UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13A-16 OR 15D-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

April 03, 2023

 

Barclays PLC

(Name of Registrant)

 

1 Churchill Place

London E14 5HP

England

(Address of Principal Executive Office)

 

Indicate by check mark whether the registrant files or will file annual reports

under cover of Form 20-F or Form 40-F.

 

Form 20-F x                 Form 40-F

 

Indicate by check mark whether the registrant by furnishing the information

contained in this Form is also thereby furnishing the information to the

Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes              No x

 

If "Yes" is marked, indicate below the file number assigned to the registrant

in connection with Rule 12g3-2(b):

 

This Report on Form 6-K is filed by Barclays PLC.

 

This Report comprises:

 

Information given to The London Stock Exchange and furnished pursuant to

General Instruction B to the General Instructions to Form 6-K.

 

EXHIBIT INDEX

 

Exhibit No.1	Completion of acquisition of KMC dated 01 March 2023
Exhibit No.2	Total Voting Rights dated 01 March 2023
Exhibit No 3	Further update re Chief Executive Officer dated 03 March 2023
Exhibit No 4	Publication of Suppl.Prospcts dated 07 March 2023
Exhibit No 5	Publication of a Prospectus dated 07 March 2023
Exhibit No 6	Publication of Offering Circular dated 08 March 2023
Exhibit No 7	Director/PDMR Shareholding dated 13 March 2023
Exhibit No 8	Transaction in Own Shares dated 14 March 2023
Exhibit No 9	Transaction in Own Shares dated 15 March 2023
Exhibit No 10	Block Listing dated 15 March 2023
Exhibit No 11	Transaction in Own Shares 16 March 2023
Exhibit No 12	Transaction in Own Shares 17 March 2023
Exhibit No 13	Transaction in Own Shares 20 March 2023
Exhibit No 14	Transaction in Own Shares 21 March 2023
Exhibit No 15	Transaction in Own Shares 22 March 2023
Exhibit No 16	Transaction in Own Shares 23 March 2023
Exhibit No 17	Transaction in Own Shares 24 March 2023
Exhibit No 18	Transaction in Own Shares 27 March 2023
Exhibit No 19	Transaction in Own Shares 28 March 2023
Exhibit No 20	Transaction in Own Shares 29 March 2023
Exhibit No 21	Transaction in Own Shares 30 March 2023
Exhibit No 22	Transaction in Own Shares 31 March 2023

 

__________________________________________________________________________________

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

	BARCLAYS PLC
	(Registrant)

 

 

 

Date: April 03, 2023

 

 

	By: /s/ Garth Wright --------------------------------
	Garth Wright
	Assistant Secretary

 

Exhibit No. 1

1 March 2023

Barclays PLC

Completion of the Acquisition of Kensington Mortgage Company

Further to the announcement on 24 June 2022, Barclays PLC ("Barclays") today announces the completion of Barclays Bank UK PLC's ("Barclays Bank UK") acquisition of UK specialist mortgage lender Kensington Mortgage Company Limited ("KMC") and a portfolio of UK mortgages consisting primarily of mortgages originated by KMC from October 2021 (the "KMC Mortgage Portfolio" and together the "Transaction").

The Transaction reinforces Barclays Bank UK's commitment to the UK residential mortgage market. It presents an exciting opportunity to broaden Barclays Bank UK's existing mortgage product range by adding a best-in-class specialist mortgage lender with an established track record in the UK market, further enhancing its product capabilities consistent with Barclays' strategic priority to deliver next-generation, digitised consumer financial services.

As at completion, the KMC Mortgage Portfolio comprised a total of £2.2bn of loans (approximately 74% owner-occupied and 26% buy-to-let residential mortgages) with a weighted average loan-to-value of 75% at origination. The total consideration payable by Barclays Bank UK for the £2.2bn KMC Mortgage Portfolio and the acquisition of KMC is £2.4bn, subject to customary post-completion purchase price adjustments.

The Transaction has been financed from Barclays' existing resources and is now estimated to reduce the Barclays Group's CET1 ratio by approximately 14 basis points (based on the Barclays Group's CET1 ratio as at 31 December 2022).

