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Patriot Capital Funding, Inc. (PCAP) Create: Alert

All | News | Filings
Date FiledTypeDescription
01/04/2010 4 Buckanavage Richard Paul (President, CEO) has filed a Form 4 on Patriot Capital Funding, Inc.
Txns: Disposed/sold 112,819 shares @ $0
Disposed/sold 226,500 shares @ $0
Disposed/sold 170,000 options to buy @ $10.91, valued at $1.9M
Disposed/sold 50,031 options to buy @ $14.38, valued at $719.4k
Disposed/sold 275,000 options to buy @ $10.97, valued at $3M
Disposed/sold 503,156 options to buy @ $14, valued at $7M
12/14/2009 15-12G Form 15-12G - Securities registration termination [Section 12(g)]
12/10/2009 4 Wells Clifford Lee (EVP, Chief Compliance Officer) has filed a Form 4 on Patriot Capital Funding, Inc.
Txns: Disposed/sold 6,278 shares @ $0
Disposed/sold 37,500 shares @ $0
Disposed/sold 72,500 options to buy @ $10.91, valued at $791k
Disposed/sold 15,500 options to buy @ $14.38, valued at $222.9k
Disposed/sold 32,500 options to buy @ $10.97, valued at $356.5k
Disposed/sold 46,961 options to buy @ $14, valued at $657.5k
12/07/2009 4 Drogin Steven (Director) has filed a Form 4 on Patriot Capital Funding, Inc.
Txns: Disposed/sold 10,057 shares @ $0
Disposed/sold 1,525 shares @ $0
12/07/2009 4 Hassler Timothy Wayne (Chief Investment Officer) has filed a Form 4 on Patriot Capital Funding, Inc.
Txns: Disposed/sold 81,688 shares @ $0
Disposed/sold 163,500 shares @ $0
Disposed/sold 160,000 options to buy @ $10.91, valued at $1.7M
Disposed/sold 45,100 options to buy @ $14.38, valued at $648.5k
Disposed/sold 275,000 options to buy @ $10.97, valued at $3M
Disposed/sold 503,156 options to buy @ $14, valued at $7M
12/04/2009 4 Colucci Matthew Robert (EVP, Managing Director) has filed a Form 4 on Patriot Capital Funding, Inc.
Txns: Disposed/sold 130,000 options to buy @ $10.91, valued at $1.4M
Disposed/sold 34,250 options to buy @ $14.38, valued at $492.5k
Disposed/sold 165,000 options to buy @ $10.97, valued at $1.8M
Disposed/sold 201,262 options to buy @ $14, valued at $2.8M
Disposed/sold 21,928 shares @ $0
Disposed/sold 136,250 shares @ $0
12/04/2009 4 O Dowd Dennis Charles (Director) has filed a Form 4 on Patriot Capital Funding, Inc.
Txns: Disposed/sold 4,345 shares @ $0
12/04/2009 4 Sebastiao Richard Anthony (Director) has filed a Form 4 on Patriot Capital Funding, Inc.
Txns: Disposed/sold 18,937 shares @ $0
12/04/2009 4 Form 4 - Statement of changes in beneficial ownership of securities
12/04/2009 4 Alvarez William Edwin Jr (EVP, CFO) has filed a Form 4 on Patriot Capital Funding, Inc.
12/03/2009 POS 8C Form POS 8C - Post-effective amendments filed by certain investment companies [Section 8(c)]
12/03/2009 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
12/03/2009 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
12/02/2009 8-K Quarterly results
12/02/2009 25-NSE Form 25-NSE -
11/19/2009 8-K Other Events, Financial Statements and Exhibits
Docs: "Patriot Capital Funding Shareholders Approve Merger With Prospect Capital Corporation WESTPORT, CT — November 18, 2009 — Patriot Capital Funding, Inc. today announced that its shareholders voted to overwhelmingly approve the proposed merger with Prospect Capital Corporation at its special meeting of shareholders held earlier today. In addition to Patriot Capital Funding shareholder approval, completion of the transaction is also subject to the receipt of payoff letters from Patriot Capital Funding's lenders and other customary closing conditions. Subject to the satisfaction of these conditions, the transaction is expected to close on or about December 2, 2009. Patriot Capital Funding, Inc. is a specialty finance company providing customized financing solutions primarily to private equity s..."
11/13/2009 10-Q Quarterly Report for the period ended September 30, 2009
11/10/2009 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
11/03/2009 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
10/29/2009 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
10/26/2009 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
10/26/2009 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition
09/23/2009 4 Wells Clifford Lee (EVP, Chief Compliance Officer) has filed a Form 4 on Patriot Capital Funding, Inc.
09/08/2009 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
08/14/2009 10-Q Quarterly Report for the period ended June 30, 2009
08/11/2009 NT 10-Q Form NT 10-Q -- Notification of inability to timely file Form 10-Q or 10-QSB
08/06/2009 8-K Form 8-K - Current report
08/05/2009 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Severance Agreement between Clifford L. Wells and Patriot Capital Funding, Inc."
07/28/2009 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "First Amendment to Employment Agreement between William E. Alvarez, Jr. and Patriot Capital Funding, Inc."
05/11/2009 10-Q Quarterly Report for the period ended March 31, 2009
05/11/2009 8-K Form 8-K -- Current report
04/27/2009 DEF 14A Form DEF 14A - Other definitive proxy statements
04/20/2009 SC 13G/A Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend]
04/07/2009 8-K Form 8-K -- Current report
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