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Neal James R Create: Alert

All | News | Filings
Date FiledTypeDescription
07/24/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/02/2023 4 Neal James R (Director) has filed a Form 4 on Peak Bio, Inc.
Txns: Granted 33,340 options to buy @ $0.6, valued at $20k
Granted convertible notes @ $20004, valued at $0
07/21/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
07/18/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
03/23/2022 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Sold 50,000 shares @ $29.005, valued at $1.5M
Sold 2,339 shares @ $30.0165, valued at $70.2k
Sold 1,111 shares @ $30.0164, valued at $33.3k
Exercised 50,000 options to buy @ $4.03, valued at $201.5k
Exercised 2,339 options to buy @ $4.03, valued at $9.4k
Exercised 1,111 options to buy @ $4.03, valued at $4.5k
02/10/2022 4 Neal James R (Director) has filed a Form 4 on PALISADE BIO, INC.
Txns: Granted 48,340 options to buy @ $2.32, valued at $112.1k
12/23/2021 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Granted 60,000 options to buy @ $22.56, valued at $1.4M
06/29/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/29/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/13/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/19/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/17/2020 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Sold 20,294 shares @ $41.15, valued at $835.1k
Sold 5,706 shares @ $42.0435, valued at $239.9k
Granted 8,000 shares @ $25, valued at $200k
Exercised 26,000 options to buy @ $5.5, valued at $143k
11/24/2020 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Sold 6,448 shares @ $32.462, valued at $209.3k
Sold 426 shares @ $33.3513, valued at $14.2k
Sold 13,126 shares @ $32.9622, valued at $432.7k
Exercised 6,874 options to buy @ $5.5, valued at $37.8k
Exercised 13,126 options to buy @ $5.5, valued at $72.2k
11/06/2020 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Sold 9,273 shares @ $25.9045, valued at $240.2k
Sold 727 shares @ $27.5, valued at $20k
Exercised 10,000 options to buy @ $5.5, valued at $55k
03/24/2020 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Bought 1,000 shares @ $14.5, valued at $14.5k
03/23/2020 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Bought 1,000 shares @ $16.41, valued at $16.4k
03/16/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
01/16/2020 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Exercised (in-or-at-the-money) 1,180 rights @ $22, valued at $26k
11/08/2019 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Sold 4,348 shares @ $22, valued at $95.7k
Exercised 4,348 options to buy @ $5.5, valued at $23.9k
09/20/2019 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Sold 3,830 shares @ $21.9616, valued at $84.1k
Sold 3,728 shares @ $20.6891, valued at $77.1k
Sold 2,642 shares @ $21.7317, valued at $57.4k
Sold 5,452 shares @ $20.2257, valued at $110.3k
Exercised 3,830 options to buy @ $5.5, valued at $21.1k
Exercised 6,370 options to buy @ $5.5, valued at $35k
Exercised 5,452 options to buy @ $5.5, valued at $30k
02/15/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/21/2018 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Exercised (in-or-at-the-money) 678 rights @ $13, valued at $8.8k
11/15/2018 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Bought 4,000 shares @ $13.2641, valued at $53.1k
04/27/2018 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Sold 8,345 shares @ $24.6914, valued at $206k
Sold 15,655 shares @ $24.4162, valued at $382.2k
Exercised 8,345 options to buy @ $5.5, valued at $45.9k
Exercised 15,655 options to buy @ $5.5, valued at $86.1k
02/16/2018 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Granted 30,000 options to buy @ $27.41, valued at $822.3k
11/15/2017 4 Neal James R (CEO) has filed a Form 4 on XOMA Corp
Txns: Sold 11,084 shares @ $30.7921, valued at $341.3k
Sold 484 shares @ $31.7655, valued at $15.4k
Sold 3,519 shares @ $27.1293, valued at $95.5k
Sold 3,564 shares @ $29.0494, valued at $103.5k
Sold 900 shares @ $29.4189, valued at $26.5k
Sold 600 shares @ $30.45, valued at $18.3k
Sold 23,945 shares @ $26.9952, valued at $646.4k
Sold 2,200 shares @ $27.439, valued at $60.4k
Exercised 11,568 options to buy @ $4.03, valued at $46.6k
Exercised 8,583 options to buy @ $4.03, valued at $34.6k
Exercised 26,145 options to buy @ $4.03, valued at $105.4k
05/22/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
03/23/2017 4 Neal James R (VP Business Development) has filed a Form 4 on XOMA Corp
Txns: Sold 5,105 shares @ $5.4004, valued at $27.6k
02/01/2017 4 Neal James R (VP Business Development) has filed a Form 4 on XOMA Corp
Txns: Sold 100 shares @ $4.53, valued at $453
Sold 95 shares @ $4.5, valued at $427.5
01/10/2017 4 Neal James R (VP Business Development) has filed a Form 4 on XOMA Corp
Txns: Sold 125 shares @ $5.15, valued at $643.8
12/23/2016 4 Neal James R (VP Business Development) has filed a Form 4 on XOMA Corp
Txns: Granted 100,000 options to buy @ $5.5, valued at $550k
11/03/2016 4 Neal James R (VP Business Development) has filed a Form 4 on XOMA Corp
Txns: Sold 150 shares @ $5.25, valued at $787.5
10/11/2016 4 Neal James R (VP Business Development) has filed a Form 4 on XOMA Corp
Txns: Sold 2,500 shares @ $0.4478, valued at $1.1k
03/22/2016 4 Form 4 - Statement of changes in beneficial ownership of securities

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