| Date Filed | Type | Description |
| 12/02/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/09/2020 |
4
| BROCK THOMAS W (Trustee) has filed a Form 4 on LIBERTY ALL STAR EQUITY FUND|
Txns:
| Bought 25,000 shares of beneficial interest
@ $6.449, valued at
$161.2k
|
|
| 09/01/2020 |
4
| BROCK THOMAS W (Trustee) has filed a Form 4 on LIBERTY ALL STAR EQUITY FUND|
Txns:
| Bought 6,254 shares of beneficial interest
@ $6.1899, valued at
$38.7k
|
|
| 07/01/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/31/2020 |
4
| BROCK THOMAS W (Director) has filed a Form 4 on LIBERTY ALL STAR GROWTH FUND INC.|
Txns:
| Bought 10,024 shares
@ $4.34, valued at
$43.5k
|
|
| 04/23/2019 |
4
| BROCK THOMAS W (Trustee) has filed a Form 4 on LIBERTY ALL STAR EQUITY FUND|
Txns:
| Bought 700 shares of beneficial interest
@ $6.42, valued at
$4.5k
|
|
| 02/20/2019 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/14/2018 |
4
| BROCK THOMAS W (Trustee) has filed a Form 4 on LIBERTY ALL STAR EQUITY FUND|
Txns:
| Bought 1,000 shares of beneficial interest
@ $6.187, valued at
$6.2k
|
|
| 11/06/2018 |
4
| BROCK THOMAS W (Trustee) has filed a Form 4 on LIBERTY ALL STAR EQUITY FUND|
Txns:
| Bought 15,000 shares of beneficial interest
@ $6.1194, valued at
$91.8k
|
|
| 05/09/2017 |
4
| BROCK THOMAS W (CEO) has filed a Form 4 on Silver Bay Realty Trust Corp. |
| 01/31/2017 |
4
| BROCK THOMAS W (Director) has filed a Form 4 on Silver Bay Realty Trust Corp. |
| 05/21/2015 |
4
| BROCK THOMAS W (Director) has filed a Form 4 on Silver Bay Realty Trust Corp.|
Txns:
| Granted 3,222 shares
@ $0 |
|
| 05/23/2014 |
4
| BROCK THOMAS W (Director) has filed a Form 4 on Silver Bay Realty Trust Corp.|
Txns:
| Granted 3,199 shares
@ $0 |
|
| 05/24/2013 |
4
| BROCK THOMAS W (Director) has filed a Form 4 on Silver Bay Realty Trust Corp.|
Txns:
| Granted 4,164 shares
@ $0 |
|
| 03/11/2013 |
4
| BROCK THOMAS W (Director) has filed a Form 4 on Silver Bay Realty Trust Corp.|
Txns:
| Bought 5,000 shares
@ $19.38, valued at
$96.9k
|
|
| 12/21/2012 |
4
| BROCK THOMAS W (Director) has filed a Form 4 on Silver Bay Realty Trust Corp.|
Txns:
| Granted 2,703 shares
@ $0 |
|
| 08/10/2011 |
4
| BROCK THOMAS W (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Income Fund|
Txns:
| Bought 1,250 shares of beneficial interest
@ $23.53, valued at
$29.4k
Bought 500 shares of beneficial interest
@ $23.67, valued at
$11.8k
|
|
| 03/16/2011 |
4
| BROCK THOMAS W (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Income Fund|
Txns:
| Bought 2,300 shares of beneficial interest
@ $23.01, valued at
$52.9k
Bought 200 shares of beneficial interest
@ $22.95, valued at
$4.6k
Bought 500 shares of beneficial interest
@ $22.89, valued at
$11.4k
|
|
| 03/11/2011 |
4
| BROCK THOMAS W (Trustee) has filed a Form 4 on Stone Harbor Emerging Markets Income Fund|
Txns:
| Bought 700 shares of beneficial interest
@ $24, valued at
$16.8k
Bought 900 shares of beneficial interest
@ $23.99, valued at
$21.6k
Bought 400 shares of beneficial interest
@ $23.98, valued at
$9.6k
|
|
| 12/21/2010 |
3
| BROCK THOMAS W (Trustee) has filed a Form 3 on Stone Harbor Emerging Markets Income Fund |
| 01/10/2008 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 09/12/2006 |
4
| BROCK THOMAS W (Director) has filed a Form 4 on LIBERTY ALL STAR GROWTH FUND INC /MD/|
Txns:
| Bought 16,100 shares
@ $4.86, valued at
$78.2k
Bought 4,400 shares
@ $4.92, valued at
$21.6k
|
|
| 09/12/2006 |
4
| BROCK THOMAS W (Director) has filed a Form 4 on LIBERTY ALL STAR EQUITY FUND|
Txns:
| Bought 13,500 shares
@ $7.42, valued at
$100.2k
|
|