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Filed Chapter 11
Appointed director
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KATY INDUSTRIES INC (KATY) Create: Alert

All | News | Filings
Date FiledTypeDescription
07/31/2017 4 Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Disposed of options to buy @ $0
05/16/2017 4 Victory Park Capital Advisors, LLC (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Disposed of options to buy @ $0
06/01/2016 4 Crigler Pamela (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $1.5, valued at $3k
06/01/2016 4 CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $1.5, valued at $3k
06/01/2016 4 MARK RICHARD A (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $1.5, valued at $3k
05/28/2015 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/28/2015 4 CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $2.53, valued at $5.1k
05/27/2014 4 CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $1.15, valued at $2.3k
05/27/2014 4 Crigler Pamela (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $1.15, valued at $2.3k
05/29/2013 4 CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $0.94, valued at $1.9k
05/29/2013 4 CARROLL WALLACE E JR (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $0.94, valued at $1.9k
05/31/2012 4 CARROLL WALLACE E JR (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $0.53, valued at $1.1k
05/31/2012 4 CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $0.53, valued at $1.1k
04/11/2012 4 FELDMAN DAVID J (President and CEO) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Disposed/sold 750,000 options to buy @ $1.2, valued at $900k
04/11/2012 4 SHAFFER JAMES W (VP, Treasurer and CFO) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Disposed/sold 125,000 options to buy @ $1.16, valued at $145k
Disposed/sold 20,000 rights @ $1.6, valued at $32k
05/26/2011 4 CARROLL WALLACE E JR (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $0.2, valued at $400
05/26/2011 4 CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $0.2, valued at $400
05/26/2011 4 BARATTA ROBERT M (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $0.2, valued at $400
06/10/2010 4 CARROLL WALLACE E JR (10% Owner) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $1.75, valued at $3.5k
06/10/2010 4 CARROLL DANIEL B (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $1.75, valued at $3.5k
06/10/2010 4 BARATTA ROBERT M (Director) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 2,000 rights @ $1.75, valued at $3.5k
03/16/2010 4 SHAFFER JAMES W (VP, Treasurer and CFO) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 20,000 rights @ $1.6, valued at $32k
03/16/2010 4 Redmond Robert D (VP Operations) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 15,000 options to buy @ $1.6, valued at $24k
03/16/2010 4 Mata Joseph E (VP Human Resources) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 10,000 options to buy @ $1.6, valued at $16k
03/16/2010 4 Carter Edward (VP Sales and Marketing) has filed a Form 4 on KATY INDUSTRIES INC
Txns: Granted 15,000 options to buy @ $1.6, valued at $24k
12/05/2008 4 Form 4 - Statement of changes in beneficial ownership of securities
12/05/2008 4 SHAFFER JAMES W (Vice President and CFO) has filed a Form 4 on KATY INDUSTRIES INC

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