| Date Filed | Type | Description |
| 10/02/2023 |
8-K
| Quarterly results |
| 08/22/2023 |
4
| Noetzel Mark L (Director) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Bought 4,000 shares
@ $5.6453, valued at
$22.6k
|
|
| 08/08/2023 |
4
| Young Donald R (President and CEO) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Bought 25,000 shares
@ $6.8279, valued at
$170.7k
|
|
| 08/03/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 08/02/2023 |
8-K
| Quarterly results |
| 07/05/2023 |
4
| Wood River Capital, LLC (10% Owner) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Acquired options to buy
@ $5121942, valued at
$0 |
|
| 06/01/2023 |
S-8
| Form S-8 - Securities to be offered to employees in employee benefit plans: |
| 06/01/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...|
Docs:
|
"CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF ASPEN AEROGELS, INC. Aspen Aerogels, Inc. , a corporation organized and existing under the laws of the State of Delaware, does hereby certify as follows: FIRST: That the name of the Corporation is Aspen Aerogels, Inc. SECOND: That the Board of Directors of the Corporation duly adopted resolutions approving the following amendment of the Restated Certificate of Incorporation, declaring said amendment to be advisable and providing for such consideration of such amendment at the Corporation’s annual meeting of the stockholders. THIRD: On June 1, 2023 the Corporation’s annual meeting of the stockholders was duly called and held, upon notice in accordance with Section 222 of the General Corporation Law of the State of Dela...",
"ASPEN AEROGELS",
"ASPEN AEROGELS, INC. Stock Option Grant Notice Stock Option Award Under the Aspen Aerogels 2023 Equity Incentive Plan 1. Name and Address of Participant: ___________________________________ ___________________________________ ___________________________________ 2. Date of Grant: June 1, 2023 3. Vesting Commencement Date: March 8, 2023 4. Type of Award: Nonqualified Stock Option 5. Maximum Number of Shares for which This Option is exercisable: ___________________________________ 6. Exercise Price per Share: ___________________________________ 7. Option Expiration Date: The tenth anniversary of the Vesting Commencement Date 8. Vesting Schedule: This stock option award shall become vested and exercisable with respect to one-third of the underlying Shares on each of the first, second and third...",
"ASPEN AEROGELS, INC. Restricted Share Unit Award Grant Notice Restricted Share Unit Award Under the Aspen Aerogels 2023 Equity Incentive Plan 1. Name and Address of Participant: ___________________________________ ___________________________________ ___________________________________ 2. Date of Grant: June 1, 2023 3. Vesting Commencement Date: March 8, 2023 4. Number of Restricted Share Units: ___________________________________ 5. Vesting of Award: One-third of the Restricted Share Units shall vest on each of the first, second and third anniversaries of the Vesting Commencement Date , provided that the Participant shall have remained in the Continuous Service of the Company or a Subsidiary through the applicable Vesting Date. Notwithstanding the foregoing vesting schedule: Upon the occur...",
"ASPEN AEROGELS, INC. Restricted Share Award Grant Notice Restricted Share Award Under the Aspen Aerogels 2023 Equity Incentive Plan 1. Name and Address of Participant: ___________________________________ ___________________________________ ___________________________________ 2. Date of Grant: June 1, 2023 3. Number of Restricted Shares: ___________________________________ 4. Vesting of Award: The Restricted Shares shall become vested and the Company’s lapsing forfeiture right with respect to the Restricted Shares shall lapse on the earlier of June 1, 2024, the day prior to the Company’s annual meeting of stockholders held during the fiscal year ending December 31, 2024, or the occurrence of a Change in Control, provided that the Participant shall have remained in the Continuous Service of ...",