Note:

As part of the Transaction, Barclays Bank UK is also acquiring Kensington Mortgage Services Limited ("KMS").  KMS has £100 of issued share capital and one employee and is an immaterial part of the Transaction.

- ENDS -

For further information, please contact:

Investor Relations                           Media Relations

Chris Manners                                 Jon Tracey

+44 (0) 20 7773 2136                     +44 (0) 20 7116 4755

 

About Barclays

Barclays is a British universal bank. We are diversified by business, by different types of customer and client, and geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Barclays Group. For further information about Barclays, please visit our website home.barclays.

Forward-Looking Statements

This announcement contains forward-looking statements within the meaning of Section 21E of the U.S. Securities Exchange Act of 1934, as amended, and Section 27A of the U.S. Securities Act of 1933, as amended, with respect to Barclays and the Barclays Group. Barclays cautions readers that no forward-looking statement is a guarantee of future performance and that actual results or other financial condition or performance measures could differ materially from those contained in the forward- looking statements. These forward-looking statements can be identified by the fact that they do not relate only to historical or current facts. Forward-looking statements sometimes use words such as 'may', 'will', 'seek', 'continue', 'aim', 'anticipate', 'target', 'projected', 'expect', 'estimate', 'intend', 'plan', 'goal', 'believe', 'achieve' or other words of similar meaning. These statements are based on the current beliefs and expectations of Barclays' management and are subject to significant risks and uncertainties. Actual outcomes may differ materially from those expressed in the forward-looking statements. Factors that could impact Barclays' future financial condition and performance are identified in Barclays' filings with the SEC (including, without limitation, Barclays' Annual Report on Form 20-F for the financial year ended 31 December 2022), which are available on the SEC's website at www.sec.gov.

Subject to Barclays' obligations under the applicable laws and regulations of any relevant jurisdiction, (including, without limitation, the UK and the U.S.), in relation to disclosure and ongoing information, we undertake no obligation to update publicly or revise any forward-looking statements, whether as a result of new information, future events or otherwise.

 

 

Exhibit No. 2

 

1 March 2023

Barclays PLC

Total Voting Rights

In accordance with the Financial Conduct Authority's (FCA) Disclosure Guidance and Transparency Rule 5.6.1R, Barclays PLC notifies the market that as of 28 February 2023, Barclays PLC's issued share capital consists of 15,879,273,878 Ordinary shares with voting rights.

There are no Ordinary shares held in Treasury.

 

The above figure 15,879,273,878 may be used by shareholders (and others with notification obligations) as the denominator for the calculation by which they will determine if they are required to notify their interest in, or a change to their interest in, Barclays PLC under the FCA's Disclosure Guidance and Transparency Rules.  

 

- Ends -

 

For further information, please contact:

 

Investor Relations	Media Relations
Chris Manners	Jon Tracey
+44 (0)20 7773 2136	+44 (0)20 7116 4755

 

           

 

 

 

Exhibit No. 3

 

3 March 2023

 

Barclays PLC

 

Update regarding Chief Executive Officer

 

Further to the announcement on 28 November 2022, Barclays PLC and Barclays Bank PLC ("Barclays") is pleased to announce that its CEO, C.S. Venkatakrishnan, has completed the treatment for Non-Hodgkin Lymphoma and is now in remission.  His letter to colleagues on this subject is below:

 

"Dear Colleagues,

 

I am pleased to inform you that I have completed the treatment for Non-Hodgkin Lymphoma that I commenced last November.  I am now in remission (no evidence of disease).  Over the coming weeks, I plan to be working more from the office, and ultimately resuming travel.

 

I am very grateful for the care I have received, using the Memorial Sloan Kettering Cancer Centre's program available to all US employees. Equally, I wish to thank you for your thoughts, prayers, and kind notes.

 

As always, I encourage you to pay close attention to your physical and mental wellbeing.  If you or eligible members of your family have been diagnosed with cancer, please do make use of the support we provide to employees worldwide."

 

-ENDS-

 

For further information, please contact:

 

Investor Relations                           Media Relations

 

Chris Manners                                 Jon Tracey

+44 (0) 20 7773 2136                     +44 (0) 20 7116 4755

 

 

About Barclays

Barclays is a British universal bank. We are diversified by business, by different types of customer and client, and geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Barclays Group. For further information about Barclays, please visit our website home.barclays.

