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Great Elm Capital Corp. (GECC) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/11/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/18/2023 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
08/16/2023 4 COHEN RICHARD M (Director) has filed a Form 4 on Great Elm Capital Corp.
Txns: Bought 2,612 shares @ $9.4749, valued at $24.7k
08/16/2023 CERT Form CERT - Certification by an exchange approving securities for listing:
08/16/2023 8-A12B Form 8-A12B - Registration of securities [Section 12(b)]:
08/16/2023 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
08/09/2023 424B1 Form 424B1 - Prospectus [Rule 424(b)(1)]:
08/09/2023 EFFECT Form EFFECT - Notice of Effectiveness:
08/08/2023 497AD Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]:
08/08/2023 FWP Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses:
08/08/2023 8-K Quarterly results
08/08/2023 N-23C-2 Form N-23C-2 - Notice by closed-end investment companies of intent to purchase their own securities:
08/07/2023 497AD Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]:
08/07/2023 N-2/A Form N-2/A - Registration statement for closed-end investment companies: [Amend]
08/03/2023 8-K Quarterly results
Docs: "Company to Host Conference Call and Webcast at 8:30 AM ET Today"
08/03/2023 10-Q Quarterly Report for the period ended June 30, 2023
07/31/2023 40-17G Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
07/24/2023 N-2/A Form N-2/A - Registration statement for closed-end investment companies: [Amend]
06/16/2023 SC 13G/A Lenders Funding LLC /California reports a 0% stake in Great Elm Capital Corp.
06/01/2023 8-K Submission of Matters to a Vote of Security Holders  Interactive Data
05/23/2023 4 Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.
Txns: Disposed of 37,268 shares @ $0
05/16/2023 4 Kuperschmid Mark (Director) has filed a Form 4 on Great Elm Capital Corp.
Txns: Bought 2,000 shares @ $8.01, valued at $16k
Bought 300 shares @ $8.01, valued at $2.4k
Bought 2,700 shares @ $8.0199, valued at $21.7k
05/04/2023 8-K Quarterly results
05/04/2023 10-Q Quarterly Report for the period ended March 31, 2023
04/21/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
04/21/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
03/31/2023 4 Davis Keri (CFO) has filed a Form 4 on Great Elm Capital Corp.
Txns: Acquired 5,894 shares @ $0
Acquired 23 shares @ $0
03/27/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
03/14/2023 4 Kaplan Matthew D (CEO and President) has filed a Form 4 on Great Elm Capital Corp.
Txns: Bought 1,100 shares @ $9.29, valued at $10.2k
03/09/2023 4 Kaplan Matthew D (CEO and President) has filed a Form 4 on Great Elm Capital Corp.
Txns: Bought 5,020 shares @ $9.13, valued at $45.8k
Bought 2,201 shares @ $9.46, valued at $20.8k
Bought 1,679 shares @ $9.41, valued at $15.8k
03/02/2023 8-K Quarterly results
Docs: "Company to Host Conference Call and Webcast at 8:30 AM ET Today"
03/02/2023 10-K Annual Report for the period ended December 31, 2022
01/24/2023 4 Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.
Txns: Disposed of 50,000 shares @ $12.19, valued at $609.5k
Disposed of 9,947 shares @ $10.18, valued at $101.3k
Disposed of 10,116 shares @ $8.66, valued at $87.6k
Disposed of 200,000 shares @ $10, valued at $2M
Disposed of 1,866 shares @ $8.31, valued at $15.5k
01/03/2023 4 Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.
Txns: Disposed of 372,495 shares @ $0
Disposed of 73,176 shares @ $0
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