DRW SECURITIES, L.L.C. [Rocket]

Date Filed	Type	Description
08/16/2023	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
07/25/2023	X-17A-5	Form X-17A-5 - FOCUS Report:
03/31/2023	X-17A-5	Form X-17A-5 - FOCUS Report:
11/14/2022	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/03/2021	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
04/28/2021	X-17A-5	Form X-17A-5 - FOCUS Report:
05/19/2020	X-17A-5	Form X-17A-5 - FOCUS Report:
05/17/2019	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
05/17/2019	X-17A-5	Form X-17A-5 - FOCUS Report:
05/30/2018	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
05/30/2018	X-17A-5	Form X-17A-5 - FOCUS Report:
04/21/2017	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
04/21/2017	X-17A-5	Form X-17A-5 - FOCUS Report
03/29/2016	X-17A-5	Form X-17A-5 - FOCUS Report
03/12/2013	X-17A-5	Form X-17A-5 - FOCUS Report
03/19/2012	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
03/19/2012	X-17A-5	Form X-17A-5 - FOCUS Report
04/06/2011	FOCUSN	Form FOCUSN -
03/31/2011	X-17A-5	Form X-17A-5 - FOCUS Report
03/27/2010	FOCUSN	Form FOCUSN -
03/22/2010	X-17A-5	Form X-17A-5 - FOCUS Report