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FRIEDRICH ROMAN III
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 05/08/2019 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on Guggenheim Credit Allocation Fund|
Txns:
| Bought 1,060 shares
@ $20.602, valued at
$21.8k
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| 05/08/2019 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Bought 1,090 shares
@ $20.165, valued at
$22k
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| 03/19/2019 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Bought 158 shares
@ $19.645, valued at
$3.1k
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| 03/07/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/06/2018 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Bought 150 shares
@ $22.19, valued at
$3.3k
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| 07/24/2018 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Bought 850 shares
@ $21.35, valued at
$18.1k
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| 03/29/2018 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Bought 740 shares
@ $20.2, valued at
$14.9k
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|
| 12/05/2017 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Bought 135 shares
@ $21.6375, valued at
$2.9k
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| 07/21/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/29/2016 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on Guggenheim Credit Allocation Fund |
| 08/29/2014 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 03/20/2014 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND|
Txns:
| Sold 282 shares
@ $25.3, valued at
$7.1k
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| 03/20/2014 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM ENHANCED EQUITY STRATEGY FUND|
Txns:
| Sold 147 shares
@ $18.47, valued at
$2.7k
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| 03/20/2014 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on Guggenheim Build America Bonds Managed Duration Trust|
Txns:
| Bought 140 shares
@ $21.93, valued at
$3.1k
Sold 355 shares
@ $19.66, valued at
$7k
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|
| 11/26/2013 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Bought 100 shares
@ $21.482, valued at
$2.1k
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|
| 09/04/2013 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on Guggenheim Credit Allocation Fund|
Txns:
| Bought 200 shares
@ $23.734, valued at
$4.7k
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|
| 06/25/2013 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND|
Txns:
| Bought 234 shares
@ $21.3065, valued at
$5k
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|
| 04/19/2013 |
4/A
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND|
Txns:
| Bought 270 shares
@ $25.8125, valued at
$7k
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| 04/16/2013 |
4
| FRIEDRICH ROMAN III (Director) has filed a Form 4 on FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND|
Txns:
| Bought 270 shares
@ $25.8125, valued at
$7k
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| 01/04/2013 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 01/04/2013 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 01/04/2013 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 11/03/2011 |
3
| FRIEDRICH ROMAN III (Director) has filed a Form 3 on Guggenheim Equal Weight Enhanced Equity Income Fund |
| 08/17/2011 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 05/09/2011 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 04/20/2011 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 09/28/2010 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 08/16/2010 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
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