Rocket


News + Filings
Transactions
Holdings





All
13F
13D/G
Other



PESSIN NORMAN H Create: Alert

All | News | Filings
Date FiledTypeDescription
11/15/2022 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership:
11/02/2022 SC 13D/A PESSIN NORMAN H reports a 8.5% stake in Precision Optics Corporation, Inc.
11/02/2022 4 PESSIN NORMAN H (10% Owner) has filed a Form 4 on PRECISION OPTICS CORPORATION, INC.
Txns: Bought 79,300 shares @ $1.91, valued at $151.5k
11/01/2022 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
10/07/2022 4/A PESSIN NORMAN H (10% Owner) has filed a Form 4 on DUOS TECHNOLOGIES GROUP, INC.
Txns: Converted 121,571 shares @ $7, valued at $851k
Bought 333,334 shares @ $3, valued at $1M
Converted 851 options to buy @ $7, valued at $6k
10/07/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/07/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/07/2022 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
09/12/2022 SC 13D/A PESSIN NORMAN H reports a 5% stake in Innovative Solutions & Support Inc.
05/18/2022 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
02/08/2022 4 PESSIN NORMAN H (10% Owner) has filed a Form 4 on DUOS TECHNOLOGIES GROUP, INC.
Txns: Bought 300,000 shares @ $4, valued at $1.2M
02/08/2022 SC 13D/A PESSIN NORMAN H reports a 12.6% stake in Duos Technologies Group, Inc.
10/06/2021 3 PESSIN NORMAN H (10% Owner) has filed a Form 3 on PRECISION OPTICS CORPORATION, INC.
10/06/2021 SC 13D/A PESSIN NORMAN H reports a 8.6% stake in Precision Optics Corporation, Inc.
10/05/2021 4 PESSIN NORMAN H (10% Owner) has filed a Form 4 on DUOS TECHNOLOGIES GROUP, INC.
10/05/2021 SC 13D/A PESSIN NORMAN H reports a 11.7% stake in Duos Technologies Group, Inc.
09/03/2021 4 PESSIN NORMAN H (10% Owner) has filed a Form 4 on DUOS TECHNOLOGIES GROUP, INC.
Txns: Bought 1,500 convertible preferred @ $5.5, valued at $8.3k
Bought 500 convertible preferred @ $5.5, valued at $2.8k
09/03/2021 4 PESSIN NORMAN H (10% Owner) has filed a Form 4 on DUOS TECHNOLOGIES GROUP, INC.
Txns: Bought 58,300 shares @ $6, valued at $349.8k
09/02/2021 3/A PESSIN NORMAN H (10% Owner) has filed a Form 3/A on DUOS TECHNOLOGIES GROUP, INC.
06/03/2021 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
04/20/2021 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
04/16/2021 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
03/02/2021 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
12/04/2020 SC 13D/A PESSIN NORMAN H reports a 5.5% stake in Oblong, Inc.
12/03/2020 144 Form 144 - Report of proposed sale of securities:
10/21/2020 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
03/25/2020 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
02/24/2020 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
10/23/2019 SC 13D/A PESSIN NORMAN H reports a 8.6% stake in Sharps Compliance Corp.
10/23/2019 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership:
10/15/2019 SC 13D PESSIN NORMAN H reports a 1.8% stake in Barfresh Food Group Inc.
09/23/2019 SC 13D/A PESSIN NORMAN H reports a 7.9% stake in Glowpoint, Inc.
07/18/2019 SC 13D/A PESSIN NORMAN H reports a 8% stake in Chembio Diagnostics, Inc.
07/09/2019 SC 13D/A PESSIN NORMAN H reports a 8.7% stake in Innovative Solutions & Support Inc.
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy