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A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. Create: Alert

All | News | Filings
Date FiledTypeDescription
03/31/2023 SC 13G A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. reports a 8.1% stake in Relativity Acquisition Corp.
02/14/2023 SC 13G A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. reports a 8.9% stake in ZYVERSA THERAPEUTICS, INC.
10/06/2022 X-17A-5 Form X-17A-5 - FOCUS Report:
03/08/2022 4 A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. (10% Owner) has filed a Form 4 on Larkspur Health Acquisition Corp.
Txns: Disposed of 3,427 shares @ $0
02/07/2022 4 A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. (10% Owner) has filed a Form 4 on Larkspur Health Acquisition Corp.
Txns: Disposed of 49,730 shares @ $0
01/11/2022 3 A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. (Underwriter) has filed a Form 3 on Western Acquisition Ventures Corp.
12/20/2021 3 A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. (10% Owner) has filed a Form 3 on Larkspur Health Acquisition Corp.
10/19/2021 3 A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. (Underwriter) has filed a Form 3 on Industrial Human Capital, Inc.
10/08/2021 4 A.G.P. / ALLIANCE GLOBAL PARTNERS CORP. (10% Owner) has filed a Form 4 on Mount Rainier Acquisition Corp.
Txns: Disposed of 50,000 shares @ $0
10/04/2021 3 Form 3 - Initial statement of beneficial ownership of securities:
09/29/2021 X-17A-5 Form X-17A-5 - FOCUS Report:
11/02/2018 X-17A-5 Form X-17A-5 - FOCUS Report:
08/31/2017 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
08/31/2017 X-17A-5 Form X-17A-5 - FOCUS Report:
09/20/2016 FOCUSN Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
09/20/2016 X-17A-5 Form X-17A-5 - FOCUS Report
09/18/2012 X-17A-5 Form X-17A-5 - FOCUS Report
08/22/2012 D Form D - Notice of Exempt Offering of Securities
09/12/2011 X-17A-5 Form X-17A-5 - FOCUS Report
10/19/2010 X-17A-5 Form X-17A-5 - FOCUS Report
11/25/2009 X-17A-5/A Form X-17A-5 - FOCUS Report [amend]
10/30/2009 X-17A-5/A Form X-17A-5 - FOCUS Report [amend]
10/30/2009 X-17A-5 Form X-17A-5 - FOCUS Report

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