 

 

Exhibit No. 4

Publication of Prospectus Supplement

The following prospectus supplement (the "Prospectus Supplement") is available for viewing:

Prospectus Supplement dated 27 February 2023 in connection with the issue of $1,500,000,000 9.250% Fixed Rate Resetting Perpetual Subordinated Contingent Convertible Securities (the "Securities") incorporating the Prospectus dated 1 March 2021 relating to the Securities (the "Base Prospectus").

Please read the disclaimer below "Disclaimer - Intended Addressees" before attempting to access this service, as your right to do so is conditional upon complying with the requirements set out below.

To view the Prospectus Supplement, please paste the following URL into the address bar of your browser.

http://www.rns-pdf.londonstockexchange.com/rns/1926S_1-2023-3-7.pdf

A copy of the above documents have been submitted to the National Storage Mechanism and will shortly be available for inspection at:

https://data.fca.org.uk/#/nsm/nationalstoragemechanism

 

For further information, please contact:

Barclays Treasury

1 Churchill Place

Canary Wharf

London E14 5HP

 

DISCLAIMER - INTENDED ADDRESSEES

IMPORTANT: You must read the following before continuing: The following applies to the Prospectus Supplement available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Prospectus Supplement. In accessing the Prospectus Supplement, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.

The Prospectus Supplement referred to above must be read in conjunction with the Base Prospectus.

THE PROSPECTUS SUPPLEMENT MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE PROSPECTUS SUPPLEMENT IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE U.S. SECURITIES ACT OF 1933, AS AMENDED, OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.

NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY SECURITIES ISSUED OR TO BE ISSUED PURSUANT TO THE PROSPECTUS SUPPLEMENT HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES LAWS OF ANY JURISDICTION OTHER THAN THE UNITED STATES.

Please note that the information contained in the Prospectus Supplement and the Base Prospectus referred to above may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus Supplement and the Base Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Prospectus Supplement and/or the Base Prospectus is not addressed. Prior to relying on the information contained in the Prospectus Supplement and/or the Base Prospectus you must ascertain from the Prospectus Supplement and the Base Prospectus whether or not you are part of the intended addressees of the information contained therein.

You are reminded that the Prospectus Supplement has been made available to you on the basis that you are a person into whose possession the Prospectus Supplement may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Prospectus Supplement to any other person.

The Prospectus Supplement does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuer in such jurisdiction. Under no circumstances shall the Prospectus Supplement constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Securities issued or to be issued pursuant to the Prospectus Supplement, in any jurisdiction in which such offer, solicitation or sale would be unlawful.

The Prospectus Supplement has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuer, its advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Prospectus Supplement made available to you in electronic format and the hard copy versions available to you on request from the issuer.

Your right to access this service is conditional upon complying with the above requirement.

 

 

 

Exhibit No. 5

 

Publication of Base Prospectus

The following base prospectus ("Prospectus") has been approved by the Financial Conduct Authority and the International Securities Market and is available for viewing:

Base Prospectus dated 7 March 2023 for the Barclays PLC Debt Issuance Programme.

Please read the disclaimer below "Disclaimer - Intended Addressees" before attempting to access this service, as your right to do so is conditional upon complying with the requirements set out below.

To view the full document, please paste the following URL into the address bar of your browser.

http://www.rns-pdf.londonstockexchange.com/rns/2084S_1-2023-3-7.pdf

A copy of the above document has been submitted to the National Storage Mechanism and will shortly be available for inspection at:

https://data.fca.org.uk/#/nsm/nationalstoragemechanism

For further information, please contact:

Barclays Treasury

1 Churchill Place

Canary Wharf

London E14 5HP

 

DISCLAIMER - INTENDED ADDRESSEES

IMPORTANT: You must read the following before continuing: The following applies to the Prospectus available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Prospectus. In accessing the Prospectus, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.

THE PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. THE PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT") OR WITHIN THE UNITED STATES TO QIBs (AS DEFINED BELOW) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT ("RULE 144A"). ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE PROSPECTUS IN WHOLE OR IN PART IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.

NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT TO THE PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT (1) IN ACCORDANCE WITH RULE 144A UNDER THE SECURITIES ACT TO PERSONS REASONABLY BELIEVED TO BE QUALIFIED INSTITUTIONAL BUYERS (EACH A "QIB") WITHIN THE MEANING OF RULE 144A OR (2) IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.

Please note that the information contained in the Prospectus may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Prospectus) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Prospectus is not addressed. Prior to relying on the information contained in the Prospectus you must ascertain from the Prospectus whether or not you are part of the intended addressees of the information contained therein.

Confirmation of your Representation: In order to be eligible to view the Prospectus or make an investment decision with respect to any Notes issued or to be issued pursuant to the Prospectus, you must be (i) a person other than a U.S. person (within the meaning of Regulation S under the Securities Act); or (ii) a QIB that is acquiring the securities for its own account or for the account of another QIB. By accessing the Prospectus, you shall be deemed to have represented that you and any customers you represent are not U.S. persons (as defined in Regulation S to the Securities Act) or that you are a QIB, and that you consent to delivery of the Prospectus and any supplements thereto via electronic publication.

You are reminded that the Prospectus has been made available to you on the basis that you are a person into whose possession the Prospectus may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Prospectus to any other person.

The Prospectus does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuer in such jurisdiction. Under no circumstances shall the Prospectus constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Notes issued or to be issued pursuant to the Prospectus, in any jurisdiction in which such offer, solicitation or sale would be unlawful.

The Prospectus has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuer, its advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Prospectus made available to you in electronic format and the hard copy version available to you on request from the issuer.

Your right to access this service is conditional upon complying with the above requirement.

 

 

Exhibit No. 6

 

Publication of Offering Circular

The following offering circular (the "Offering Circular") is available for viewing:

Offering Circular dated 6 March 2023 in connection with Barclays PLC's issue of SGD 400,000,000 7.300 per cent. Fixed Rate Resetting Perpetual Subordinated Contingent Convertible Securities (the "Securities").

Please read the disclaimer below "Disclaimer - Intended Addressees" before attempting to access this service, as your right to do so is conditional upon complying with the requirements set out below.

To view the Offering Circular, please paste the following URL into the address bar of your browser.

http://www.rns-pdf.londonstockexchange.com/rns/3386S_1-2023-3-8.pdf

A copy of the above document has been submitted to the National Storage Mechanism and will shortly be available for inspection at:

 

https://data.fca.org.uk/#/nsm/nationalstoragemechanism  

 

For further information, please contact:

Barclays Treasury

1 Churchill Place

Canary Wharf

London E14 5HP

DISCLAIMER - INTENDED ADDRESSEES

IMPORTANT: You must read the following before continuing: The following applies to the Offering Circular available by clicking on the link above, and you are therefore advised to read this carefully before reading, accessing or making any other use of the Offering Circular. In accessing the Offering Circular, you agree to be bound by the following terms and conditions, including any modifications to them, any time you receive any information from us as a result of such access.

THE OFFERING CIRCULAR MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER. ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE OFFERING CIRCULAR IN WHOLE OR IN PART IS PROHIBITED. THE OFFERING CIRCULAR MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"). FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS.

NOTHING IN THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN ANY JURISDICTION. ANY SECURITIES ISSUED OR TO BE ISSUED PURSUANT TO THE OFFERING CIRCULAR HAVE NOT BEEN AND WILL NOT BE REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION. ANY SECURITIES ISSUED OR TO BE ISSUED PURSUANT TO THE OFFERING CIRCULAR MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR RULE 904 OF REGULATION S UNDER THE SECURITIES ACT.

Please note that the information contained in the Offering Circular referred to above may be addressed to and/or targeted at persons who are residents of particular countries (specified in the Offering Circular) only and is not intended for use and should not be relied upon by any person outside these countries and/or to whom the offer contained in the Offering Circular is not addressed. Prior to relying on the information contained in the Offering Circular you must ascertain from the Offering Circular whether or not you are part of the intended addressees of the information contained therein.

You are reminded that the Offering Circular has been made available to you on the basis that you are a person into whose possession the Offering Circular may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver the Offering Circular to any other person.

