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Full Circle Capital Corp (FULL) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/14/2017 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
11/14/2016 15-12B Form 15-12B - Securities registration termination [Section 12(b)]
11/04/2016 4 Flynn Terence B (Director) has filed a Form 4 on Full Circle Capital Corp
11/04/2016 4 ORTWEIN THOMAS A JR (Director) has filed a Form 4 on Full Circle Capital Corp
11/04/2016 4 Sell Michael J. (CFO, Treasurer, Secretary) has filed a Form 4 on Full Circle Capital Corp
11/04/2016 4 COHEN EDWARD H (Director) has filed a Form 4 on Full Circle Capital Corp
Txns: Disposed/sold 25,000 shares @ $0
11/04/2016 4 STUART JOHN EDWARD (Chairman) has filed a Form 4 on Full Circle Capital Corp
11/04/2016 4 BIDERMAN MARK C (Director) has filed a Form 4 on Full Circle Capital Corp
Txns: Disposed/sold 22,700 shares @ $0
11/04/2016 4 Felton Gregg J (CEO & President) has filed a Form 4 on Full Circle Capital Corp
11/04/2016 8-K Quarterly results
11/03/2016 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
11/03/2016 EFFECT Form EFFECT - Notice of Effectiveness
10/31/2016 POS 8C Form POS 8C - Post-effective amendments filed by certain investment companies [Section 8(c)]
10/31/2016 8-K Submission of Matters to a Vote of Security Holders, Other Events, Financial Statements and Exhibits
Docs: "FULL CIRCLE CAPITAL CORPORATION STOCKHOLDERS APPROVE MERGER WITH GREAT ELM CAPITAL CORPORATION"
10/28/2016 8-K Other Events, Financial Statements and Exhibits
Docs: "FULL CIRCLE CAPITAL CORPORATION REMINDS STOCKHOLDERS OF THE VOTING DEADLINE GREENWICH, CONNECTICUT – October 28, 2016 – As previously announced, a special meeting of the stockholders of Full Circle Capital Corporation will be held at 9:00 a.m. Eastern Time on Monday, October 31, 2016, to consider and vote on a proposal to approve the merger of Full Circle with and into Great Elm Capital Corp. . Full Circle urges holders of its common stock as of the record date to submit a proxy by mail: sign, date, by submitting a proxy by telephone: submit a proxy by calling 690-6903, or by submitting a proxy via the Internet at www.proxyvote.com. All shares of Full Circle common stock represented by properly executed proxy cards received before or at the special meeting will be voted at the special meet..."
10/28/2016 425 Form 425 - Prospectuses and communications, business combinations
10/24/2016 8-K Other Events
10/21/2016 40-33 Form 40-33 - Copies of all Stockholder Derivative Actions filed with a court against an Investment Company or an Affiliate thereof [Section 33]
10/20/2016 SC 13D/A Sims Capital Management LLC reports a 4.3% stake in Full Circle Capital Corporation
10/17/2016 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Extension Letter"
10/07/2016 425 Form 425 - Prospectuses and communications, business combinations
10/05/2016 SC 13D/A Sims Capital Management LLC reports a 5.4% stake in Full Circle Capital Corporation
09/28/2016 8-K Quarterly results
Docs: "Entered Definitive Merger Agreement with Great Elm Capital Corporation -"
09/28/2016 10-K Annual Report for the period ended June 30, 2016
09/16/2016 8-K Other Events
09/07/2016 SC 13D/A Sims Capital Management LLC reports a 5.4% stake in Full Circle Capital Corporation
08/12/2016 SC 13D/A Sims Capital Management LLC reports a 5.4% stake in Full Circle Capital Corporation
07/28/2016 SC 13D Sims Capital Management LLC reports a 5% stake in Full Circle Capital Corporation
06/28/2016 8-K Form 8-K - Current report
06/27/2016 8-K Form 8-K - Current report
06/27/2016 425 Form 425 - Prospectuses and communications, business combinations
06/27/2016 425 Form 425 - Prospectuses and communications, business combinations
06/24/2016 425 Form 425 - Prospectuses and communications, business combinations
06/24/2016 425 Form 425 - Prospectuses and communications, business combinations
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