| Date Filed | Type | Description |
| 11/26/2021 |
3
| Minerd B. Scott (Chief Inv. Officer of Adviser) has filed a Form 3 on Guggenheim Active Allocation Fund |
| 07/10/2019 |
4
| Minerd B. Scott (Chief Inv. Officer of Adviser) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Sold 2,000 shares
@ $21.0914, valued at
$42.2k
|
|
| 03/13/2019 |
4
| Minerd B. Scott (Chief Inv. Officer of Adviser) has filed a Form 4 on Guggenheim Credit Allocation Fund|
Txns:
| Sold 1,779 shares
@ $21.6708, valued at
$38.6k
Sold 5,140 shares
@ $21.6564, valued at
$111.3k
|
|
| 03/11/2019 |
4
| Minerd B. Scott (Chief Inv. Officer of Adviser) has filed a Form 4 on Guggenheim Credit Allocation Fund|
Txns:
| Sold 3,837 shares
@ $21.5337, valued at
$82.6k
Sold 1,933 shares
@ $21.46, valued at
$41.5k
|
|
| 12/29/2017 |
4
| Minerd B. Scott (Chief Investment Officer) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Sold 32,143 shares
@ $21.65, valued at
$695.9k
|
|
| 03/14/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 08/13/2014 |
SC 13D/A
| Minerd B. Scott reports a 0% stake in Diamond Resorts International, Inc. |
| 08/05/2013 |
SC 13D
| Minerd B. Scott reports a 0% stake in Diamond Resorts International, Inc. |
| 07/26/2013 |
4
| Minerd B. Scott (Director) has filed a Form 4 on Diamond Resorts International, Inc. |
| 07/18/2013 |
3
| Minerd B. Scott (Director) has filed a Form 3 on Diamond Resorts International, Inc. |
| 06/28/2013 |
3
| Minerd B. Scott (Portfolio Manager) has filed a Form 3 on Guggenheim Credit Allocation Fund |
| 03/07/2012 |
3
| Minerd B. Scott (Portfolio Manager) has filed a Form 3 on GUGGENHEIM ENHANCED EQUITY STRATEGY FUND |
| 01/31/2011 |
4
| Minerd B. Scott (Portfolio Manager) has filed a Form 4 on CLAYMORE/GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Gifted 15,000 shares
@ $18.01, valued at
$270.2k
Gifted 11,900 shares
@ $19.2, valued at
$228.5k
Gifted 5,000 shares
@ $19.8, valued at
$99k
Gifted 10,000 shares
@ $20.21, valued at
$202.1k
|
|
| 10/06/2010 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 10/01/2010 |
3
| Form 3 - Initial statement of beneficial ownership of securities |