Confirmation of your Representation: In order to be eligible to view the Offering Circular or make an investment decision with respect to any securities issued or to be issued pursuant to the Offering Circular, you must be a person other than a U.S. person (within the meaning of Regulation S under the Securities Act). By accessing the Offering Circular, you shall be deemed to have represented that you and any customers you represent are not a U.S. person (as defined in Regulation S to the Securities Act), and that you consent to delivery of the Offering Circular thereto via electronic publication.

The Offering Circular does not constitute, and may not be used in connection with, an offer or solicitation in any place where offers or solicitations are not permitted by law. If a jurisdiction requires that the offering be made by a licensed broker or dealer and the underwriters or any affiliate of the underwriters is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by the underwriters or such affiliate on behalf of the issuer in such jurisdiction. Under no circumstances shall the Offering Circular constitute an offer to sell, or the solicitation of an offer to buy, nor shall there be any sale of any Securities issued or to be issued pursuant to the Offering Circular, in any jurisdiction in which such offer, solicitation or sale would be unlawful.

The Offering Circular has been made available to you in an electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of electronic transmission and consequently none of the issuer, its advisers nor any person who controls any of them nor any director, officer, employee nor agent of it or affiliate of any such person accepts any liability or responsibility whatsoever in respect of any difference between the Offering Circular made available to you in electronic format and the hard copy versions available to you on request from the issuer.

Your right to access this service is conditional upon complying with the above requirement.

 

 

 

Exhibit No. 7

 

 

13 March 2023

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

Barclays PLC (the "Company") announces certain transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares").

1.   On 9 March 2023 the Company was notified of the grant of conditional awards to acquire Shares under:

 

a.   the Barclays Long Term Incentive Plan ("LTIP"); and

b.   the Barclays Group Share Value Plan ("SVP") including the Joiners Share Value Plan ("JSVP")

 

in respect of the deferred Share portion of PDMRs' variable remuneration for 2022, with a grant date of 8 March 2023. These awards are subject to continued employment over the deferral period and, in the case of the LTIP are based on performance in 2022 and are subject to the satisfaction of performance conditions over the 3 year performance period (2023 - 2025).

Director/ PDMR	SVP/JSVP (Shares)	LTIP (Shares)	Total gross (shares)	Gross value at award (£)
C.S. Venkatakrishnan	982,244	2,946,989	3,929,233	£5,441,000
Anna Cross	551,406	1,750,247	2,301,653	£3,165,948
Paul Compton	1,506,553		1,506,553	£2,100,000
Alistair Currie	340,903		340,903	£462,500
Matthew Fitzwater	125,587		125,587	£184,500
Matthew Hammerstein	629,246		629,246	£850,000
Vim Maru	168,656		168,656	£264,878
Tristram Roberts	683,050		683,050	£950,000
Taalib Shaah	665,491		665,491	£925,000
Stephen Shapiro	193,997		193,997	£285,000
Sasha Wiggins	221,225		221,225	£325,000
Total	6,068,358	4,697,236	10,765,594	£14,953,826

 

In line with our standard approach, the number of Shares awarded is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2023 of £1.6896, discounted from the spot rate at grant to reflect the absence of dividend equivalents during the deferral period.

2.   On 9 March 2023 the trustee of the Barclays Group (PSP) Employees' Benefit Trust ("Trustee") notified the Company that on 8 March 2023 it delivered Shares in respect of the delivery of the non-deferred Share portion of PDMRs' variable remuneration for the 2022 performance year (the Share Incentive Award (Holding Period) Shares ("SIA (HP)")). The Shares are subject to a 12 month holding period during which they cannot be charged, pledged, transferred or otherwise encumbered.

