79, valued at
$347.1
Sold 3,226 shares
@ $25.55, valued at
$82.4k
|
|
| 01/05/2021 |
4
| Vivaldi Holdings LLC (100% OWNER OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 13 shares
@ $23.92, valued at
$311
Acquired 13 shares
@ $24.37, valued at
$316.8
Acquired 14 shares
@ $24.79, valued at
$347.1
Sold 3,226 shares
@ $25.55, valued at
$82.4k
|
|
| 10/28/2020 |
4
| Sternberg David A (CEO OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 13 shares
@ $23.92, valued at
$311
Acquired 13 shares
@ $24.37, valued at
$316.8
Bought 4,036 shares
@ $24.78, valued at
$100k
|
|
| 10/28/2020 |
4/A
| Golden Randal L (CFO OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 3,173 shares
@ $23.75, valued at
$75.4k
Acquired 13 shares
@ $23.66, valued at
$307.6 |
|
| 10/28/2020 |
4/A
| CHAD EISENBERG (Treasurer) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 3,173 shares
@ $23.75, valued at
$75.4k
Acquired 13 shares
@ $23.66, valued at
$307.6 |
|
| 10/28/2020 |
4/A
| PECK MICHAEL D (PRESIDENT) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 3,173 shares
@ $23.75, valued at
$75.4k
Acquired 13 shares
@ $23.66, valued at
$307.6 |
|
| 10/28/2020 |
4/A
| Sternberg David A (CEO OF ADVISER) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 3,173 shares
@ $23.75, valued at
$75.4k
Acquired 13 shares
@ $23.66, valued at
$307.6 |
|
| 10/28/2020 |
4/A
| Vivaldi Holdings LLC (100% owner of adviser) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 3,173 shares
@ $23.75, valued at
$75.4k
Acquired 13 shares
@ $23.66, valued at
$307.6 |
|
| 07/10/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/09/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/09/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/09/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/09/2020 |
4
| Vivaldi Holdings LLC (100% owner of adviser) has filed a Form 4 on Relative Value Fund|
Txns:
| Acquired 3,186 shares
@ $23.75, valued at
$75.7k
|
|
| 04/04/2019 |
3/A
| Vivaldi Holdings LLC (100% owner of adviser) has filed a Form 3/A on Relative Value Fund |
| 04/04/2019 |
3/A
| Sternberg David A (CEO of adviser) has filed a Form 3/A on Relative Value Fund |
| 04/04/2019 |
3/A
| Golden Randal L (CFO of adviser) has filed a Form 3/A on Relative Value Fund |
| 03/28/2019 |
3
| Sternberg David A (CEO of adviser) has filed a Form 3 on Relative Value Fund |
| 03/28/2019 |
3
| Golden Randal L (CFO of adviser) has filed a Form 3 on Relative Value Fund |
| 03/28/2019 |
3
| Vivaldi Holdings LLC (100% owner of adviser) has filed a Form 3 on Relative Value Fund |
| 03/28/2019 |
3
| Vivaldi Asset Management, LLC (Adviser) has filed a Form 3 on Relative Value Fund |
| 12/12/2018 |
3
| Seidenberg Perpetua (Chief Compliance Officer) has filed a Form 3 on Relative Value Fund |
|