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First Allied Securities, Inc. Create: Alert

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Date FiledTypeDescription
04/06/2022 MA-W Form MA-W - Notice of Withdrawal from Registration as a Municipal Advisor:
02/07/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
02/07/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
02/07/2022 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
01/14/2022 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
12/27/2021 MA/A Form MA/A - Municipal Advisor Registration for Business Entities: [Amend]
12/23/2021 MA-I Form MA-I - Application for Municipal Advisor Registration for Natural Persons:
12/03/2021 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
12/03/2021 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
11/16/2021 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
11/16/2021 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
11/15/2021 MA/A Form MA/A - Municipal Advisor Registration for Business Entities: [Amend]
07/06/2021 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
09/03/2020 MA-A Form MA-A - Annual Update of Munipal Advisor Registration for Business Entities:
01/23/2020 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
05/01/2018 MA-I/A Form MA-I/A - Application for Municipal Advisor Registration for Natural Persons: [Amend]
08/31/2017 144 Form 144 - Report of proposed sale of securities:
08/09/2012 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
05/10/2012 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings [Amend]
05/09/2012 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
02/08/2012 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
11/14/2011 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
08/10/2011 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
05/11/2011 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
02/09/2011 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
11/10/2010 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings [Amend]
11/08/2010 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
08/06/2010 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
05/11/2010 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings [Amend]
05/11/2010 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
02/05/2010 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
11/13/2009 13F-HR/A Form 13F-HR/A - Quarterly report filed by institutional managers, Holdings [Amend]
11/13/2009 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
08/14/2009 13F-HR Form 13F-HR - Quarterly report filed by institutional managers, Holdings
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