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Appointed director
Great Elm Capital Corp. (GECC)
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Filings
Date Filed
Type
Description
08/18/2023
40-APP
Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
08/16/2023
CERT
Form CERT - Certification by an exchange approving securities for listing:
08/16/2023
8-A12B
Form 8-A12B - Registration of securities [Section 12(b)]:
08/16/2023
8-K
Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
08/09/2023
424B1
Form 424B1 - Prospectus [Rule 424(b)(1)]:
08/09/2023
EFFECT
Form EFFECT - Notice of Effectiveness:
08/08/2023
497AD
Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]:
08/08/2023
FWP
Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses:
08/08/2023
8-K
Quarterly results
08/08/2023
N-23C-2
Form N-23C-2 - Notice by closed-end investment companies of intent to purchase their own securities:
08/07/2023
497AD
Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]:
08/07/2023
N-2/A
Form N-2/A - Registration statement for closed-end investment companies: [Amend]
08/03/2023
8-K
Quarterly results
Docs:
"
Company to Host Conference Call and Webcast at 8:30 AM ET Today
"
08/03/2023
10-Q
Quarterly Report for the period ended June 30, 2023
07/31/2023
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
07/24/2023
N-2/A
Form N-2/A - Registration statement for closed-end investment companies: [Amend]
06/16/2023
SC 13G/A
Lenders Funding LLC /California reports a 0% stake in Great Elm Capital Corp.
06/01/2023
8-K
Submission of Matters to a Vote of Security Holders Interactive Data
05/04/2023
8-K
Quarterly results
05/04/2023
10-Q
Quarterly Report for the period ended March 31, 2023
04/21/2023
DEFA14A
Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
04/21/2023
DEF 14A
Form DEF 14A - Other definitive proxy statements:
03/27/2023
SC 13G/A
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
03/02/2023
8-K
Quarterly results
Docs:
"
Company to Host Conference Call and Webcast at 8:30 AM ET Today
"
03/02/2023
10-K
Annual Report for the period ended December 31, 2022
11/14/2022
8-K
Quarterly results
11/03/2022
8-K
Quarterly results
11/03/2022
10-Q
Quarterly Report for the period ended September 30, 2022
08/04/2022
8-K
Investor presentation, Quarterly results
Docs:
"
Company to Host Quarterly Conference Call and Webcast at 11:00 AM ET Today
",
"
Q2/2021 Q3/2021 Q4/20211 Q1/20222 Q2/2022
"
08/04/2022
10-Q
Quarterly Report for the period ended June 30, 2022
08/01/2022
8-K
Entry into a Material Definitive Agreement, Submission of Matters to a Vote of Security Holders, Financial Statements and Exh...
07/29/2022
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
07/01/2022
DEF 14A
Form DEF 14A - Other definitive proxy statements:
06/21/2022
SC 13D/A
Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
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