 

Director/ PDMR	Gross - SIA (HP) (Shares)	SIA (HP) (Shares) sold to cover tax and social security liability	Net - SIA (HP) (Shares)	Gross value (£)	Net value (£)
C.S. Venkatakrishnan	118,371	61,672	56,699	£200,000	£95,800
Anna Cross	118,371	55,635	62,736	£200,000	£106,000
Paul Compton	118,371	64,335	54,036	£200,000	£91,300
Alistair Currie	118,371	55,635	62,736	£200,000	£106,000
Matthew Fitzwater	72,798	34,216	38,582	£123,000	£65,190
Matthew Hammerstein	118,371	55,635	62,736	£200,000	£106,000
Tristram Roberts	118,371	55,635	62,736	£200,000	£106,000
Taalib Shaah	118,371	55,635	62,736	£200,000	£106,000
Stephen Shapiro	112,452	52,853	59,599	£189,999	£100,700
Sasha Wiggins	118,371	55,635	62,736	£200,000	£106,000
Total	1,132,218	546,886	585,332	£1,912,999	£988,990

The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2023 of £1.6896.

 

3.   On 9 March 2023 the Trustee notified the Company that on 8 March 2023 it delivered Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration for the three month period to 31 March 2023. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).

 

Director/ PDMR	Gross - Fixed Pay (Shares)	Shares sold to cover income tax and  social security liability	Net - Fixed Pay (Shares)	Gross value (£)	Net value (£)
C.S. Venkatakrishnan	208,012	108,375	99,637	£351,458	£168,346
Anna Cross	129,468	60,850	68,618	£218,750	£115,936
Paul Compton	224,994	122,285	102,709	£380,150	£173,537
Alistair Currie	83,846	39,408	44,438	£141,667	£75,082
Matthew Hammerstein	51,136	24,034	27,102	£86,400	£45,791
Vim Maru	49,321	23,181	26,140	£83,333	£44,166
Tristram Roberts	115,005	54,053	60,952	£194,313	£102,984
Taalib Shaah	103,574	48,680	54,894	£174,999	£92,748
Stephen Shapiro	51,787	24,340	27,447	£87,500	£46,374
Sasha Wiggins	33,291	15,647	17,644	£56,249	£29,811
Total	1,050,434	520,853	529,581	£1,774,819	£894,775

 

The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2023 of £1.6896.

 

4.   On 9 March 2023 the Trustee notified the Company that on 8 March 2023 it delivered Shares in respect of the release of Share awards granted in prior years under:

a.   the SVP; and

b.   the DSVP.

Director/ PDMR	SVP/DSVP (Shares)	Shares sold to cover income tax and social security liability	Total net (Shares)	Gross value (£)	Net value (£)
C.S. Venkatakrishnan	885,102	455,205	429,897	£1,495,469	£726,353
Anna Cross	186,388	87,604	98,785	£314,922	£166,907
Paul Compton	1,306,277	709,963	596,315	£2,207,086	£1,007,533
Alistair Currie	192,116	90,295	101,821	£324,600	£172,036
Matthew Fitzwater	74,037	34,798	39,239	£125,093	£66,298
Matthew Hammerstein	169,602	79,714	89,889	£286,560	£151,876
Tristram Roberts	382,630	179,837	202,793	£646,492	£342,639
Taalib Shaah	196,629	92,417	104,213	£332,225	£176,078
Stephen Shapiro	110,452	51,913	58,539	£186,620	£98,907
Sasha Wiggins	99,993	46,998	52,996	£168,949	£89,542
Total	3,603,226	1,828,744	1,774,487	£6,088,016	£2,998,169

 

The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 8 March 2023 of £1.6896.

5.   On 9 March 2023, the Company was notified of a sale of shares by a PDMR

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1.a.  Barclays Long Term Incentive Plan ("LTIP")

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	C.S. Venkatakrishnan
2	Reason for the notification
a)	Position/status	Group Chief Executive
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years, subject to performance conditions being met.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.3207 per Share	2,946,989
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Anna Cross
2	Reason for the notification
a)	Position/status	Group Finance Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years, subject to performance conditions being met.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.3207 per Share	1,750,247
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1.b. Barclays Group Share Value Plan ("SVP")

