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X-17A-5
X-17A-5/A
des Pallieres Bertrand
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Date Filed
Type
Description
12/22/2015
4/A
des Pallieres Bertrand (10% Owner) has filed a Form 4 on EQUUS TOTAL RETURN, INC.
Txns:
Bought 42,284 shares @ $1.5, valued at $63.4k
12/22/2015
4/A
des Pallieres Bertrand (10% Owner) has filed a Form 4 on EQUUS TOTAL RETURN, INC.
Txns:
Bought 25,000 shares @ $1.5, valued at $37.5k
Bought 3,638 shares @ $1.45, valued at $5.3k
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