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PSM HOLDINGS INC (PSMH) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/02/2016 8-K Quarterly results
04/12/2016 8-K Form 8-K - Current report
04/05/2016 8-K Form 8-K - Current report
02/12/2016 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Loan Agreement with Richard Carrington",
"Loan Agreement with James Miller",
"10% Convertible Promissory Note with Richard Carrington",
"10% Convertible Promissory Note with James Miller",
"Warrant Agreement with Richard Carrington",
"Warrant Agreement with James Miller"
02/03/2016 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Second Amendment to the Loan Agreement",
"Second Note Modification Agreement"
10/07/2015 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "First Amendment to the Loan Agreement Effective October 1, 2015",
"Note Modification Agreement Effective October 1, 2015",
"Security Agreement Modification Effective October 1, 2015"
05/29/2015 8-K Other Events
04/01/2015 8-K Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of...
03/04/2015 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
02/24/2015 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Loan Agreement",
"Promissory Note",
"Security Agreement",
"Pledge Agreement",
"PSMI Guaranty Agreement",
"WWYH Guaranty Agreement"
01/23/2015 8-K Termination of a Material Definitive Agreement, Triggering Events That Accelerate or Increase a Direct Financial Obligation o...
12/18/2014 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Form of Placement Agent Warrant",
"Amendment #1 to Stock Purchase Agreement"
12/02/2014 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Amendments to Articles of Incorporation ...
Docs: "Certificate of Designation, Preferences, and Rights of Series E 6% Convertible Preferred Stock of the Company",
"Second Amended and Restated Certificate of Designation, Preferences, and Rights of Series A 6% Convertible Preferred Stock",
"Second Amended and Restated Certificate of Designation, Preferences, and Rights of Series B 6% Convertible Preferred Stock",
"Amended and Restated Certificate of Designation, Preferences, and Rights of Series C 6% Convertible Preferred Stock",
"Amended and Restated Certificate of Designation, Preferences, and Rights of Series D 6% Convertible Preferred Stock",
"Stock Purchase Agreement",
"Amendment dated November 24, 2014, to Stock Purchase Agreement dated February 4, 2013, as amended April 1, 2014",
"Amendment dated November 24, 2014, to Stock Purchase Agreement"
11/18/2014 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Loan Agreement",
"10% Convertible Promissory Note",
"Form of Warrant"
11/12/2014 8-K Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
Docs: "Certificate of Amendment of the Certificate of Incorporation effective November 25, 2014"
10/21/2014 8-K Other Events
09/18/2014 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Loan Agreement",
"10% Convertible Promissory Note",
"Form of Warrant"
04/03/2014 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Departure of Directors or Certain Office...
Docs: "Certificate of Designations, Preferences, and Rights of Series C 6% Convertible Preferred Stock of the Company",
"Certificate of Designations, Preferences, and Rights of Series D 6% Convertible Preferred Stock of the Company",
"Amended and Restated Certificate of Designations, Preferences, and Rights of Series A 6% Convertible Preferred Stock",
"Amended and Restated Certificate of Designations, Preferences, and Rights of Series B 6% Convertible Preferred Stock",
"Stock Purchase Agreement",
"Form of Common Stock Purchase Warrant dated April 1, 2014, with list of Warrant Holders",
"Amendment and Waiver dated April 1, 2014, to Stock Purchase Agreement",
"Form of Amendment No. 1 dated April 1, 2014, to Common Stock Purchase Warrant dated February 5, 2013, with list of Warrant Holders",
"PSM Holdings, Inc. Closes $3.2MM Capital Raise Oklahoma City, Oklahoma, April 3, 2014, PSM Holdings, Inc., is pleased to announce it has issued 1,800 units of Series C Convertible Preferred Stock and 1,400 units of Series D Convertible Preferred Stock for gross proceeds of $3,200,000. LB Merchant invested $1,800,000 in the Series C Convertible Preferred Stock. Two institutional investors and one individual investor invested an additional $1,400,000 in the Series D Convertible Preferred Stock. Both the Series C and Series D have a face value of $1,000 per share and are convertible into the Company’s common stock at a conversion price of $0.08 per common share, subject to certain anti-dilution provisions. Both the Series C and Series D earn a 6% cash dividend, paid quarterly. In addition, bo..."
03/19/2014 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
03/06/2014 8-K Other Events
02/19/2014 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Loan Agreement",
"Form of 10% Convertible Promissory Note",
"Form of Warrants"
01/22/2014 8-K Other Events
01/10/2014 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Jeffrey R. Smith Employment Agreement effective January 1, 2014"
12/20/2013 8-K Regulation FD Disclosure
08/30/2013 8-K Form 8-K - Current report
05/16/2013 8-K Other Events, Financial Statements and Exhibits
Docs: "PSM Holdings, Inc. Announces Third Quarter Results"
02/26/2013 8-K Form 8-K - Current report
02/13/2013 8-K Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of...
Docs: "Letter Agreement dated February 5, 2013, with Kevin Gadawski",
"Independent Contactor Agreement dated February 5, 2013, with LB Consulting LLC"
02/07/2013 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Departure of Directors or Certain Office...
Docs: "Certificate of Designations of Series A Convertible Preferred Stock of the Company",
"Certificate of Designations of Series B Convertible Preferred Stock of the Company",
"Stock Purchase Agreement",
"Form of Warrant",
"PSM Holdings Inc. Closes $5.7MM Private Placement. Oklahoma City, Oklahoma, February 4, 2013, PSM Holdings, Inc., is pleased to announce it has issued 3,700 units of Series A Convertible Preferred Stock and 2,000 units of Series B Convertible Preferred Stock for gross proceeds of $5,700,000. LB Merchant invested $3,700,000 in the Series A Convertible Preferred Stock. A single institutional investor invested an additional $2,000,000 in the Series B Convertible Preferred Stock. Both the Series A and Series B have a face value of $1,000 per share and are convertible into the Company's common stock at a fixed conversion price of $0.40 per common share, subject to certain anti-dilution provisions. Both the Series A and Series B earn a 6% cash dividend, paid quarterly. In addition, both the Seri..."
11/07/2012 8-K Form 8-K - Current report
01/20/2012 8-K Form 8-K - Current report
01/12/2012 8-K/A Financial Statements and Exhibits
01/06/2012 8-K Form 8-K - Current report
01/03/2012 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Delaware Certificate of Incorporation for PSM Holdings, Inc",
"Bylaws for PSM Holdings, Inc",
"Delaware Certificate of Merger",
"Nevada Articles of Merger"
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