Rocket


Overview
Financials
News + Filings
Key Docs
Charts
Ownership
Insiders





All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other


Tags
Inv. presentation
Quarterly results
Director comp.
Consulting agrmnt
Director departure
Appointed director

Netcapital Inc. (VSTR) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/06/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
10/06/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
10/06/2023 DEFR14A Form DEFR14A - Revised definitive proxy soliciting materials:
08/08/2023 S-1/A Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend]
07/26/2023 10-K Annual Report for the period ended April 30, 2023
07/24/2023 8-K Quarterly results
07/21/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
07/19/2023 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]:
07/19/2023 8-K/A Quarterly results
07/06/2023 8-K Results of Operations and Financial Condition, Regulation FD Disclosure  Interactive Data
05/26/2023 SC 13D/A BARD ASSOCIATES INC reports a 19% stake in Netcapital Inc.
05/25/2023 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Regulation FD Disclosure, Financial Stat...
Docs: "PLACEMENT AGENCY AGREEMENT",
"COMMON STOCK PURCHASE WARRANT NETCAPITAL INC. Warrant Shares: [_______] Initial Exercise Date: October [__], 2023 THIS COMMON STOCK PURCHASE WARRANT certifies that, for value received, ___________________ or its/his/her assigns is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof and on or prior to the close of business on the five year anniversary of the Initial Exercise Date but not thereafter, to subscribe for and purchase from Netcapital Inc., a Utah corporation , up to [______] shares of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2. Section 1 . Definitions . Capitalized terms used and not o...",
"CodeLaw, LLC 1 Lincoln Street Boston, MA 02111 www.codelaw.com",
"SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement is dated as of May 23, 2023, between Netcapital Inc., a Utah corporation , and each purchaser identified on the signature pages hereto . WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effective registration statement under the Securities Act , the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully described in this Agreement. NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged, the Company and each Purchaser agree as foll...",
"Netcapital Inc. Announces Registered Direct Offering",
"Netcapital Inc. Announces Closing of Registered Direct Offering"
05/25/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
05/03/2023 4 Geary Steven F (Director) has filed a Form 4 on Netcapital Inc.
Txns: Granted 20,000 options to buy @ $1.4, valued at $28k
05/03/2023 4 Lenk Cecilia (Director) has filed a Form 4 on Netcapital Inc.
Txns: Granted 20,000 options to buy @ $1.4, valued at $28k
05/03/2023 4 Liss Avi (Director) has filed a Form 4 on Netcapital Inc.
Txns: Granted 20,000 options to buy @ $1.4, valued at $28k
05/03/2023 4 Scott Arnold (Director) has filed a Form 4 on Netcapital Inc.
Txns: Granted 20,000 options to buy @ $1.4, valued at $28k
05/02/2023 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits ...
Docs: "AMENDMENT TO REVOLVING LOAN AND SECURITY AGREEMENT This Amendment to the Revolving Loan and Security Agreement dated April 28, 2011, as previously amended by way of agreements dated July 25, 2014, October 31, 2017, October 31, 2020, January 31, 2021, April 30, 2021, January 28, 2022 and February 2, 2022 is entered into this 28th day of April 2023, by and between Vaxstar LLC, a Delaware limited liability company, and Netcapital Inc., a Utah corporation, with reference to the following: ` WITNESSETH WHEREAS, the Agreement, as amended, provides that the Loan Advances accrue interest at a rate of 8% per annum and that the loan matures on April 30, 2023; and WHEREAS, the parties now desire to amend the Agreement as hereinafter set forth to state that interest on the Loan Advances will accrue at..."
04/21/2023 8-K Quarterly results
04/04/2023 S-8 Form S-8 - Securities to be offered to employees in employee benefit plans:
03/28/2023 8-K Quarterly results
03/17/2023 8-K Quarterly results
03/16/2023 10-Q Quarterly Report for the period ended January 31, 2023
02/10/2023 DEFR14A Form DEFR14A - Revised definitive proxy soliciting materials:
02/09/2023 DEF 14A Form DEF 14A - Other definitive proxy statements:
02/07/2023 SC 13G/A SLS GROUP LLC reports a 0.7% stake in Netcapital Inc.
01/19/2023 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
01/06/2023 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
Docs: "Summary of Deal Terms",
"Netcapital Announces Alternative Trading System Partnership with Templum Markets LLC"
01/06/2023 SC 13D BARD ASSOCIATES INC reports a 23.7% stake in Netcapital Inc.
01/05/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
01/05/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
01/05/2023 8-K Quarterly results
12/21/2022 3 Form 3 - Initial statement of beneficial ownership of securities:
12/16/2022 8-K Quarterly results
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy