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FRIEDRICH ROMAN III Create: Alert

All | News | Filings
Date FiledTypeDescription
05/08/2019 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on Guggenheim Credit Allocation Fund
Txns: Bought 1,060 shares @ $20.602, valued at $21.8k
05/08/2019 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Txns: Bought 1,090 shares @ $20.165, valued at $22k
03/19/2019 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Txns: Bought 158 shares @ $19.645, valued at $3.1k
03/07/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/06/2018 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Txns: Bought 150 shares @ $22.19, valued at $3.3k
07/24/2018 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Txns: Bought 850 shares @ $21.35, valued at $18.1k
03/29/2018 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Txns: Bought 740 shares @ $20.2, valued at $14.9k
12/05/2017 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Txns: Bought 135 shares @ $21.6375, valued at $2.9k
07/21/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/29/2016 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on Guggenheim Credit Allocation Fund
08/29/2014 4 Form 4 - Statement of changes in beneficial ownership of securities
03/20/2014 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Txns: Sold 282 shares @ $25.3, valued at $7.1k
03/20/2014 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM ENHANCED EQUITY STRATEGY FUND
Txns: Sold 147 shares @ $18.47, valued at $2.7k
03/20/2014 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on Guggenheim Build America Bonds Managed Duration Trust
Txns: Bought 140 shares @ $21.93, valued at $3.1k
Sold 355 shares @ $19.66, valued at $7k
11/26/2013 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Txns: Bought 100 shares @ $21.482, valued at $2.1k
09/04/2013 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on Guggenheim Credit Allocation Fund
Txns: Bought 200 shares @ $23.734, valued at $4.7k
06/25/2013 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Txns: Bought 234 shares @ $21.3065, valued at $5k
04/19/2013 4/A FRIEDRICH ROMAN III (Director) has filed a Form 4 on FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Txns: Bought 270 shares @ $25.8125, valued at $7k
04/16/2013 4 FRIEDRICH ROMAN III (Director) has filed a Form 4 on FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND
Txns: Bought 270 shares @ $25.8125, valued at $7k
01/04/2013 4 Form 4 - Statement of changes in beneficial ownership of securities
01/04/2013 4 Form 4 - Statement of changes in beneficial ownership of securities
01/04/2013 4 Form 4 - Statement of changes in beneficial ownership of securities
11/03/2011 3 FRIEDRICH ROMAN III (Director) has filed a Form 3 on Guggenheim Equal Weight Enhanced Equity Income Fund
08/17/2011 3 Form 3 - Initial statement of beneficial ownership of securities
05/09/2011 3 Form 3 - Initial statement of beneficial ownership of securities
04/20/2011 4 Form 4 - Statement of changes in beneficial ownership of securities
09/28/2010 3 Form 3 - Initial statement of beneficial ownership of securities
08/16/2010 3 Form 3 - Initial statement of beneficial ownership of securities

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