SANFILIPPO JOHN B & SON INC false 0000880117 0000880117 2020-10-28 2020-10-28

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): October 29, 2020 (October 28, 2020)

 

 

JOHN B. SANFILIPPO & SON, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   0-19681   36-2419677

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification Number)

1703 North Randall Road, Elgin, Illinois 60123-7820

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: (847) 289-1800

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12 (b) of the Act:

 

Title of Each Class

 

Trading

Symbol

 

Name of Each Exchange

on Which Registered

Common Stock, $.01 par value per share   JBSS   The NASDAQ Stock Market LLC (NASDAQ Global Select Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


ITEM 5.07

Submission of Matters to a Vote of Security Holders.

 

(a)

On October 28, 2020, John B. Sanfilippo & Son, Inc. (the “Registrant”) held its 2020 annual meeting of stockholders (the “Annual Meeting”).

 

(b)

The final results of voting for each matter submitted to a vote of stockholders at the Annual Meeting are set forth below.

(i) The following directors were elected at the Annual Meeting and the voting for each director was as follows (with Common Stock and Class A Common Stock stockholders voting separately):

 

Nominee

   For    Withhold      Broker Non-Votes  

Common Stock Directors and Voting Results:

     

Governor Jim Edgar

   3,449,755      4,250,065        617,768  

Pamela Forbes Lieberman

   7,604,839      94,981        617,768  

Ellen C. Taaffe

   3,847,599      3,852,221        617,768  

Class A Common Stock Directors and Voting Results:

     

James J. Sanfilippo

   2,597,426      0        0  

Jasper B. Sanfilippo, Jr.

   2,597,426      0        0  

Jeffrey T. Sanfilippo

   2,597,426      0        0  

John E. Sanfilippo

   2,597,426      0        0  

Mathias A. Valentine

   2,597,426      0        0  

Michael J. Valentine

   2,597,426      0        0  

(ii) The Audit Committee’s appointment of PricewaterhouseCoopers LLP as the Registrant’s independent registered public accounting firm for the 2021 fiscal year was ratified by the following vote (with Common Stock and Class A Common Stock stockholders voting together):

 

     For    Against    Abstain    Broker Non-Votes

PricewaterhouseCoopers LLP

   33,932,422    352,138    7,288    0

(iii) The advisory vote on executive compensation was approved by the following vote (with Common Stock and Class A Common Stock stockholders voting together):

 

     For    Against    Abstain    Broker Non-Votes

Advisory vote on executive compensation

   33,280,601    329,047    64,430    617,770


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

JOHN B. SANFILIPPO & SON, INC.

(Registrant)

Date: October 29, 2020     By:  

/s/ Michael J. Valentine

    Name:   Michael J. Valentine
      Chief Financial Officer, Group President and Secretary