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Filed Chapter 11
Appointed director
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KATY INDUSTRIES INC (KATY) Create: Alert

All | News | Filings
Date FiledTypeDescription
05/04/2018 SC 13D/A GAMCO INVESTORS, INC. ET AL reports a 10.9% stake in KII Liquidating Inc.
12/07/2017 8-K Other Events, Financial Statements and Exhibits
Docs: "Monthly Operating Report filed with the United States Bankruptcy Court for the District of Delaware"
11/13/2017 8-K Other Events, Financial Statements and Exhibits
Docs: "Monthly Operating Report filed with the United States Bankruptcy Court for the District of Delaware"
09/29/2017 8-K Quarterly results
09/22/2017 8-K Quarterly results
08/22/2017 8-K Quarterly results
08/08/2017 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
07/31/2017 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
07/10/2017 8-K Form 8-K - Current report:
06/12/2017 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend]
05/26/2017 8-K Form 8-K - Current report
05/18/2017 8-K Filed for Chapter 11
Docs: "Asset Purchase Agreement by and among Katy Industries, Inc., Continental Commercial Products, LLC, FTW Holdings, Inc., Fort Wayne Plastics, Inc. and Jansan Acquisition, LLC",
"Debtor-In-Possession Credit and Security Agreement among Katy Industries, Inc., Continental Commercial Products, LLC, FTW Holdings, Inc., Fort Wayne Plastics, Inc., 2155735 Ontario Inc., CCP Canada Inc. and Jansan Acquisition, LLC",
"Katy Industries, Inc. Enters into Asset Purchase Agreement for the Sale of Substantially All of Its Operations and Assets to Create a Sustainable Financial Structure Files Voluntary Chapter 11 Petitions to Facilitate Sale with a Commitment for $7.5 million in DIP Financing to Support Operations St. Louis, MO — May 14, 2017 — Katy Industries, Inc. a leading manufacturer, importer and distributor of commercial cleaning and consumer storage products, announced that it has reached an agreement with a newly-created entity co-owned by Highview Capital, LLC and affiliates of Victory Park Capital Advisors, pursuant to which it would sell substantially all of its assets for a combined cash and credit bid offer. This agreement would provide long-term financial stability and supply Katy with the fina..."
05/16/2017 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
04/28/2017 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend]
04/07/2017 8-K Form 8-K - Current report
04/03/2017 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend]
03/31/2017 NT 10-K Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405
01/30/2017 8-K Form 8-K - Current report
01/26/2017 SC 13G/A GABELLI EQUITY SERIES FUNDS INC reports a 6.2% stake in Katy Industries, Inc.
01/23/2017 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend]
12/20/2016 8-K Form 8-K - Current report
11/21/2016 10-Q Quarterly Report for the period ended September 30, 2016
11/15/2016 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
11/14/2016 8-K Appointed a new director
Docs: "Employment Agreement, between Katy Industries, Inc. and Robert Guerra"
10/27/2016 8-K Form 8-K - Current report
10/19/2016 8-K Form 8-K - Current report
09/23/2016 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
09/16/2016 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Second Amended and Restated By-Laws of Katy Industries, Inc"
09/13/2016 10-Q Quarterly Report for the period ended July 1, 2016
09/02/2016 8-K Form 8-K - Current report
09/02/2016 SC 14F1 Form SC 14F1 - Statement regarding change in majority of directors [Rule 14f-1]
08/22/2016 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership
08/17/2016 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Amended and Restated By-Laws of Katy Industries, Inc",
"Amendment No. 4 and Forbearance Agreement, by and among Katy Industries, Inc., Continental Commercial Products, LLC, 2155735 Ontario Inc., CCP Canada Inc. FTW Holdings, Inc., Fort Wayne Plastics, Inc., and BMO Harris Bank N.A",
"Fourth Amendment to the Second Lien Credit and Security Agreement, by and among Katy Industries, Inc., Continental Commercial Products, LLC, FTW Holdings, Inc., Fort Wayne Plastics, Inc., Victory Park Management, LLC and the lenders party thereto"
08/16/2016 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
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