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DRW SECURITIES, L.L.C. Create: Alert

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Date FiledTypeDescription
08/16/2023 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
07/25/2023 X-17A-5 Form X-17A-5 - FOCUS Report:
03/31/2023 X-17A-5 Form X-17A-5 - FOCUS Report:
11/14/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/03/2021 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
04/28/2021 X-17A-5 Form X-17A-5 - FOCUS Report:
05/19/2020 X-17A-5 Form X-17A-5 - FOCUS Report:
05/17/2019 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
05/17/2019 X-17A-5 Form X-17A-5 - FOCUS Report:
05/30/2018 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
05/30/2018 X-17A-5 Form X-17A-5 - FOCUS Report:
04/21/2017 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
04/21/2017 X-17A-5 Form X-17A-5 - FOCUS Report
03/29/2016 X-17A-5 Form X-17A-5 - FOCUS Report
03/12/2013 X-17A-5 Form X-17A-5 - FOCUS Report
03/19/2012 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
03/19/2012 X-17A-5 Form X-17A-5 - FOCUS Report
04/06/2011 FOCUSN Form FOCUSN -
03/31/2011 X-17A-5 Form X-17A-5 - FOCUS Report
03/27/2010 FOCUSN Form FOCUSN -
03/22/2010 X-17A-5 Form X-17A-5 - FOCUS Report

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