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Prospera Financial Services Inc Create: Alert

All | News | Filings
Date FiledTypeDescription
08/08/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/12/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/08/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
10/27/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/08/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/04/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/10/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/12/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/16/2021 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend]
08/12/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/06/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/12/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/05/2020 MA-W Form MA-W - Notice of Withdrawal from Registration as a Municipal Advisor:
11/04/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
10/30/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
10/30/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
10/30/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
10/30/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
10/09/2020 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
08/07/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/15/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/12/2020 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
10/22/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
10/18/2019 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
08/14/2019 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings: [Amend]
08/14/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/02/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
02/13/2019 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/02/2018 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
10/26/2018 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
10/25/2018 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
07/18/2018 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
04/12/2018 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
01/23/2018 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
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