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LPL Financial LLC Create: Alert

All | News | Filings
Date FiledTypeDescription
02/03/2023 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/03/2023 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/03/2023 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
01/17/2023 SC 13G/A LPL Financial LLC reports a 7.7% stake in First Trust Senior Floating Rate Income Fund II
01/17/2023 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
01/17/2023 SC 13G/A LPL Financial LLC reports a 5.6% stake in Nuveen Floating Rate Income Fund
10/06/2022 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/14/2022 SC 13G LPL Financial LLC reports a 5.1% stake in Nuveen Floating Rate Income Fund
02/14/2022 SC 13G LPL Financial LLC reports a 5.9% stake in First Trust Senior Floating Rate Income Fund II
10/10/2019 SC 13G/A LPL Financial LLC reports a 0.6% stake in Medley Capital Corporation
03/15/2019 SC 13G/A LPL Financial LLC reports a 11.1% stake in Medley Capital Corporation
01/10/2019 SC 13G LPL Financial LLC reports a 11.1% stake in Medley Capital Corporation
01/10/2019 SC 13G/A LPL Financial LLC reports a 6% stake in FS KKR Capital Corporation
02/02/2018 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
01/12/2016 SC 13G LPL Financial LLC reports a
07/24/2015 SC 13G LPL Financial LLC reports a 9.9% stake in The Cushing MLP Total Return Fund

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