"ASPEN AEROGELS, INC. Stock Option Grant Notice Stock Option Award Under the Aspen Aerogels 2023 Equity Incentive Plan 1. Name and Address of Participant: ___________________________________ ___________________________________ ___________________________________ 2. Date of Grant: June 1, 2023 4. Type of Award: Nonqualified Stock Option 5. Maximum Number of Shares for which This Option is exercisable: ___________________________________ 6. Exercise Price per Share: ___________________________________ 7. Option Expiration Date: The tenth anniversary of the Date of Grant 8. Vesting Schedule: This stock option award shall become vested and exercisable on the earlier of June 1, 2024, the day prior to the Company’s annual meeting of stockholders held during the fiscal year ending December 31, 202..." |
|
| 05/04/2023 |
10-Q
| Quarterly Report for the period ended March 31, 2023 |
| 05/03/2023 |
8-K
| Quarterly results |
| 04/24/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 04/20/2023 |
8-K
| Quarterly results |
| 04/18/2023 |
ARS
| Form ARS - Annual Report to Security Holders: |
| 04/18/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 04/18/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 04/04/2023 |
PRE 14A
| Form PRE 14A - Other preliminary proxy statements: |
| 03/16/2023 |
S-8
| Form S-8 - Securities to be offered to employees in employee benefit plans: |
| 03/16/2023 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 03/16/2023 |
10-K
| Annual Report for the period ended December 31, 2022 |
| 03/16/2023 |
POSASR
| Form POSASR - Post-effective Amendment to an automatic shelf registration statement: |
| 02/28/2023 |
4
| Young Donald R (President and CEO) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Paid exercise price by delivering 844 shares
@ $10.95, valued at
$9.2k
Paid exercise price by delivering 2,210 shares
@ $10.95, valued at
$24.2k
|
|
| 02/28/2023 |
4
| Whitaker Corby C (SVP, Sales and Marketing) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Paid exercise price by delivering 329 shares
@ $10.95, valued at
$3.6k
Paid exercise price by delivering 901 shares
@ $10.95, valued at
$9.9k
|
|
| 02/28/2023 |
4
| RODRIGUEZ RICARDO C. (SVP, CFO & Treasurer) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Paid exercise price by delivering 172 shares
@ $10.95, valued at
$1.9k
|
|
| 02/27/2023 |
4
| Young Donald R (President and CEO) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Paid exercise price by delivering 1,099 shares
@ $11.32, valued at
$12.4k
|
|
| 02/27/2023 |
4
| Whitaker Corby C (SVP, Sales and Marketing) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Paid exercise price by delivering 495 shares
@ $11.32, valued at
$5.6k
|
|
| 02/27/2023 |
4
| SCHILLING KEITH L (Sr. Vice President, Technology) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Paid exercise price by delivering 423 shares
@ $11.32, valued at
$4.8k
|
|
| 02/27/2023 |
4
| RODRIGUEZ RICARDO C. (SVP, CFO & Treasurer) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Paid exercise price by delivering 303 shares
@ $11.32, valued at
$3.4k
|
|
| 02/27/2023 |
4
| Landes Gregg (SVP, Operations and Strat Dev) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Paid exercise price by delivering 495 shares
@ $11.32, valued at
$5.6k
|
|
| 02/27/2023 |
4
| Conte Kelley (Senior Vice President, HR) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Paid exercise price by delivering 440 shares
@ $11.32, valued at
$5k
|
|
| 02/14/2023 |
SC 13G/A
| Encompass Capital Advisors LLC reports a 4.5% stake in Aspen Aerogels, Inc. |
| 02/14/2023 |
SC 13G/A
| OAKTOP CAPITAL MANAGEMENT II, L.P. reports a 4.8% stake in ASPEN AEROGELS, INC. |
| 02/03/2023 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/03/2023 |
SC 13G/A
| Telemark Asset Management, LLC reports a 3% stake in Aspen Aerogels, Inc. |
| 01/05/2023 |
4
| Wood River Capital, LLC (10% Owner) has filed a Form 4 on ASPEN AEROGELS INC|
Txns:
| Acquired options to buy
@ $4889682, valued at
$0 |
|
|