Date Filed | Type | Description |
04/06/2022 |
MA-W
| Form MA-W - Notice of Withdrawal from Registration as a Municipal Advisor: |
02/07/2022 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
02/07/2022 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
02/07/2022 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
01/14/2022 |
MA-A
| Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities: |
12/27/2021 |
MA/A
| Form MA/A - Municipal Advisor Registration for Business Entities: [Amend] |
12/23/2021 |
MA-I
| Form MA-I - Application for Municipal Advisor Registration for Natural Persons: |
12/03/2021 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
12/03/2021 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
11/16/2021 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
11/16/2021 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
11/15/2021 |
MA/A
| Form MA/A - Municipal Advisor Registration for Business Entities: [Amend] |
07/06/2021 |
MA-A
| Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities: |
09/03/2020 |
MA-A
| Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities: |
01/23/2020 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
05/01/2018 |
MA-I/A
| Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend] |
08/31/2017 |
144
| Form 144 - Report of proposed sale of securities: |
08/09/2012 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings: |
05/10/2012 |
13F-HR/A
| Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings [Amend] |
05/09/2012 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
02/08/2012 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
11/14/2011 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
08/10/2011 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
05/11/2011 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
02/09/2011 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
11/10/2010 |
13F-HR/A
| Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings [Amend] |
11/08/2010 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
08/06/2010 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
05/11/2010 |
13F-HR/A
| Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings [Amend] |
05/11/2010 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
02/05/2010 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
11/13/2009 |
13F-HR/A
| Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings [Amend] |
11/13/2009 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
08/14/2009 |
13F-HR
| Form 13F-HR - Quarterly report filed by institutional managers, Holdings |
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