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All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other
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Filed Chapter 11
Appointed director
Quarterly results
Director departure
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KATY INDUSTRIES INC (KATY)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 05/04/2018 |
SC 13D/A
| GAMCO INVESTORS, INC. ET AL reports a 10.9% stake in KII Liquidating Inc. |
| 12/07/2017 |
8-K
| Other Events, Financial Statements and Exhibits |
| 11/13/2017 |
8-K
| Other Events, Financial Statements and Exhibits |
| 09/29/2017 |
8-K
| Quarterly results |
| 09/22/2017 |
8-K
| Quarterly results |
| 08/22/2017 |
8-K
| Quarterly results |
| 08/08/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 07/31/2017 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Disposed of options to buy
@ $0 |
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| 07/31/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend] |
| 07/10/2017 |
8-K
| Form 8-K - Current report: |
| 06/12/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend] |
| 05/26/2017 |
8-K
| Form 8-K - Current report |
| 05/18/2017 |
8-K
| Filed for Chapter 11|
Docs:
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"Asset Purchase Agreement by and among Katy Industries, Inc., Continental Commercial Products, LLC, FTW Holdings, Inc., Fort Wayne Plastics, Inc. and Jansan Acquisition, LLC",
"Debtor-In-Possession Credit and Security Agreement among Katy Industries, Inc., Continental Commercial Products, LLC, FTW Holdings, Inc., Fort Wayne Plastics, Inc., 2155735 Ontario Inc., CCP Canada Inc. and Jansan Acquisition, LLC",
"Katy Industries, Inc. Enters into Asset Purchase Agreement for the Sale of Substantially All of Its Operations and Assets to Create a Sustainable Financial Structure Files Voluntary Chapter 11 Petitions to Facilitate Sale with a Commitment for $7.5 million in DIP Financing to Support Operations St. Louis, MO — May 14, 2017 — Katy Industries, Inc. a leading manufacturer, importer and distributor of commercial cleaning and consumer storage products, announced that it has reached an agreement with a newly-created entity co-owned by Highview Capital, LLC and affiliates of Victory Park Capital Advisors, pursuant to which it would sell substantially all of its assets for a combined cash and credit bid offer. This agreement would provide long-term financial stability and supply Katy with the fina..." |
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| 05/16/2017 |
4
| Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC|
Txns:
| Disposed of options to buy
@ $0 |
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| 05/16/2017 |
NT 10-Q
| Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB |
| 04/28/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend] |
| 04/07/2017 |
8-K
| Form 8-K - Current report |
| 04/03/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend] |
| 03/31/2017 |
NT 10-K
| Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405 |
| 01/30/2017 |
8-K
| Form 8-K - Current report |
| 01/26/2017 |
SC 13G/A
| GABELLI EQUITY SERIES FUNDS INC reports a 6.2% stake in Katy Industries, Inc. |
| 01/23/2017 |
SC 13D/A
| Form SC 13D/A - General statement of acquisition of beneficial ownership [Amend] |
| 12/20/2016 |
8-K
| Form 8-K - Current report |
| 11/21/2016 |
3
| Guerra Robert (President and CEO) has filed a Form 3 on KATY INDUSTRIES INC |
| 11/21/2016 |
10-Q
| Quarterly Report for the period ended September 30, 2016 |
| 11/15/2016 |
NT 10-Q
| Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB |
| 11/14/2016 |
8-K
| Appointed a new director |
| 10/27/2016 |
8-K
| Form 8-K - Current report |
| 10/19/2016 |
8-K
| Form 8-K - Current report |
| 09/23/2016 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 09/22/2016 |
3
| ALLISON THOMAS J. (Director) has filed a Form 3 on KATY INDUSTRIES INC |
| 09/22/2016 |
3
| Wallis John (Director) has filed a Form 3 on KATY INDUSTRIES INC |
| 09/16/2016 |
8-K
| Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits |
| 09/13/2016 |
10-Q
| Quarterly Report for the period ended July 1, 2016 |
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