| Date Filed | Type | Description |
| 10/21/2013 |
15-12G
| Form 15-12G - Securities registration termination [Section 12(g)] |
| 10/21/2013 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 10/21/2013 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments |
| 10/21/2013 |
8-K
| Quarterly results |
| 10/17/2013 |
4
| Finkelstein Ted (VP & General Counsel) has filed a Form 4 on GILMAN CIOCIA, INC.|
Txns:
| Disposed/sold 4,338,788 shares
@ $0 |
|
| 10/17/2013 |
4
| RYAN MICHAEL P (President) has filed a Form 4 on GILMAN CIOCIA, INC.|
Txns:
| Disposed/sold 538,500 shares
@ $0
Disposed/sold 16,777,339 shares
@ $0 |
|
| 10/17/2013 |
4
| Wasserman Frederick Gerald (Director) has filed a Form 4 on GILMAN CIOCIA, INC.|
Txns:
| Disposed/sold 433,333 shares
@ $0 |
|
| 10/17/2013 |
4
| PAGE ALLAN R (Director) has filed a Form 4 on GILMAN CIOCIA, INC.|
Txns:
| Disposed/sold 636,333 shares
@ $0 |
|
| 10/17/2013 |
4
| LEVY JOHN F (Director) has filed a Form 4 on GILMAN CIOCIA, INC.|
Txns:
| Disposed/sold 436,333 shares
@ $0 |
|
| 10/17/2013 |
4
| COHEN EDWARD H (Director) has filed a Form 4 on GILMAN CIOCIA, INC. |
| 10/17/2013 |
4
| CIOCIA JAMES (Director) has filed a Form 4 on GILMAN CIOCIA, INC.|
Txns:
| Disposed/sold 3,288,117 shares
@ $0 |
|
| 09/27/2013 |
10-K
| Annual Report for the period ended June 30, 2013 |
| 09/10/2013 |
8-K
| Submission of Matters to a Vote of Security Holders |
| 09/03/2013 |
SC 13D/A
| STEEL PARTNERS HOLDINGS L.P. reports a 5% stake in Gilman Ciocia, Inc. |
| 08/23/2013 |
SC 13D/A
| STEEL PARTNERS HOLDINGS L.P. reports a 6.9% stake in Gilman Ciocia, Inc. |
| 08/09/2013 |
DEFM14A
| Form DEFM14A - Definitive proxy statement relating to merger or acquisition: |
| 07/29/2013 |
4
| SPH Group Holdings LLC (10% Owner) has filed a Form 4 on GILMAN CIOCIA, INC.|
Txns:
| Sold 1,600,000 shares
@ $0.053, valued at
$84.8k
|
|
| 07/29/2013 |
SC 13D/A
| STEEL PARTNERS HOLDINGS L.P. reports a 8.4% stake in Gilman Ciocia, Inc. |
| 07/18/2013 |
4
| SPH Group Holdings LLC (10% Owner) has filed a Form 4 on GILMAN CIOCIA, INC.|
Txns:
| Sold 55,000 shares
@ $0.053, valued at
$2.9k
|
|
| 07/15/2013 |
4
| SPH Group Holdings LLC (10% Owner) has filed a Form 4 on GILMAN CIOCIA, INC.|
Txns:
| Sold 190,000 shares
@ $0.053, valued at
$10.1k
Sold 100,000 shares
@ $0.053, valued at
$5.3k
|
|
| 07/03/2013 |
SC 13D/A
| WYNNEFIELD PARTNERS SMALL CAP VALUE LP reports a 31.1% stake in GILMAN CIOCIA, INC. |
| 06/26/2013 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 06/24/2013 |
8-K
| Other Events, Financial Statements and Exhibits |
| 06/24/2013 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 06/21/2013 |
8-K
| Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits|
Docs:
|
"Agreement and Plan of Merger, among National Holdings Corporation, National Acquisition Corp. and Gilman Ciocia, Inc. (The schedules and exhibits to the merger agreement are omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally to the SEC, upon request, a copy of any omitted schedule or exhibit.)",
"Form of Voting and Support Agreement entered into as of June 20, 2013, among National Holdings Corporation, National Acquisition Corp. and certain stockholders of Gilman Ciocia, Inc",
"Form of Michael Ryan Employment Agreement",
"JOINT PRESS RELEASE OF NATIONAL HOLDINGS CORPORATION AND GILMAN CIOCIA, INC.",
"Memo to employees and representatives of the Company from Michael Ryan" |
|
| 06/21/2013 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 05/15/2013 |
10-Q
| Quarterly Report for the period ended March 31, 2013 |
| 02/14/2013 |
10-Q
| Quarterly Report for the period ended December 31, 2012 |
| 01/15/2013 |
8-K
| Submission of Matters to a Vote of Security Holders |
| 12/14/2012 |
ARS
| Form ARS - Annual Report to Security Holders |
| 11/30/2012 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements |
| 11/19/2012 |
10-Q
| Quarterly Report for the period ended September 30, 2012 |
| 11/14/2012 |
NT 10-Q
| Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB |
| 11/05/2012 |
4
| Wasserman Frederick Gerald (Director) has filed a Form 4 on GILMAN CIOCIA, INC. |
|