| Date Filed | Type | Description |
| 07/31/2017 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Disposed of options to buy
@ $0 |
|
| 05/16/2017 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Disposed of options to buy
@ $0 |
|
| 11/21/2016 |
3
| Guerra Robert (President and CEO) has filed a Form 3 on KATY INDUSTRIES INC |
| 09/22/2016 |
3
| ALLISON THOMAS J. (Director) has filed a Form 3 on KATY INDUSTRIES INC |
| 09/22/2016 |
3
| Wallis John (Director) has filed a Form 3 on KATY INDUSTRIES INC |
| 08/22/2016 |
3
| Asfour Charles (Director) has filed a Form 3 on KATY INDUSTRIES INC |
| 08/22/2016 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 06/01/2016 |
4
| Crigler Pamela (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $1.5, valued at
$3k
|
|
| 06/01/2016 |
4
| CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $1.5, valued at
$3k
|
|
| 06/01/2016 |
4
| MARK RICHARD A (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $1.5, valued at
$3k
|
|
| 05/28/2015 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/28/2015 |
4
| CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $2.53, valued at
$5.1k
|
|
| 05/27/2014 |
4
| CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $1.15, valued at
$2.3k
|
|
| 05/27/2014 |
4
| Crigler Pamela (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $1.15, valued at
$2.3k
|
|
| 05/29/2013 |
4
| CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $0.94, valued at
$1.9k
|
|
| 05/29/2013 |
4
| CARROLL WALLACE E JR (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $0.94, valued at
$1.9k
|
|
| 05/31/2012 |
4
| CARROLL WALLACE E JR (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $0.53, valued at
$1.1k
|
|
| 05/31/2012 |
4
| CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $0.53, valued at
$1.1k
|
|
| 04/11/2012 |
4
| FELDMAN DAVID J (President and CEO) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Disposed/sold 750,000 options to buy
@ $1.2, valued at
$900k
|
|
| 04/11/2012 |
4
| SHAFFER JAMES W (VP, Treasurer and CFO) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Disposed/sold 125,000 options to buy
@ $1.16, valued at
$145k
Disposed/sold 20,000 rights
@ $1.6, valued at
$32k
|
|
| 05/26/2011 |
4
| CARROLL WALLACE E JR (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $0.2, valued at
$400 |
|
| 05/26/2011 |
4
| CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $0.2, valued at
$400 |
|
| 05/26/2011 |
4
| BARATTA ROBERT M (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $0.2, valued at
$400 |
|
| 06/10/2010 |
4
| CARROLL WALLACE E JR (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $1.75, valued at
$3.5k
|
|
| 06/10/2010 |
4
| CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $1.75, valued at
$3.5k
|
|
| 06/10/2010 |
4
| BARATTA ROBERT M (Director) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 2,000 rights
@ $1.75, valued at
$3.5k
|
|
| 03/16/2010 |
4
| SHAFFER JAMES W (VP, Treasurer and CFO) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 20,000 rights
@ $1.6, valued at
$32k
|
|
| 03/16/2010 |
4
| Redmond Robert D (VP Operations) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 15,000 options to buy
@ $1.6, valued at
$24k
|
|
| 03/16/2010 |
4
| Mata Joseph E (VP Human Resources) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 10,000 options to buy
@ $1.6, valued at
$16k
|
|
| 03/16/2010 |
4
| Carter Edward (VP Sales and Marketing) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Granted 15,000 options to buy
@ $1.6, valued at
$24k
|
|
| 04/23/2009 |
3
| Redmond Robert D (VP Operations) has filed a Form 3 on KATY INDUSTRIES INC |
| 12/05/2008 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 12/05/2008 |
4
| SHAFFER JAMES W (Vice President and CFO) has filed a Form 4 on KATY INDUSTRIES INC |