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Spring Mountain Capital, LLC Create: Alert

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Date FiledTypeDescription
08/31/2020 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on GIGA TRONICS INC
Txns: Sold 62,715 shares @ $3.86, valued at $242.1k
Sold 8,704 options to buy @ $81.77, valued at $711.8k
Sold 3,020 options to buy @ $54.26, valued at $163.9k
Sold 5,112 options to buy @ $53.15, valued at $271.7k
08/02/2019 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
08/02/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
01/10/2019 SC 13D Spring Mountain Capital, LLC reports a 27.1% stake in GIGA-TRONICS INCORPORATED
01/09/2019 3 Spring Mountain Capital, LLC (10% Owner) has filed a Form 3 on GIGA TRONICS INC
12/22/2017 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
12/21/2017 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Sold 1,947,370 shares @ $0
Sold 4,123,095 shares @ $0
Sold 5,077,704 shares @ $0
Sold 954,209 shares @ $0
Sold 1,740,585 shares @ $0
Sold 133 options to buy @ $0.4, valued at $53.3
Sold 2,500,000 warrants @ $0.5, valued at $1.3M
Sold 833,333 warrants @ $0.5, valued at $416.7k
Sold 400 options to buy @ $0.4, valued at $160
Sold 7,500,000 warrants @ $0.5, valued at $3.8M
Sold 2,499,999 warrants @ $0.5, valued at $1.2M
10/06/2016 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 165,589 shares @ $0.2013, valued at $33.3k
Acquired 496,763 shares @ $0.2013, valued at $100k
Acquired 577,901 shares @ $0.2013, valued at $116.3k
Acquired 81,138 shares @ $0.2013, valued at $16.3k
07/12/2016 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 238,949 shares @ $0.1395, valued at $33.3k
Acquired 716,846 shares @ $0.1395, valued at $100k
Acquired 833,931 shares @ $0.1395, valued at $116.3k
Acquired 117,085 shares @ $0.1395, valued at $16.3k
04/14/2016 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 246,548 shares @ $0.1352, valued at $33.3k
Acquired 739,644 shares @ $0.1352, valued at $100k
Acquired 860,453 shares @ $0.1352, valued at $116.3k
Acquired 120,809 shares @ $0.1352, valued at $16.3k
01/27/2016 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
01/08/2016 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 282,486 shares @ $0.118, valued at $33.3k
Acquired 847,457 shares @ $0.118, valued at $100k
Acquired 985,875 shares @ $0.118, valued at $116.3k
Acquired 138,418 shares @ $0.118, valued at $16.3k
11/02/2015 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
10/07/2015 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 112,347 shares @ $0.2967, valued at $33.3k
Acquired 112,347 shares @ $0.2967, valued at $33.3k
Acquired 167,397 shares @ $0.2967, valued at $49.7k
09/04/2015 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
09/04/2015 4/A Spring Mountain Capital G.P., LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Granted 1,500,000 warrants @ $0.2, valued at $300k
07/10/2015 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 218,005 shares @ $0.1529, valued at $33.3k
Acquired 218,005 shares @ $0.1529, valued at $33.3k
Acquired 324,826 shares @ $0.1529, valued at $49.7k
04/07/2015 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 139,938 shares @ $0.2382, valued at $33.3k
Acquired 139,938 shares @ $0.2382, valued at $33.3k
Acquired 208,908 shares @ $0.2382, valued at $49.8k
01/07/2015 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 111,631 shares @ $0.2986, valued at $33.3k
Acquired 111,631 shares @ $0.2986, valued at $33.3k
Acquired 166,330 shares @ $0.2986, valued at $49.7k
01/07/2015 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
10/08/2014 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 55,611 shares @ $0.5994, valued at $33.3k
Acquired 55,611 shares @ $0.5994, valued at $33.3k
Acquired 82,860 shares @ $0.5994, valued at $49.7k
07/03/2014 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 47,680 shares @ $1.4304, valued at $68.2k
Acquired 47,680 shares @ $1.4304, valued at $68.2k
Acquired 71,043 shares @ $1.4304, valued at $101.6k
04/03/2014 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 28,032 shares @ $1.1891, valued at $33.3k
Acquired 28,032 shares @ $1.1891, valued at $33.3k
Acquired 41,768 shares @ $1.1891, valued at $49.7k
01/07/2014 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 50,782 shares @ $0.66, valued at $33.5k
Acquired 50,782 shares @ $0.66, valued at $33.5k
Acquired 75,665 shares @ $0.66, valued at $49.9k
10/04/2013 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 44,659 shares @ $0.7464, valued at $33.3k
Acquired 44,659 shares @ $0.7464, valued at $33.3k
Acquired 66,542 shares @ $0.7464, valued at $49.7k
07/16/2013 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 50,821 shares @ $0.6559, valued at $33.3k
Acquired 50,821 shares @ $0.6559, valued at $33.3k
Acquired 75,723 shares @ $0.6559, valued at $49.7k
04/11/2013 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
04/11/2013 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 59,863 shares @ $0.6781, valued at $40.6k
Acquired 37,413 shares @ $0.6781, valued at $25.4k
Acquired 112,241 shares @ $0.6781, valued at $76.1k
Acquired 130,573 shares @ $0.6781, valued at $88.5k
Converted 53 options to buy @ $0
Converted 53 options to buy @ $0.4, valued at $21.3
Converted 1,333,333 warrants @ $0.5, valued at $666.7k
Converted 33 options to buy @ $0
Converted 33 options to buy @ $0.4, valued at $13.3
Converted 833,333 warrants @ $0.5, valued at $416.7k
Converted 100 options to buy @ $0
01/03/2013 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 75,202 shares @ $0.5319, valued at $40k
Acquired 47,001 shares @ $0.5319, valued at $25k
Acquired 141,004 shares @ $0.5319, valued at $75k
Acquired 164,035 shares @ $0.5319, valued at $87.3k
10/02/2012 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on AMERICAN POWER GROUP Corp
Txns: Acquired 73,910 shares @ $0.5412, valued at $40k
Acquired 46,194 shares @ $0.5412, valued at $25k
Acquired 138,581 shares @ $0.5412, valued at $75k
Acquired 161,216 shares @ $0.5412, valued at $87.3k
07/19/2012 4/A Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on GREENMAN TECHNOLOGIES INC
Txns: Acquired 37,895 shares @ $0.7037, valued at $26.7k
Acquired 23,684 shares @ $0.7037, valued at $16.7k
Acquired 71,053 shares @ $0.7037, valued at $50k
Acquired 82,658 shares @ $0.7037, valued at $58.2k
07/03/2012 4 Spring Mountain Capital, LLC (10% Owner) has filed a Form 4 on GREENMAN TECHNOLOGIES INC
Txns: Acquired 40,113 shares @ $0.71, valued at $28.5k
Acquired 25,070 shares @ $0.71, valued at $17.8k
Acquired 75,211 shares @ $0.71, valued at $53.4k
Acquired 87,495 shares @ $0.71, valued at $62.1k
05/10/2012 3 Form 3 - Initial statement of beneficial ownership of securities
05/10/2012 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership:

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