Rocket


News + Filings
Transactions





All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other


Hawkins Richard J Create: Alert

All | News | Filings
Date FiledTypeDescription
04/04/2023 4 Hawkins Richard J (CEO) has filed a Form 4 on LUMOS PHARMA, INC.
Txns: Paid exercise price by delivering 1,522 shares @ $3.31, valued at $5k
03/06/2023 4 Hawkins Richard J (Director) has filed a Form 4 on PLUS THERAPEUTICS, INC.
Txns: Bought 1 preferred shares @ $1000, valued at $1k
02/03/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/15/2022 4 Hawkins Richard J (Director) has filed a Form 4 on Savara Inc
Txns: Granted 40,000 options to buy @ $1.51, valued at $60.4k
12/08/2022 4 Hawkins Richard J (Director) has filed a Form 4 on Savara Inc
Txns: Exercised 1,172 options to buy @ $0.65, valued at $761.8
09/23/2022 4 Hawkins Richard J (CEO) has filed a Form 4 on LUMOS PHARMA, INC.
Txns: Bought 2,214 shares @ $8.84, valued at $19.6k
Bought 208 shares @ $8.8, valued at $1.8k
09/21/2022 4 Hawkins Richard J (CEO) has filed a Form 4 on LUMOS PHARMA, INC.
Txns: Bought 541 shares @ $8.65, valued at $4.7k
Bought 1,506 shares @ $8.75, valued at $13.2k
04/05/2022 4 Hawkins Richard J (CEO) has filed a Form 4 on LUMOS PHARMA, INC.
Txns: Paid exercise price by delivering 1,466 shares @ $9.23, valued at $13.5k
02/03/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/14/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/11/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/05/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/03/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/17/2020 4 Hawkins Richard J (Director) has filed a Form 4 on Savara Inc
Txns: Granted 40,000 options to buy @ $1.23, valued at $49.2k
06/29/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
04/03/2020 4 Hawkins Richard J (CEO) has filed a Form 4 on LUMOS PHARMA, INC.
Txns: Granted 25,000 shares @ $0
Granted 135,000 options to buy @ $7.87, valued at $1.1M
03/30/2020 3 Hawkins Richard J (CEO) has filed a Form 3 on LUMOS PHARMA, INC.
12/26/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
05/16/2019 4 Hawkins Richard J (Director) has filed a Form 4 on Savara Inc
Txns: Sold 14,591 shares @ $11.0654, valued at $161.5k
Sold 10,409 shares @ $11.1602, valued at $116.2k
Exercised 21,682 options to buy @ $0.52, valued at $11.3k
Exercised 586 options to buy @ $0.52, valued at $304.7
Exercised 2,288 options to buy @ $0.52, valued at $1.2k
Exercised 444 options to buy @ $0.55, valued at $244.2
12/14/2018 4 Hawkins Richard J (Director) has filed a Form 4 on Savara Inc
Txns: Granted 12,000 options to buy @ $7.33, valued at $88k
07/27/2018 4 Hawkins Richard J (Director) has filed a Form 4 on CYTORI THERAPEUTICS, INC.
Txns: Exercised (in-or-at-the-money) 10 rights @ $1000, valued at $10k
Exercised (in-or-at-the-money) 10 preferred shares @ $0.7986, valued at $8
Exercised (in-or-at-the-money) 10,500 warrants @ $0.7986, valued at $8.4k
12/19/2017 4 Hawkins Richard J (Director) has filed a Form 4 on Savara Inc
Txns: Granted 3,750 options to buy @ $15.21, valued at $57k
11/29/2017 4 Hawkins Richard J (Director) has filed a Form 4 on CYTORI THERAPEUTICS, INC.
Txns: Exercised (in-or-at-the-money) 3 rights @ $1000, valued at $3k
Exercised (in-or-at-the-money) 3 preferred shares @ $0.3333, valued at $1
Exercised (in-or-at-the-money) 5,400 warrants @ $0.3333, valued at $1.8k
10/16/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/09/2017 4 Form 4 - Statement of changes in beneficial ownership of securities
05/05/2017 3 Form 3 - Initial statement of beneficial ownership of securities
01/27/2017 4 Form 4 - Statement of changes in beneficial ownership of securities
06/15/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
06/13/2016 4 Hawkins Richard J (Director) has filed a Form 4 on SCICLONE PHARMACEUTICALS INC
Txns: Granted 30,000 options to buy @ $13.995, valued at $419.9k
05/09/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
06/28/2013 4 Hawkins Richard J (Director) has filed a Form 4 on SCICLONE PHARMACEUTICALS INC
Txns: Granted 30,000 options to buy @ $5.13, valued at $153.9k
01/03/2013 4 Hawkins Richard J (Director) has filed a Form 4 on CYTORI THERAPEUTICS, INC.
Txns: Granted 6,100 shares @ $0
Granted 6,100 options to buy @ $2.8, valued at $17.1k
06/08/2012 4 Hawkins Richard J (Director) has filed a Form 4 on SCICLONE PHARMACEUTICALS INC
Txns: Granted 30,000 options to buy @ $6.78, valued at $203.4k
01/04/2012 4 Hawkins Richard J (Director) has filed a Form 4 on CYTORI THERAPEUTICS, INC.
Txns: Granted 10,000 shares @ $0
Granted 15,000 options to buy @ $2.2, valued at $33k
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy