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SIEBERT FINANCIAL CORP (SIEB) Create: Alert

All | News | Filings
Date FiledTypeDescription
07/14/2023 8-K Quarterly results
05/24/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
05/03/2023 8-K Quarterly results
12/06/2022 8-K Quarterly results
10/21/2022 8-K Quarterly results
09/30/2022 8-K Quarterly results
05/27/2022 8-K Quarterly results
05/25/2022 8-K Quarterly results
04/06/2022 8-K Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Financial Statements and Exhi...
Docs: "DEBT EXCHANGE AGREEMENT"
04/04/2022 8-K Quarterly results
Docs: "Siebert Reports Fourth Quarter and Full Year 2021 Financial Results"
01/27/2022 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "EXECUTION COPY",
"RISE Financial Services, LLC, a Subsidiary of Siebert, Purchases Minority Stake in Hedge Connection Inc., A Woman-Owned and Patented FinTech Company Providing Capital Introduction Solutions"
01/05/2022 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Siebert Purchases Office Building in Miami to Expand Key Operations",
"Purchase Agreement, for 653 Collins Ave, Miami Beach, FL, between Siebert Financial Corp. and City National Bank of Florida, a national banking association, as trustee under the provisions of a certain Trust Agreement, dated 22nd day of March, 1993",
"Promissory Note, made by Siebert Financial Corp. in favor of Gloria E. Gebbia",
"Promissory Note and Loan and Security Agreement, between East West Bank and Siebert Financial Corp"
11/17/2021 8-K Appointed a new director
Docs: "Agreement between Siebert Financial Corp. and Tigress Holdings, LLC",
"Siebert and Tigress Launch RISE Financial Services, A Woman-Owned, Diverse Financial Services Firm"
09/23/2021 8-K Quarterly results
09/03/2021 8-K Termination of a Material Definitive Agreement, Financial Statements and Exhibits  Interactive Data
08/25/2021 8-K Quarterly results
08/04/2021 8-K Other Events  Interactive Data
08/25/2020 8-K Quarterly results
07/30/2020 8-K Quarterly results
07/28/2020 8-K Quarterly results
06/26/2020 8-K Quarterly results
06/02/2020 8-K Appointed a new director
05/15/2020 8-K Quarterly results
03/17/2020 8-K/A Financial Statements and Exhibits
Docs: "Audited financial statements and the accompanying notes of StockCross for the years ended December 31, 2019 and 2018",
"Unaudited pro forma financial statements and the accompanying notes for the year ended December 31, 2019"
02/14/2020 8-K/A Quarterly results
01/07/2020 8-K Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Unregistered Sales of Equity ...
Docs: "Agreement and Plan of Merger, by and among Siebert Financial Corp., Muriel Siebert & Co., Inc., StockCross Financial Services, Inc. (“StockCross”) and each of the shareholders of StockCross"
12/04/2019 8-K Completion of Acquisition or Disposition of Assets, Creation of a Direct Financial Obligation or an Obligation under an Off-B...
Docs: "Promissory Note, made by Siebert Financial Corp. in favor of Gloria E. Gebbia",
"Siebert Financial Corp. Completes Acquisition of Weeden Prime Services, LLC"
10/02/2019 8-K Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Agreement",
"RECITALS",
"Siebert Financial Corp. to Acquire Weeden Prime Services, LLC"
07/31/2019 8-K Submission of Matters to a Vote of Security Holders
07/19/2019 8-K Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Letter of Intent, by and between Siebert Financial Corp. and StockCross Financial Services, Inc",
"Siebert Financial Corp. to Acquire StockCross Financial Services, Inc."
04/08/2019 8-K/A Financial Statements and Exhibits
Docs: "Changes in Level 3 Equity Assets 01/01/2018 - 12/31/2018 Balance - January 1, 2018 $ - Unrealized loss - Balance - December 31, 2018 $ - The following represents financial instruments in which the ending balance as of December 31, 2018 is not carried at fair value in the Statement of Financial Condition: Short-term financial instruments: The carrying value of short-term financial instruments, including cash and securities segregated pursuant to federal regulations are recorded at amounts that approximate the fair value of these instruments. These financial instruments generally expose the Company to limited credit risk and have no stated maturities or have short-term maturities and carry interest rates that approximate market rates. Cash and cash segregated under federal and other regulati...",
"Siebert Financial Corp. Pro Forma Adjustments Pro Forma Balance ASSETS Cash and cash equivalents $ 7,229,000 $ $ 3,563,000 Receivables from clearing and other brokers 2,030,000 — 2,030,000 Receivable from related party 1,000,000 — 1,000,000 Receivable from lessors 171,000 — 171,000 Other receivables 96,000 — 96,000 Prepaid expenses and other assets 470,000 — 470,000 Furniture, equipment and leasehold improvements, net 468,000 — 468,000 Software, net 1,137,000 — 1,137,000 Deferred tax assets 5,576,000 — 5,576,000 Investment in related party — 3,666,000 3,666,000 $ 18,177,000 $ — $ 18,177,000 LIABILITIES AND STOCKHOLDERS’ EQUITY Liabilities Accounts payable and accrued liabilities $ 699,000 $ — $ 699,000 Lease incentive obligation 171,000 — 171,000 Due to clearing brokers and related parties..."
01/25/2019 8-K Entry into a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Regulation FD Disclosure, Fin...
Docs: "STOCKCROSS SHARE REPURCHASE AGREEMENT",
"Siebert Financial Corp. to Acquire 15% Ownership of StockCross Financial Services, Inc."
07/16/2018 8-K Unregistered Sales of Equity Securities, Other Events
06/15/2018 8-K Submission of Matters to a Vote of Security Holders
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