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WEDBUSH SECURITIES INC (EECPQ) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/14/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
07/21/2023 MA-W Form MA-W - Notice of Withdrawal from Registration as a Municipal Advisor:
07/19/2023 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
05/09/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
01/31/2023 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
10/11/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
07/21/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
04/19/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
01/13/2022 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
11/18/2021 4/A WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 2,250,000 shares @ $7.5, valued at $16.9M
Disposed/sold 2,250,000 shares @ $7.5, valued at $16.9M
11/18/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Disposed/sold 2,250,000 shares @ $7.5, valued at $16.9M
Disposed/sold 2,250,000 shares @ $7.5, valued at $16.9M
10/14/2021 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
09/09/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 1,300 shares @ $7.44, valued at $9.7k
Bought 1,300 shares @ $7.44, valued at $9.7k
09/02/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 286 shares @ $7.19, valued at $2.1k
Bought 286 shares @ $7.19, valued at $2.1k
08/31/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 3,914 shares @ $6.8468, valued at $26.8k
Bought 3,914 shares @ $6.8468, valued at $26.8k
08/27/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 500 shares @ $7.13, valued at $3.6k
Bought 500 shares @ $7.13, valued at $3.6k
08/25/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 1,000 shares @ $7.2225, valued at $7.2k
Bought 1,000 shares @ $7.2225, valued at $7.2k
08/23/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 3,999 shares @ $7.0649, valued at $28.3k
Bought 500 shares @ $6.97, valued at $3.5k
Bought 3,999 shares @ $7.0649, valued at $28.3k
Bought 500 shares @ $6.97, valued at $3.5k
08/19/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 2,050 shares @ $7.1468, valued at $14.7k
Bought 1,001 shares @ $7.2597, valued at $7.3k
Bought 2,050 shares @ $7.1468, valued at $14.7k
Bought 1,001 shares @ $7.2597, valued at $7.3k
08/16/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 990 shares @ $6.8351, valued at $6.8k
Bought 3,210 shares @ $6.7822, valued at $21.8k
Bought 990 shares @ $6.8351, valued at $6.8k
Bought 3,210 shares @ $6.7822, valued at $21.8k
08/12/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 750 shares @ $6.9833, valued at $5.2k
Bought 750 shares @ $6.9833, valued at $5.2k
08/11/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 750 shares @ $7.0067, valued at $5.3k
Bought 750 shares @ $7.0067, valued at $5.3k
08/06/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 880 shares @ $6.5943, valued at $5.8k
Bought 2,750 shares @ $6.6204, valued at $18.2k
Bought 880 shares @ $6.5943, valued at $5.8k
Bought 2,750 shares @ $6.6204, valued at $18.2k
08/04/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 1,033 shares @ $6.19, valued at $6.4k
Bought 1,120 shares @ $6.6564, valued at $7.5k
Bought 1,033 shares @ $6.19, valued at $6.4k
Bought 1,120 shares @ $6.6564, valued at $7.5k
08/02/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 7,221 shares @ $5.8858, valued at $42.5k
Bought 7,221 shares @ $5.8858, valued at $42.5k
07/29/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 246 shares @ $6.05, valued at $1.5k
Bought 246 shares @ $6.05, valued at $1.5k
07/28/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 600 shares @ $6.04, valued at $3.6k
Bought 600 shares @ $6.04, valued at $3.6k
07/27/2021 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
07/26/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 298 shares @ $5.98, valued at $1.8k
Bought 400 shares @ $5.98, valued at $2.4k
Bought 298 shares @ $5.98, valued at $1.8k
Bought 400 shares @ $5.98, valued at $2.4k
07/22/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 1,182 shares @ $6.0352, valued at $7.1k
Bought 1,182 shares @ $6.0352, valued at $7.1k
07/21/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 12,732 shares @ $5.7067, valued at $72.7k
Bought 1,017 shares @ $5.7896, valued at $5.9k
Bought 12,732 shares @ $5.7067, valued at $72.7k
Bought 1,017 shares @ $5.7896, valued at $5.9k
07/19/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 2,881 shares @ $5.9596, valued at $17.2k
Bought 2,881 shares @ $5.9596, valued at $17.2k
07/15/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 3 shares @ $6, valued at $18
Bought 3 shares @ $6, valued at $18
07/09/2021 4 WEDBUSH SECURITIES INC (10% Owner) has filed a Form 4 on JMP GROUP LLC
Txns: Bought 2,387 shares @ $6.1112, valued at $14.6k
Bought 2,387 shares @ $6.1112, valued at $14.6k
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