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JMP GROUP LLC (JMP) Create: Alert

All | News | Filings
Date FiledTypeDescription
12/14/2021 15-12B Form 15-12B - Securities registration termination [Section 12(b)]:
12/10/2021 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
11/18/2021 4/A WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 2,250,000 shares @ $7.5, valued at $16.9M
Disposed/sold 2,250,000 shares @ $7.5, valued at $16.9M
11/18/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 2,250,000 shares @ $7.5, valued at $16.9M
Disposed/sold 2,250,000 shares @ $7.5, valued at $16.9M
11/17/2021 4 Jackson Raymond (CFO) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 99,887 shares @ $7.5, valued at $749.2k
11/17/2021 4 Orszag Jonathan M (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 104,513 shares @ $7.5, valued at $783.9k
Disposed/sold 78,812 shares @ $7.5, valued at $591.1k
Disposed/sold 2,457 options to buy @ $0
11/17/2021 4 Slaughter Staci (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 9,257 shares @ $7.5, valued at $69.4k
Disposed/sold 2,048 options to buy @ $0
11/17/2021 4 Tongue Glenn H (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 223,471 shares @ $7.5, valued at $1.7M
Disposed/sold 34,886 shares @ $7.5, valued at $261.6k
Disposed/sold 3,274 options to buy @ $0
11/17/2021 4 Lunenburg Harry Mark (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 215,206 shares @ $7.5, valued at $1.6M
Disposed/sold 2,864 options to buy @ $0
11/17/2021 4 Karmin Kenneth M (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 258,039 shares @ $7.5, valued at $1.9M
Disposed/sold 2,000 shares @ $7.5, valued at $15k
Disposed/sold 3,683 options to buy @ $0
11/17/2021 4 Wright Thomas Rowe (Director of Equities) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 429,058 shares @ $7.5, valued at $3.2M
Disposed/sold 5,862 options to buy @ $0
11/17/2021 4 Lehmann Mark L (President, JMP Securities) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 16,412 shares @ $7.5, valued at $123.1k
Disposed/sold 720,826 shares @ $7.5, valued at $5.4M
11/17/2021 4 Johnson Craig R (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 370,438 shares @ $7.5, valued at $2.8M
Disposed/sold 996,782 shares @ $7.5, valued at $7.5M
Disposed/sold 13,097 options to buy @ $0
11/17/2021 4 Mack Carter D (President) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 303,921 shares @ $7.5, valued at $2.3M
Disposed/sold 1,064,710 shares @ $7.5, valued at $8M
11/17/2021 4 Jolson Joseph A (CEO) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 75,000 shares @ $7.5, valued at $562.5k
Disposed/sold 36,400 shares @ $7.5, valued at $273k
Disposed/sold 5,325,926 shares @ $7.5, valued at $39.9M
Disposed/sold 1,328,210 shares @ $7.5, valued at $10M
Disposed/sold 125,129 options to buy @ $0
11/17/2021 4 Tongue Glenn H (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Exercised 3,273 options to buy @ $0
11/16/2021 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
11/15/2021 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
11/15/2021 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments:
11/12/2021 8-K Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits  Interactive Data
Docs: "FORM 8-K",
"JMP GROUP ANNOUNCES SHAREHOLDER APPROVAL OF MERGER"
11/12/2021 8-K Termination of a Material Definitive Agreement, Other Events, Financial Statements and Exhibits  Interactive ...
Docs: "FORM 8-K",
"JMP GROUP ANNOUNCES FULL REDEMPTION OF 6.875% SENIOR NOTES DUE 2029 AND SATISFACTION AND DISCHARGE OF INDENTURE"
11/09/2021 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
11/09/2021 8-K Other Events  Interactive Data
Docs: "FORM 8-K"
10/15/2021 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition:
10/05/2021 PREM14A Form PREM14A - Preliminary proxy statements relating to merger or acquisition:
10/01/2021 4 Slaughter Staci (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Exercised 2,045 options to buy @ $0
10/01/2021 4 Lunenburg Harry Mark (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Exercised 2,864 options to buy @ $0
10/01/2021 4 Orszag Jonathan M (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Exercised 2,454 options to buy @ $0
10/01/2021 4 Karmin Kenneth M (Director) has filed a Form 4 on JMP GROUP LLC
Txns: Exercised 3,682 shares @ $0
Exercised 3,682 options to buy @ $0
09/14/2021 SC 13D/A Jolson Joseph A reports a 34% stake in JMP Group LLC
09/10/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/10/2021 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
09/10/2021 8-K Quarterly results
09/10/2021 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities:
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