| Date Filed | Type | Description |
| 06/04/2018 |
SC 13G/A
| ROYCE & ASSOCIATES LP reports a 0% stake in ZAIS Group Holdings, Inc. |
| 05/29/2018 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 05/24/2018 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 05/21/2018 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
| 05/21/2018 |
SC 13D/A
| Zugel Christian reports a 49.6% stake in ZAIS GROUP HOLDINGS, INC. |
| 05/18/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 05/18/2018 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 05/18/2018 |
8-K
| Completion of Acquisition or Disposition of Assets, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Sta... |
| 05/18/2018 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 05/17/2018 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits |
| 05/14/2018 |
SC 13G/A
| SMOF II Investment Manager, LLC reports a 4.9% stake in ZAIS Group Holdings, Inc. |
| 05/14/2018 |
SC 13G
| SMOF II Investment Manager, LLC reports a 5.3% stake in ZAIS Group Holdings, Inc. |
| 05/10/2018 |
10-Q
| Quarterly Report for the period ended March 31, 2018 |
| 05/10/2018 |
8-K
| Quarterly results |
| 05/09/2018 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 05/04/2018 |
8-K
| Regulation FD Disclosure |
| 05/03/2018 |
SC 13D/A
| d.Quant Special Opportunities Fund, LP reports a 21.2% stake in ZAIS GROUP HOLDINGS, INC. |
| 04/05/2018 |
8-K
| Regulation FD Disclosure |
| 04/05/2018 |
CT ORDER
| Form CT ORDER - Confidential treatment order: |
| 03/30/2018 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
| 03/30/2018 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition: |
| 03/27/2018 |
8-K
| Other Events |
| 03/27/2018 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 03/19/2018 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
| 03/19/2018 |
PRER14A
| Form PRER14A - Preliminary Proxy Soliciting materials: |
| 03/19/2018 |
10-K
| Annual Report for the period ended December 31, 2017 |
| 03/19/2018 |
8-K
| Quarterly results |
| 03/06/2018 |
8-K
| Regulation FD Disclosure |
| 02/16/2018 |
SC 13E3/A
| Form SC 13E3/A - Going private transaction by certain issuers: [Amend] |
| 02/16/2018 |
PREM14A
| Form PREM14A - Preliminary proxy statements relating to merger or acquisition: |
| 02/06/2018 |
8-K
| Regulation FD Disclosure |
| 01/30/2018 |
SC 13G/A
| BML Investment Partners, L.P. reports a 0% stake in ZAIS Group Holdings, Inc. |
| 01/30/2018 |
SC 13G/A
| BML Investment Partners, L.P. reports a 5.1% stake in ZAIS Group Holdings, Inc. |
| 01/24/2018 |
SC 13G/A
| ROYCE & ASSOCIATES LP reports a 6.6% stake in ZAIS Group Holdings, Inc. |
|