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	C.S. Venkatakrishnan
2	Reason for the notification
a)	Position/status	Group Chief Executive
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in two tranches over two years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.5770 per Share	982,244
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Anna Cross
2	Reason for the notification
a)	Position/status	Group Finance Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vests in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.5496 per Share	551,406
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Paul Compton
2	Reason for the notification
a)	Position/status	Global Head of the Corporate and Investment Bank and President of BBPLC
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.3939 per Share	1,506,553
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Alistair Currie
2	Reason for the notification
a)	Position/status	Group Chief Operating Officer and Chief Executive of Barclays Execution Services
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.3567 per Share	340,903
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Matthew Fitzwater
2	Reason for the notification
a)	Position/status	Interim Chief Compliance Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.4691 per Share	125,587
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Matthew Hammerstein
2	Reason for the notification
a)	Position/status	CEO, Barclays UK PLC
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.3508 Share	629,246
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Vim Maru
2	Reason for the notification
a)	Position/status	Global Head of Consumer Banking and Payments
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Joiners Share Value Plan (the "Award"). Shares under the Award typically vest in line with the vesting schedule of the awards being replaced.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.7341 per Share	30,549
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Vim Maru
2	Reason for the notification
a)	Position/status	Global Head of Consumer Banking and Payments
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Joiners Share Value Plan (the "Award"). Shares under the Award typically vest in line with the vesting schedule of the awards being replaced.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.5344 per Share	138,107
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Tristram Roberts
2	Reason for the notification
a)	Position/status	Group HR Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.3908 per Share	683,050
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Taalib Shaah
2	Reason for the notification
a)	Position/status	Group Chief Risk Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.3900 per Share	665,491
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Stephen Shapiro
2	Reason for the notification
a)	Position/status	Group General Counsel
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.4691 per Share	193,997
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Sasha Wiggins
2	Reason for the notification
a)	Position/status	Group Head of Public Policy and Corporate Responsibility
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares received
		£1.4691 per Share	221,225
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	Outside a trading venue

 

2.  Share Incentive Award (Holding Period) Shares ("SIA (HP)"))

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	C.S. Venkatakrishnan
2	Reason for the notification
a)	Position/status	Group Chief Executive
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4 .1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Gross Number of Shares received
		£1.6896 per Share	118,371
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)
4 .2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument     Identification code	Shares     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares sold
		£1.6896 per Share	61,672
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Anna Cross
2	Reason for the notification
a)	Position/status	Group Finance Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Gross Number of Shares received
		£1.6896 per Share	118,371
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Shares     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares sold
		£1.6896 per Share	55,635
d)	Aggregated information   - Aggregated volume   - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Paul Compton
2	Reason for the notification
a)	Position/status	Global Head of the Corporate and Investment Bank and President of BBPLC
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Gross Number of Shares received
		£1.6896 per Share	118,371
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identificativenkat on code	Shares     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares sold
		£1.6896 per Share	64,335
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Alistair Currie
2	Reason for the notification
a)	Position/status	Group Chief Operating Officer and Chief Executive of Barclays Execution Services
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Gross Number of Shares received
		£1.6896 per Share	118,371
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Shares     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares sold
		£1.6896 per Share	55,635
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Matthew Fitzwater
2	Reason for the notification
a)	Position/status	Interim Chief Compliance Officer
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Gross Number of Shares received
		£1.6896 per Share	72,798
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Shares     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares sold
		£1.6896 per Share	34,216
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Matthew Hammerstein
2	Reason for the notification
a)	Position/status	CEO, Barclays UK PLC
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Gross Number of Shares received
		£1.6896 per Share	118,371
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument     Identification code	Shares     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares sold
		£1.6896 per Share	55,635
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)

 

1	Details of the person discharging managerial responsibilities / person closely associated
a)	Name	Tristram Roberts
2	Reason for the notification
a)	Position/status	Group HR Director
b)	Initial notification /Amendment	Initial notification
3	Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)	Name	Barclays PLC
b)	LEI	213800LBQA1Y9L22JB70
4.1	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument   Identification code	Ordinary shares with a nominal value of 25 pence each ("Shares")   GB0031348658
b)	Nature of the transaction	The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Gross Number of Shares received
		£1.6896 per Share	118,371
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)
4.2	Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)	Description of the financial instrument, type of instrument     Identification code	Shares     GB0031348658
b)	Nature of the transaction	Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares.
c)	Price(s) and volume(s)	Price(s)	Volume(s): Number of Shares sold
		£1.6896 per Share	55,635
d)	Aggregated information     - Aggregated volume     - Price	Not applicable
e)	Date of the transaction	2023-03-08
f)	Place of the transaction	London Stock Exchange (XLON)