| Date Filed | Type | Description |
| 08/14/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/15/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/14/2023 |
SC 13G/A
| CITY NATIONAL ROCHDALE, LLC reports a 9.4% stake in Liberty Broadband Corporation |
| 02/14/2023 |
SC 13G/A
| CITY NATIONAL ROCHDALE, LLC reports a 0% stake in Switch, Inc. |
| 02/14/2023 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 11/14/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/15/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/16/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/14/2022 |
SC 13G/A
| CITY NATIONAL ROCHDALE, LLC reports a 6.6% stake in Switch, Inc. |
| 02/14/2022 |
SC 13G/A
| CITY NATIONAL ROCHDALE, LLC reports a 9.6% stake in Liberty Broadband Corporation |
| 02/14/2022 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 11/15/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 08/25/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 08/16/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/17/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 03/05/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 02/24/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 02/24/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 02/16/2021 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 02/16/2021 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/16/2021 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 01/11/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 01/11/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 01/11/2021 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 11/16/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 11/03/2020 |
SC 13D/A
| CITY NATIONAL ROCHDALE, LLC reports a 92.3% stake in City National Rochdale High Yield Alternative Strategies Fund TEI LLC |
| 08/14/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 05/15/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/14/2020 |
13F-NT
| Form 13F-NT - Quarterly report filed by institutional managers, Notice: |
| 02/14/2020 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 01/23/2020 |
3
| CITY NATIONAL ROCHDALE, LLC (Investment Adviser) has filed a Form 3 on City National Rochdale High Yield Alternative Strategies Master Fund LLC |
| 01/21/2020 |
SC 13D
| CITY NATIONAL ROCHDALE, LLC reports a 93.6% stake in City National Rochdale High Yield Alternative Strategies Fund TEI LLC |
| 01/21/2020 |
SC 13D
| CITY NATIONAL ROCHDALE, LLC reports a 95.5% stake in City National Rochdale Structured Claims Fixed Income Fund LLC |
| 01/21/2020 |
SC 13D
| CITY NATIONAL ROCHDALE, LLC reports a 95.9% stake in City National Rochdale High Yield Alternative Strategies Fund LLC |
|