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Tu James Create: Alert

All | News | Filings
Date FiledTypeDescription
08/18/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/05/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/23/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
03/23/2020 4 Tu James (Chairman and CEO) has filed a Form 4 on ENERGY FOCUS, INC/DE
Txns: Granted 150,000 options @ $0.3, valued at $45k
01/30/2020 SC 13D/A Tu James reports a 10.9% stake in ENERGY FOCUS, INC.
01/30/2020 4 Tu James (CEO & Chairman) has filed a Form 4 on ENERGY FOCUS, INC/DE
Txns: Converted convertible notes @ $0
Converted 1,721,023 convertible preferred @ $0
07/18/2019 4 Tu James (Chairman and CEO) has filed a Form 4 on ENERGY FOCUS, INC/DE
Txns: Granted 300,000 options @ $0.42, valued at $126k
04/03/2019 SC 13D/A Tu James reports a 8.3% stake in ENERGY FOCUS, INC.
04/03/2019 4 Tu James (CEO, President and Interim CFO) has filed a Form 4 on ENERGY FOCUS, INC/DE
Txns: Bought convertible notes @ $0
02/26/2019 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
12/10/2018 3 Tu James (Member of 10% owner group) has filed a Form 3 on ENERGY FOCUS, INC/DE
11/30/2018 SC 13D Tu James reports a 8.4% stake in ENERGY FOCUS, INC.
03/16/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
04/17/2014 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership:
05/01/2013 4 Tu James (Executive Chairman) has filed a Form 4 on ENERGY FOCUS, INC/DE
Txns: Granted 400,000 options @ $0.23, valued at $92k
12/21/2012 3 Tu James (Director) has filed a Form 3 on ENERGY FOCUS, INC/DE

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