| Date Filed | Type | Description |
| 10/10/2023 |
8-K
| Quarterly results |
| 08/08/2023 |
4
| DULLUM DAVID A R (President) has filed a Form 4 on GLADSTONE INVESTMENT CORPORATION\DE|
Txns:
| Bought 5,000 shares
@ $13.3931, valued at
$67k
|
|
| 08/03/2023 |
8-K
| Submission of Matters to a Vote of Security Holders Interactive Data |
| 08/02/2023 |
8-K
| Quarterly results |
| 08/02/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 07/11/2023 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits Interactive Data |
| 06/16/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 06/01/2023 |
CERT
| Form CERT - Certification by an exchange approving securities for listing: |
| 05/31/2023 |
8-A12B
| Form 8-A12B - Registration of securities [Section 12(b)]: |
| 05/31/2023 |
8-K
| Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S... |
| 05/25/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 05/24/2023 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits Interactive Data|
Docs:
|
"Underwriting Agreement, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named therein",
"Underwriting Agreement, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as representative of the several underwriters named therein" |
|
| 05/23/2023 |
FWP
| Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses: |
| 05/23/2023 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 05/23/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 05/23/2023 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 05/10/2023 |
8-K
| Quarterly results |
| 05/10/2023 |
10-K
| Annual Report for the period ended March 31, 2023 |
| 04/14/2023 |
8-K
| Quarterly results |
| 03/17/2023 |
4
| Easton Rachael Z. (CFO and Treasurer) has filed a Form 4 on GLADSTONE INVESTMENT CORPORATION\DE|
Txns:
| Bought 375 shares
@ $13.12, valued at
$4.9k
|
|
| 03/15/2023 |
4
| DULLUM DAVID A R (President) has filed a Form 4 on GLADSTONE INVESTMENT CORPORATION\DE|
Txns:
| Bought 3,000 shares
@ $12.84, valued at
$38.5k
|
|
| 02/07/2023 |
4
| WILKINSON WALTER H (Director) has filed a Form 4 on GLADSTONE INVESTMENT CORPORATION\DE|
Txns:
| Bought 3,661 shares
@ $13.96, valued at
$51.1k
|
|
| 02/01/2023 |
8-K
| Quarterly results |
| 02/01/2023 |
10-Q
| Quarterly Report for the period ended December 31, 2022 |
| 01/10/2023 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits Interactive Data |
| 12/16/2022 |
4
| DULLUM DAVID A R (President) has filed a Form 4 on GLADSTONE INVESTMENT CORPORATION\DE|
Txns:
| Bought 3,000 shares
@ $13.0606, valued at
$39.2k
|
|
| 11/22/2022 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 11/01/2022 |
8-K
| Quarterly results |
| 11/01/2022 |
10-Q
| Quarterly Report for the period ended September 30, 2022 |
| 10/18/2022 |
3
| Novara Paula (Director) has filed a Form 3 on GLADSTONE INVESTMENT CORPORATION\DE |
| 10/12/2022 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 10/11/2022 |
8-K
| Regulation FD Disclosure, Financial Statements and Exhibits Interactive Data |
| 08/19/2022 |
4
| Smith Jennifer A (Chief Valuation Officer) has filed a Form 4 on GLADSTONE INVESTMENT CORPORATION\DE|
Txns:
| Bought 100 shares
@ $15.61, valued at
$1.6k
|
|
| 08/16/2022 |
8-K
| Quarterly results |
|