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Neal James R
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 07/24/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/02/2023 |
4
| Neal James R (Director) has filed a Form 4 on Peak Bio, Inc.|
Txns:
| Granted 33,340 options to buy
@ $0.6, valued at
$20k
Granted convertible notes
@ $20004, valued at
$0 |
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| 11/03/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 07/21/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 07/21/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 07/18/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/23/2022 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 50,000 shares
@ $29.005, valued at
$1.5M
Sold 2,339 shares
@ $30.0165, valued at
$70.2k
Sold 1,111 shares
@ $30.0164, valued at
$33.3k
Exercised 50,000 options to buy
@ $4.03, valued at
$201.5k
Exercised 2,339 options to buy
@ $4.03, valued at
$9.4k
Exercised 1,111 options to buy
@ $4.03, valued at
$4.5k
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| 02/10/2022 |
4
| Neal James R (Director) has filed a Form 4 on PALISADE BIO, INC.|
Txns:
| Granted 48,340 options to buy
@ $2.32, valued at
$112.1k
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| 12/23/2021 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Granted 60,000 options to buy
@ $22.56, valued at
$1.4M
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| 09/30/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 06/29/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/29/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/29/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 04/13/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 02/19/2021 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/17/2020 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 20,294 shares
@ $41.15, valued at
$835.1k
Sold 5,706 shares
@ $42.0435, valued at
$239.9k
Granted 8,000 shares
@ $25, valued at
$200k
Exercised 26,000 options to buy
@ $5.5, valued at
$143k
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| 11/24/2020 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 6,448 shares
@ $32.462, valued at
$209.3k
Sold 426 shares
@ $33.3513, valued at
$14.2k
Sold 13,126 shares
@ $32.9622, valued at
$432.7k
Exercised 6,874 options to buy
@ $5.5, valued at
$37.8k
Exercised 13,126 options to buy
@ $5.5, valued at
$72.2k
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| 11/06/2020 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 9,273 shares
@ $25.9045, valued at
$240.2k
Sold 727 shares
@ $27.5, valued at
$20k
Exercised 10,000 options to buy
@ $5.5, valued at
$55k
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| 03/24/2020 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Bought 1,000 shares
@ $14.5, valued at
$14.5k
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| 03/23/2020 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Bought 1,000 shares
@ $16.41, valued at
$16.4k
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| 03/16/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/16/2020 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Exercised (in-or-at-the-money) 1,180 rights
@ $22, valued at
$26k
|
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| 11/08/2019 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 4,348 shares
@ $22, valued at
$95.7k
Exercised 4,348 options to buy
@ $5.5, valued at
$23.9k
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| 09/20/2019 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 3,830 shares
@ $21.9616, valued at
$84.1k
Sold 3,728 shares
@ $20.6891, valued at
$77.1k
Sold 2,642 shares
@ $21.7317, valued at
$57.4k
Sold 5,452 shares
@ $20.2257, valued at
$110.3k
Exercised 3,830 options to buy
@ $5.5, valued at
$21.1k
Exercised 6,370 options to buy
@ $5.5, valued at
$35k
Exercised 5,452 options to buy
@ $5.5, valued at
$30k
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| 02/15/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/21/2018 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Exercised (in-or-at-the-money) 678 rights
@ $13, valued at
$8.8k
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| 11/15/2018 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Bought 4,000 shares
@ $13.2641, valued at
$53.1k
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| 04/27/2018 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 8,345 shares
@ $24.6914, valued at
$206k
Sold 15,655 shares
@ $24.4162, valued at
$382.2k
Exercised 8,345 options to buy
@ $5.5, valued at
$45.9k
Exercised 15,655 options to buy
@ $5.5, valued at
$86.1k
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| 02/16/2018 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Granted 30,000 options to buy
@ $27.41, valued at
$822.3k
|
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| 11/15/2017 |
4
| Neal James R (CEO) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 11,084 shares
@ $30.7921, valued at
$341.3k
Sold 484 shares
@ $31.7655, valued at
$15.4k
Sold 3,519 shares
@ $27.1293, valued at
$95.5k
Sold 3,564 shares
@ $29.0494, valued at
$103.5k
Sold 900 shares
@ $29.4189, valued at
$26.5k
Sold 600 shares
@ $30.45, valued at
$18.3k
Sold 23,945 shares
@ $26.9952, valued at
$646.4k
Sold 2,200 shares
@ $27.439, valued at
$60.4k
Exercised 11,568 options to buy
@ $4.03, valued at
$46.6k
Exercised 8,583 options to buy
@ $4.03, valued at
$34.6k
Exercised 26,145 options to buy
@ $4.03, valued at
$105.4k
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| 05/22/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/23/2017 |
4
| Neal James R (VP Business Development) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 5,105 shares
@ $5.4004, valued at
$27.6k
|
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| 02/01/2017 |
4
| Neal James R (VP Business Development) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 100 shares
@ $4.53, valued at
$453
Sold 95 shares
@ $4.5, valued at
$427.5 |
|
| 01/10/2017 |
4
| Neal James R (VP Business Development) has filed a Form 4 on XOMA Corp|
Txns:
| Sold 125 shares
@ $5.15, valued at
$643.8 |
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